VanEckSectorsFinancials#215 of 264 by YTD

VanEck Preferred Securities ex Financials ETFPFXF

1D 1M 3M YTD 1Y 3Y 5Y MAX

S&P 500 Bucket avg Compare

$16.39+0.4%

+$0.07 · Nov 6 close

Buy

AUM: $2.1B
Fee: 0.40%
Yield: 6.5%

Bumpy · 1Y: 0.8×S&P
Volume: 1.2M
NAV: $16.41

What's insideAll 119 →

STRC 7.6%GOOGN 4.7%GOOGM 4.7%SMCIP 4.1%

52-week range14% below the high

$16.23$19.07

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	+0.4%	−6.2%	−7.9%	−2.9%	−0.7%	+26.2%	+6.4%	+94.2%
Peer average	−0.6%	+2.8%	−4.4%	+5.6%	+13.0%	+85.6%	+49.3%	—
S&P 500 · VOO	+0.3%	−5.0%	−4.6%	+8.7%	+9.8%	+80.8%	+71.8%	—

PFXF in One Breath

PFXF Among Financials ETFs

YTD

#1QABAFirst Trust+20.1%$86.9M

#2GSIBThemes+14.3%$37.5M

#3KRESPDR+13.3%$4.7B

#4PSCFInvesco+12.3%$30.6M

#5IAKiShares+11.6%$483M

#6KBWPInvesco+11.4%$305M

#7KBESPDR+10.5%$1.6B

#8IATiShares+9.7%$627M

#25PFXFVanEck−2.9%$2.1B

End-of-day Nov 8, 2026 · 29 Financials ETFs by YTD

$10,000 in PFXF

$10,000 in PFXF became

$10,643

In the S&P 500 (VOO)

$17,177

Total return, dividends in · Oct 29, 2021 – Nov 6, 2026 · S&P 500 uses VOO

PFXF’s Top Holdings

Today

STRCStrategy7.6%GOOGN4.7%GOOGM4.7%SMCIP4.1%DUKU2.3%SOMN2.2%BTSGU2.0%MCHPP1.9%BRKRP1.3%T-PC1.3%PPLC1.2%STRF1.1%TBB1.1%DUK-PA1.0%T-PA0.9%XELLL0.9%NLY-PF0.8%STRD0.8%STRK0.8%NOVTU0.8%SOJD0.8%F-PC

STRCStrategy7.6%GOOGN4.7%GOOGM4.7%SMCIP4.1%DUKU2.3%SOMN2.2%BTSGU2.0%MCHPP1.9%BRKRP1.3%T-PC1.3%PPLC1.2%STRF1.1%

TechnologyCommunication ServicesUtilitiesReal EstateHealthcareOther

VanEck PFXF · 116 holdings · top 22 shown · tile size = share of the fund · as of Nov 6, 2026

What PFXF Holds

Today

Technology17.2%

STRC 7.6 · SMCIP 4.1 · MCHPP 1.9 · STRF 1.1 · STRD · STRK · NOVTU

Communication Services14.7%

GOOGN 4.7 · GOOGM 4.7 · T-PC 1.3 · TBB 1.1 · T-PA · TDS-PV · TMUSL

Utilities12.9%

DUKU 2.3 · SOMN 2.2 · PPLC 1.2 · DUK-PA 1.0 · XELLL · SOJD · SREA

Real Estate6.7%

NLY-PF · AGNCP · RITM-PD · NLY-PG · AGNCO · NRZ-PC · PSA-PP

Healthcare3.3%

BTSGU 2.0 · BRKRP 1.3

Consumer Defensive2.1%

CHSCO · CHSCL · CHSCM · CHSCN

Consumer Cyclical2.0%

F-PC · F-PB · F-PD

VanEck PFXF · share of the fund by sector · as of Nov 6, 2026

Strategy’s Share of PFXF

Today

7.6%

$76 of every $1,000 in PFXF is Strategy

Strategy held by PFXF

$162M

Most Strategy per dollar

PFXF7.6%

DADS4.0%

PFF3.5%

IYLD0.5%

VanEck PFXF · each square = $10 of $1,000 · as of Nov 6, 2026

PFXF’s Share of Financials ETFs

Today

2.1%

of the $99.8B in 33 Financials ETFs

PFXF$2.1B2.1%

XLF$54.5B54.6%

VFH$12.7B12.7%

30 others$30.4B30.5%

Financials ETF AUM · Nov 8, 2026

PFXF Fee per $100 vs Peers

Today

$0.40a year
per $100

$40 a year on $10,000

XLF$0.08

VFH$0.09

KBWB$0.35

KRE$0.35

IYF$0.37

PFXF$0.40

Expense ratio · Financials peers · Nov 8, 2026

Inside PFXF

116 holdings · as of Nov 6, 2026

PFXF

VanEck Preferred Securities ex Financials ETF

Today

Technology17.2%STRC7.6%SMCIP4.1%MCHPPSTRFCommunication Services14.7%GOOGN4.7%GOOGM4.7%TBB5 moreUtilities12.9%DUKUSOMNPPLCXELLL8 moreReal Estate6.7%AGNCP11 moreBTSGUBRKRPCHSCOCHSCLCHSCMCHSCNOther39.0%16 more holdings36.6% of the fund

#	Ticker	Company	Weight ▼
1	STRC	Strategy	7.60%
2	GOOGN	Alphabet	4.66%
3	GOOGM	Alphabet	4.66%
4	SMCIP	Super Micro Computer	4.08%
5	DUKU	Duke Energy	2.35%
6	SOMN	Southern /The	2.19%
7	BTSGU	Brightspring Health Services	1.97%
8	MCHPP	Microchip Technology	1.90%
9	BRKRP	Bruker	1.35%
10	T-PC	At&T	1.25%

See all 119 holdings ↓

TechnologyCommunication ServicesUtilitiesReal EstateHealthcareConsumer DefensiveConsumer CyclicalFinancial ServicesIndustrialsEnergyOther

VanEck PFXF · current holdings by weight · as of Nov 6, 2026 · each tile is one holding · top 20 = 41.6%

All PFXF Holdings

119 holdings · as of Nov 6, 2026

PFXF

PFXF’s Holdings

Today

#
1	STRCStrategy	Technology	7.60%	$760.25	1.6M	$161.2M
2	—Boeing /The	—	7.20%	$720.01	2.8M	$152.7M
3	GOOGNAlphabet	Communication Services	4.66%	$466.47	2.4M	$98.9M
4	GOOGMAlphabet	Communication Services	4.66%	$466.25	2.4M	$98.9M
5	—Oracle	—	4.28%	$428.24	2.4M	$90.8M
6	SMCIPSuper Micro Computer	Technology	4.08%	$408.43	1.8M	$86.6M
7	—Hewlett Packard Enterprise	—	3.91%	$391.26	728K	$83.0M
8	—Nextera Energy	—	2.51%	$251.45	1.1M	$53.3M
9	—Nextera Energy	—	2.44%	$243.59	971K	$51.6M
10	DUKUDuke Energy	Utilities	2.35%	$234.69	973K	$49.8M
11	—Albemarle	—	2.32%	$231.54	1.1M	$49.1M
12	SOMNSouthern /The	Utilities	2.19%	$218.52	971K	$46.3M
13	BTSGUBrightspring Health Services	Healthcare	1.97%	$197.30	194K	$41.8M
14	MCHPPMicrochip Technology	Technology	1.90%	$190.07	721K	$40.3M
15	—Nextera Energy	—	1.70%	$169.59	728K	$36.0M

VanEck PFXF · every reported holding · per $10,000 = dollars of each holding in a $10,000 stake · as of Nov 6, 2026

How It Compares

PFXF

VanEck Preferred Securities ex Financials ETF’s Peers


XLF	SPDRRead Desk	0.08%	+10.4%	+5.7%	$54.5B
VFH	VanguardRead Desk	0.09%	+10.1%	+5.2%	$12.7B
KBWB	InvescoRead Desk	0.35%	+16.1%	+5.7%	$6.5B
KRE	SPDRRead Desk	0.35%	+22.0%	+13.3%	$4.7B
IYF	iSharesRead Desk	0.37%	+8.8%	+3.5%	$3.8B
PFXF	VanEckThis fundRead Desk	0.40%	−0.7%	−2.9%	$2.1B

Financials peers · Past-year and ytd returns · as of Nov 9, 2026 · sorted by AUM

Head to Head

Put PFXF head to head with XLF →

XLF vs PFXF

YTD

XLFSPDR · FinancialsPFXFVanEck · Financials

Year to date

+5.7%

−2.9%

XLF wins+8.6 pts

Past year

+10.4%

−0.7%

XLF wins+11.1 pts

Fee

0.08%

0.40%

XLF winslower fee

Yield

1.4%

6.5%

PFXF wins+5.1 pts

AUM

$54.5B

$2.1B

XLF25.6× more

3–1XLF wins

SPDR XLF and VanEck PFXF · year-to-date · as of Nov 9, 2026 · AUM not scored

PFXF vs VOO

PFXF · VanEck Preferred Securities ex Financials

−0.7%

VOO · S&P 500

+9.8%

Gap

10.5 pts

VanEck PFXF and Vanguard VOO · 1Y total return · as of Nov 9, 2026

PFXF vs Its Peer Average

YTD

PFXFAvsBPeer average

1D+0.4%−0.6%

1M−6.2%+2.8%

3M−7.9%−4.4%

YTD−2.9%+5.6%

1Y−0.7%+13.0%

3Y+26.2%+85.6%

5Y+6.4%+49.3%

1–6Peer average wins

32 Financials peers · each row scaled to its leader

How Bumpy Is PFXF?

View

PFXF

How Bumpy

0.8×the S&P 500’s swings

CalmerBumpierS&P 1×PFXF

Calmest of 7 financials fundsPFXF

Other financials funds1.1× to 1.6×

VanEck PFXF · daily swings over the past year vs the S&P 500

PFXF

Worst Drop

−11.8%from its Jun 2 high

Still below the high−11.4%

$10,000 at the high is now$8,860

VanEck PFXF · fall from the highest close, past year

PFXF

On a Bad Day

0.8×the S&P 500’s fall

PFXF’s worst day: Thursday, Nov 5

PFXF

−2.5%

S&P 500

−4.4%

Up days49 of every 100

S&P 500 up days52 of every 100

VanEck PFXF · average move on days the S&P 500 fell

PFXF

Return for the Bumps

1Y#7 of 7 financials funds

#1KRESPDR

most for the bumps

#2EUFNiShares

#3KBWBInvesco

#4XLFSPDR

#5VFHVanguard

#6IYFiShares

#7PFXFVanEck

lost money

Ranked by return above cash for each unit of bumpiness (Sharpe ratio) · cash = 3.8%

PFXF

Cost

Today

$40a year per $10,000

XLF

VFH

KBWB

$35

KRE

$35

IYF

$37

PFXF

$40

EUFN

$49

Expense ratio 0.40%, taken from the fund’s value

PFXF

Volatility & Beta

11.4%annual volatility

S&P 500 volatility13.6%

Downside volatility8.3%

Beta vs SPY0.66

Correlation vs SPY0.78

Beta rank, lowest first, of 7#5

Daily total returns × √252 · past 254 trading days

PFXF

Max Drawdown

−11.8%peak to trough

Peak closeJun 2, 2026

Current drawdown−11.4%

Worst day−2.51% · Nov 5

Closing prices, dividends in

PFXF

Up / Down Capture

80%down capture vs SPY

Down days

80%

Up days

71%

S&P 500

100%

Up ÷ down capture0.88

Up days49.2% (S&P 52.0%)

Average daily move on SPY up days and down days

PFXF

Sharpe & Sortino vs Peers

Fund	Sharpe	Sortino	Volatility	Max DD	Beta	Fee / $10k
KRE	0.93	1.38	20.7%	−15.0%	0.59	$35
EUFN	0.69	1.06	21.6%	−14.8%	1.08	$49
KBWB	0.62	0.86	20.4%	−16.4%	0.91	$35
XLF	0.50	0.72	15.2%	−14.8%	0.60	$8
VFH	0.47	0.68	15.3%	−14.7%	0.62	$9
IYF	0.39	0.56	15.1%	−13.9%	0.63	$37
PFXF	−0.44	−0.61	11.4%	−11.8%	0.66	$40

Sharpe = (return − 3.8% cash) ÷ volatility · Sortino uses downside volatility only

PFXF

Trading

Today

−0.12%below its holdings’ value

Close$16.39

NAV$16.41

Fee per $10,000$40 a year

Avg. volume 30D920K shares

Premium / discount history starts once daily NAV is saved

Close vs net asset value, Nov 6

The Details

PFXF

Fund Facts

Today

2012launched Jul 16

Tracks[…]

Exchange · CUSIPAMEX · 92189F429

StructureETF

Leverage1x

Cost on $10,000$40 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

VanEck PFXF · fund facts · as of Nov 9, 2026

PFXF

Payouts by Year

$0.0943per share, Nov 2026

Distribution yield6.5%

PaidEvery month

Latest ex-date · paidNov 2 · Nov 5, 2026

12 payouts added up$1.07 a share

VanEck PFXF · distributions by ex-date · 2021–2026

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

SEC reported portfolio · 2026-06-30 ↗SEC reported portfolio · 2026-03-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-12-31 ↗SEC reported portfolio · 2025-09-30 ↗SEC reported portfolio · 2025-06-30 ↗SEC reported portfolio · 2025-03-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-12-31 ↗SEC reported portfolio · 2024-10-31 ↗

Trading & Liquidity

Net asset value$16.41

Premium / discount[…]

Median spread · 30D[…]

Volume today1.2M

Average volume · 30D920K

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.40%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$40.00

Our risk indicator4/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

Ex-date	Paid	Per share
Nov 2, 2026	Nov 5, 2026	$0.0943
Oct 1, 2026	Oct 6, 2026	$0.0648
Sep 1, 2026	Sep 4, 2026	$0.0616
Aug 3, 2026	Aug 6, 2026	$0.0880
Jul 1, 2026	Jul 7, 2026	$0.11
Jun 1, 2026	Jun 4, 2026	$0.0566
May 1, 2026	May 6, 2026	$0.10
Apr 1, 2026	Apr 7, 2026	$0.0803
Mar 2, 2026	Mar 5, 2026	$0.0951
Feb 2, 2026	Feb 5, 2026	$0.0485
Dec 29, 2025	Dec 31, 2025	$0.18
Nov 28, 2025	Dec 3, 2025	$0.0868

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