Dividend-adjusted total return · S&P 500 uses VOO · Apr 20, 2011 – Nov 6, 2026FNKS&P 500 · VOO
First Trust Mid Cap Value AlphaDEX FundFNK
$63.54
−0.9% last session
+15.5% YTD
Data as of 11/6/20264:00 PM ET · End-of-day
| Returns | 1D | 1M | 3M | YTD | 1Y | 3Y | 5Y | MAX |
|---|---|---|---|---|---|---|---|---|
| Total return | −0.9% | +5.2% | −0.7% | +15.5% | +21.1% | +56.8% | +49.7% | +292.7% |
| Peer average | +0.2% | −1.2% | −5.6% | +10.0% | +12.7% | +61.3% | +39.3% | — |
| S&P 500 · VOO | +0.3% | −5.0% | −4.6% | +8.7% | +9.8% | +80.8% | +71.8% | — |
Key Statistics
Open all fund facts →- AUM
- $245M
- Expense ratio
- 0.74%
- Distribution yield
- 1.5%
- NAV
- $65.46
- Volume
- 3K
- Avg. volume 30D
- 13K
- High today
- $63.80
- Low today
- $63.49
- Previous close
- $64.13
- 52-week high
- $65.71
- 52-week low
- $51.98
- Our risk indicator
- 4/5
FNK in One Breath
FNK Among Mid Cap ETFs
YTDEnd-of-day Nov 6, 2026 · 94 Mid cap ETFs by YTD
$10,000 in FNK
5Y$10,000 in FNK became
$14,968
In the S&P 500 (VOO)
$17,177
Total return, dividends in · Oct 29, 2021 – Nov 6, 2026 · S&P 500 uses VOO
FNK’s Top Holdings
TodayADTADT1.1%RRC0.9%SIRI0.9%EPAM0.8%RDN0.8%MHK0.8%LYFT0.8%ESNT0.8%SR0.8%BYD0.8%AXS0.8%EG0.8%WTM0.8%UHS0.8%MTG0.8%CNX0.8%FAF0.8%RNR0.8%OZK0.8%SWX0.8%ACT0.8%AR0.7%
Financial ServicesConsumer CyclicalEnergyIndustrialsTechnologyUtilitiesOther
First Trust FNK · 226 holdings · top 22 shown · tile size = share of the fund · as of Nov 6, 2026
What FNK Holds
TodayFinancial Services26.9%
RDN · ESNT · AXS · EG · WTM · MTG · FAF
Consumer Cyclical19.0%
MHK · BYD · LAD · HRB · M · SON · CROX
Energy12.1%
RRC · CNX · AR · APA · MGY · CHRD · MUR
Industrials11.8%
ADT 1.1 · AMTM · TXT · INSW · OSK · BAH · JBTM
Technology5.7%
EPAM · LYFT · G · VNT
Utilities5.4%
SR · SWX · BKH · OGS · UGI · POR
Consumer Defensive5.1%
MKC · INGR · TSN · CPB · REYN · JBS
First Trust FNK · share of the fund by sector · as of Nov 6, 2026
ADT’s Share of FNK
Today1.1%
$11 of every $1,000 in FNK is ADT
ADT held by FNK
$2.7M
First Trust FNK · each square = $10 of $1,000 · as of Nov 6, 2026
FNK’s Share of Mid Cap ETFs
Today0.0%
of the $519B in 108 Mid cap ETFs
$245M0.0%
$121B23.3%
$103B19.9%
$294B56.7%
Mid cap ETF AUM · Nov 6, 2026
FNK Fee per $100 vs Peers
TodayExpense ratio · Mid cap peers · Nov 6, 2026
Inside FNK
226 holdings · as of Nov 6, 2026FNK
First Trust Mid Cap Value AlphaDEX Fund
TodayFinancial Services26.9%RDNESNTAXSEGWTMMTGFAFRNROZKACTSIGILNCORIMCY9 more holdings16.6% of the fundConsumer Cyclical19.0%MHKBYDLADHRBMSONCROXGAPLEASLGNANANFGNTX10 moreEnergy12.1%RRCCNXARAPAMGYCHRDMURNFGMTDRPBFSMCNRIndustrials11.8%ADTAMTMTXTINSWOSKBAHTechnology5.7%EPAMLYFTGVNTUtilities5.4%SRSWXBKHOGSUGIPORConsumer Defensive5.1%MKCINGRTSNCPBREYNJBSReal Estate4.7%MRPHSTEPRRITMGLPIBasic Materials3.6%CMCAAUFPIEMNHealthcare3.3%UHSCOOACADSOLVCommunication Services2.4%SIRIVSNTNXST
Financial Services26.9%RDNESNTAXSEGWTM17 more holdings22.2% of the fundConsumer Cyclical19.0%MHKBYDLADHRBM18 moreEnergy12.1%RRCCNXARAPAMGYCHRD7 moreIndustrials11.8%ADTAMTMTXT2 moreTechnology5.7%EPAMLYFTUtilities5.4%SRSWXConsumer Defensive5.1%MKCINGRReal Estate4.7%MRPHSTCMCAAUFPIEMNHealthcare3.3%UHSACADSOLVSIRIVSNT
| # | Ticker | Company | Weight ▼ |
|---|---|---|---|
| 1 | ADT | ADT | 1.11% |
| 2 | RRC | Range Resources | 0.93% |
| 3 | SIRI | Sirius XM | 0.88% |
| 4 | EPAM | EPAM Systems | 0.84% |
| 5 | RDN | Radian Group | 0.83% |
| 6 | MHK | Mohawk Industries | 0.83% |
| 7 | LYFT | Lyft, () | 0.81% |
| 8 | ESNT | Essent Group | 0.81% |
| 9 | SR | Spire | 0.80% |
| 10 | BYD | Boyd Gaming | 0.79% |
Financial ServicesConsumer CyclicalEnergyIndustrialsTechnologyUtilitiesConsumer DefensiveReal EstateBasic MaterialsHealthcareCommunication Services
First Trust FNK · current holdings by weight · as of Nov 6, 2026 · each tile is one holding · top 20 = 16.3%
All FNK Holdings
227 holdings · as of Nov 6, 2026FNK
FNK’s Holdings
Today| # | ||||||
|---|---|---|---|---|---|---|
| 1 | ADTADT | Industrials | 1.11% | $111.27 | 270K | $2.7M |
| 2 | RRCRange Resources | Energy | 0.93% | $92.60 | 44K | $2.2M |
| 3 | SIRISirius XM | Communication Services | 0.88% | $87.72 | 64K | $2.1M |
| 4 | EPAMEPAM Systems | Technology | 0.84% | $83.60 | 12K | $2.0M |
| 5 | RDNRadian Group | Financial Services | 0.83% | $83.21 | 54K | $2.0M |
| 6 | MHKMohawk Industries | Consumer Cyclical | 0.83% | $82.67 | 13K | $2.0M |
| 7 | LYFTLyft, () | Technology | 0.81% | $81.22 | 110K | $2.0M |
| 8 | ESNTEssent Group | Financial Services | 0.81% | $80.95 | 28K | $1.9M |
| 9 | SRSpire | Utilities | 0.80% | $80.15 | 22K | $1.9M |
| 10 | BYDBoyd Gaming | Consumer Cyclical | 0.79% | $79.12 | 25K | $1.9M |
| 11 | AXSAxis Capital Limited | Financial Services | 0.78% | $78.30 | 17K | $1.9M |
| 12 | EGEverest Group | Financial Services | 0.78% | $78.18 | 4,503 | $1.9M |
| 13 | WTMWhite Mountains Insurance Group | Financial Services | 0.78% | $78.17 | 820 | $1.9M |
| 14 | UHSUniversal Health Services, () | Healthcare | 0.78% | $77.88 | 9,437 | $1.9M |
| 15 | MTGMGIC Investment | Financial Services | 0.78% | $77.62 | 64K | $1.9M |
First Trust FNK · every reported holding · per $10,000 = dollars of each holding in a $10,000 stake · as of Nov 6, 2026
How It Compares
FNK
First Trust Mid Cap Value AlphaDEX Fund’s Peers
TodayMid cap peers · Today’s and past-year returns · as of Nov 7, 2026 · sorted by AUM
Head to Head
Put FNK head to head with IJH →IJH vs FNK
YTDYear to date
FNK wins+6.0 pts
Past year
FNK wins+8.2 pts
Fee
IJH winslower fee
Yield
FNK wins+0.3 pts
AUM
IJH491.9× more
3–1FNK wins
iShares IJH and First Trust FNK · year-to-date · as of Nov 7, 2026 · AUM not scored
FNK vs VOO
YTDFNK · First Trust Mid Cap Value AlphaDEX Fund
+15.5%
VOO · S&P 500
+8.7%
Gap
6.8 pts
First Trust FNK and Vanguard VOO · Today total return · as of Nov 7, 2026
FNK vs Its Peer Average
YTDFNKAvsBPeer average
1D−0.9%+0.2%
1M+5.2%−1.2%
3M−0.7%−5.6%
YTD+15.5%+10.0%
1Y+21.1%+12.7%
3Y+56.8%+61.3%
5Y+49.7%+39.3%
5–2FNK wins
107 Mid cap peers · each row scaled to its leader
The Details
FNK
Risk
1Y4/5our risk indicator
CalmerBumpier
Volatility · 1Y13.92%
Deepest drop · 1Y−9.1%
Lowest point · 5Y−13.8%
52-week range
$63.54
$51.98−3.3% from the high$65.71
First Trust FNK · past-year price moves · as of Nov 7, 2026
FNK
Fund Facts
Today2011launched Apr 19
Tracks[…]
Exchange · CUSIPNASDAQ · 33737M201
StructureETF
Leverage1x
Cost on $10,000$74 a year
Go deeper
First Trust FNK · fund facts · as of Nov 7, 2026
FNK
Payouts by Year
13Y$0.28per share, Sep 2026
Distribution yield1.5%
PaidEvery quarter
Latest ex-date · paidSep 24 · Sep 30, 2026
12 payouts added up$2.77 a share
First Trust FNK · distributions by ex-date · 2014–2026
All Fund FactsDocuments · trading · fees · every payout
Prospectus & Documents
summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗SEC reported portfolio · 2024-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-07-31 ↗SEC reported portfolio · 2024-04-30 ↗SEC reported portfolio · 2024-01-31 ↗SEC reported portfolio · 2023-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-07-31 ↗SEC reported portfolio · 2023-04-28 ↗SEC reported portfolio · 2023-01-31 ↗SEC reported portfolio · 2022-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2022-07-29 ↗SEC reported portfolio · 2022-04-29 ↗SEC reported portfolio · 2022-01-31 ↗SEC reported portfolio · 2021-10-29 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2021-07-30 ↗SEC reported portfolio · 2021-04-30 ↗SEC reported portfolio · 2021-01-29 ↗SEC reported portfolio · 2020-10-30 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2020-07-31 ↗SEC reported portfolio · 2020-04-30 ↗SEC reported portfolio · 2020-01-31 ↗SEC reported portfolio · 2019-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗
Trading & Liquidity
Net asset value$65.46
Premium / discount[…]
Median spread · 30D[…]
Volume today3K
Average volume · 30D13K
Shares outstanding[…]
Options[…]
Fees & Costs
Net expense ratio0.74%
Gross expense ratio[…]
Management fee[…]
Cost on $10,000 a year$74.00
Our risk indicator4/5
Estimated yearly cost excludes trading costs and assumes constant assets.
Distributions
| Ex-date | Paid | Per share |
|---|---|---|
| Sep 24, 2026 | Sep 30, 2026 | $0.28 |
| Jun 25, 2026 | Jun 30, 2026 | $0.17 |
| Mar 26, 2026 | Mar 31, 2026 | $0.25 |
| Dec 12, 2025 | Dec 31, 2025 | $0.29 |
| Sep 25, 2025 | Sep 30, 2025 | $0.20 |
| Jun 26, 2025 | Jun 30, 2025 | $0.19 |
| Mar 27, 2025 | Mar 31, 2025 | $0.17 |
| Dec 13, 2024 | Dec 31, 2024 | $0.29 |
| Sep 26, 2024 | Sep 30, 2024 | $0.26 |
| Jun 27, 2024 | Jun 28, 2024 | $0.21 |
| Mar 21, 2024 | Mar 28, 2024 | $0.11 |
| Dec 22, 2023 | Dec 29, 2023 | $0.35 |
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