Harbor Active Small Cap ETF (SMLL)SMLL

HarborUS Stock StylesSmall Cap#239 of 701 by YTD

$22.37

−0.2% last session

+12.3% YTD

Data as of 11/6/20264:00 PM ET · End-of-day

Dividend-adjusted total return · S&P 500 uses VOO · Aug 29, 2024 – Nov 6, 2026SMLLS&P 500 · VOO

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	−0.2%	+9.6%	+1.8%	+12.3%	+10.7%	—	—	+16.5%
Peer average	0.0%	−0.3%	−5.9%	+14.1%	+16.4%	+64.1%	+34.5%	—
S&P 500 · VOO	+0.3%	−5.0%	−4.6%	+8.7%	+9.8%	+80.8%	+71.8%	—

Key Statistics

Open all fund facts →

AUM: $14M
Expense ratio: 0.80%
Distribution yield: 2.1%
NAV: $22.42
Volume: 801
Avg. volume 30D: 1K
High today: $22.39
Low today: $22.24
Previous close: $22.41
52-week high: $23.10
52-week low: $18.58
Our risk indicator: 4/5

SMLL in One Breath

SMLL Among Small Cap ETFs

YTD

#1SFLOVictoryShares+30.3%$908M

#2CALFPacer+28.6%$3.9B

#3CAFGPacer+26.4%$44.6M

#4MYLDCambria Funds+25.1%$55.7M

#5FYTFirst Trust+24.9%$185M

#6TCVTowle+24.0%$202M

#7SVALiShares+22.4%$159M

#8FYXFirst Trust+21.9%$1.4B

#64SMLLHarbor+12.3%$13.8M

End-of-day Nov 6, 2026 · 97 Small cap ETFs by YTD

$10,000 in SMLL

$10,000 in SMLL became

$11,651

In the S&P 500 (VOO)

$13,535

Total return, dividends in · Aug 29, 2024 – Nov 6, 2026 · S&P 500 uses VOO

SMLL’s Top Holdings

Today

POOLPool5.8%MORN5.7%PCTY4.1%WTFC3.8%DOCS3.6%SSNC3.3%FDS3.3%UBSI3.3%RLJ3.0%WSC3.0%PLOW3.0%FOUR2.8%APAM2.7%CSGP2.6%TTC2.5%JBI2.5%ATR2.5%USPH2.4%HLMN2.4%RS2.3%RELY2.2%28 more

POOL5.8%MORN5.7%PCTY4.1%WTFC3.8%DOCS3.6%SSNC3.3%FDS3.3%UBSI3.3%RLJ3.0%WSC3.0%PLOW3.0%FOUR2.8%38 more

IndustrialsFinancial ServicesTechnologyHealthcareReal EstateOther

Harbor SMLL · 50 holdings · tile size = share of the fund · as of Nov 6, 2026

What SMLL Holds

Today

Industrials28.1%

POOL 5.8 · WSC 3.0 · PLOW 3.0 · TTC 2.5 · HLMN 2.4 · SARO 2.1 · MIDD 2.0

Financial Services21.7%

MORN 5.7 · WTFC 3.8 · FDS 3.3 · UBSI 3.3 · APAM 2.7 · KNSL 1.3 · MC 1.1

Technology19.1%

PCTY 4.1 · SSNC 3.3 · FOUR 2.8 · RELY 2.2 · CART 1.8 · FRSH 1.6 · QTWO 1.3

Consumer Cyclical9.3%

ANDG 1.5 · LCII · MCRI

Healthcare8.5%

DOCS 3.6 · ATR 2.5 · USPH 2.4

Real Estate7.3%

RLJ 3.0 · CSGP 2.6 · PECO 1.7

Energy4.8%

RRC 2.0 · LBRT 1.2 · DTM · NXT

Harbor SMLL · share of the fund by sector · as of Nov 6, 2026

Pool’s Share of SMLL

Today

5.8%

$58 of every $1,000 in SMLL is Pool

Pool held by SMLL

$795K

Most Pool per dollar

SMLL5.8%

PSCD3.2%

SLYV0.9%

IJS0.9%

Harbor SMLL · each square = $10 of $1,000 · as of Nov 6, 2026

SMLL’s Share of Small Cap ETFs

Today

0.0%

of the $576B in 111 Small cap ETFs

SMLL$13.8M0.0%

IJR$104B18.0%

VB$76.9B13.4%

108 others$395B68.6%

Small cap ETF AUM · Nov 6, 2026

SMLL Fee per $100 vs Peers

Today

$0.80a year
per $100

$80 a year on $10,000

VB$0.03

VBR$0.05

IJR$0.06

IWM$0.19

DFAS$0.30

SMLL$0.80

Expense ratio · Small cap peers · Nov 6, 2026

Inside SMLL

50 holdings · as of Nov 6, 2026

SMLL

Harbor Active Small Cap ETF (SMLL)

Today

#	Ticker	Company	Weight ▼
1	POOL	POOL	5.75%
2	MORN	Morningstar	5.68%
3	PCTY	Paylocity	4.09%
4	WTFC	Wintrust Financial	3.77%
5	DOCS	Doximity -	3.58%
6	SSNC	Ss&c Technologies	3.30%
7	FDS	Factset Research Systems	3.28%
8	UBSI	United Bankshares	3.26%
9	RLJ	RLJ Lodging Trust	3.02%
10	WSC	Willscot	3.00%

See all 50 holdings ↓

IndustrialsFinancial ServicesTechnologyConsumer CyclicalHealthcareReal EstateEnergyBasic MaterialsUtilitiesConsumer Defensive

Harbor SMLL · current holdings by weight · as of Nov 6, 2026 · each tile is one holding · top 20 = 64.4%

All SMLL Holdings

50 holdings · as of Nov 6, 2026

SMLL

SMLL’s Holdings

Today

#
1	POOLPOOL	Industrials	5.75%	$575.31	3,433	$744K
2	MORNMorningstar	Financial Services	5.68%	$568.38	2,973	$735K
3	PCTYPaylocity	Technology	4.09%	$409.35	3,121	$529K
4	WTFCWintrust Financial	Financial Services	3.77%	$376.82	3,211	$487K
5	DOCSDoximity	Healthcare	3.58%	$357.86	14K	$463K
6	SSNCSs&c Technologies	Technology	3.30%	$329.55	5,441	$426K
7	FDSFactset Research Systems	Financial Services	3.28%	$328.13	1,246	$424K
8	UBSIUnited Bankshares	Financial Services	3.26%	$325.93	8,708	$421K
9	RLJRLJ Lodging Trust	Real Estate	3.02%	$302.29	31K	$391K
10	WSCWillscot	Industrials	3.00%	$299.85	22K	$388K
11	PLOWDouglas Dynamics	Industrials	2.96%	$296.30	10K	$383K
12	FOURShift4 Payments	Technology	2.77%	$277.46	8,383	$359K
13	APAMArtisan Partners Asset MA	Financial Services	2.68%	$267.91	8,707	$346K
14	CSGPCostar Group	Real Estate	2.62%	$262.18	11K	$339K
15	TTCToro	Industrials	2.54%	$254.19	3,126	$329K

Harbor SMLL · every reported holding · per $10,000 = dollars of each holding in a $10,000 stake · as of Nov 6, 2026

How It Compares

SMLL

Harbor Active Small Cap ETF (SMLL)’s Peers

Today


IJR	iSharesRead Desk	0.06%	+0.1%	+17.6%	$103.7B
VB	VanguardRead Desk	0.03%	+0.6%	+14.0%	$76.9B
IWM	iSharesRead Desk	0.19%	+1.0%	+13.0%	$75.4B
VBR	VanguardRead Desk	0.05%	0.0%	+19.5%	$35.1B
DFAS	DimensionalRead Desk	0.30%	+0.1%	+15.9%	$33.8B
SMLL	HarborThis fundRead Desk	0.80%	−0.2%	+10.7%	$14M

Small cap peers · Today’s and past-year returns · as of Nov 7, 2026 · sorted by AUM

Head to Head

Put SMLL head to head with IJR →

IJR vs SMLL

YTD

IJRiShares · Small capSMLLHarbor · Small cap

Year to date

+15.5%

+12.3%

IJR wins+3.2 pts

Past year

+17.6%

+10.7%

IJR wins+6.9 pts

Fee

0.06%

0.80%

IJR winslower fee

Yield

1.2%

2.1%

SMLL wins+0.9 pts

AUM

$104B

$13.8M

IJR7498.9× more

3–1IJR wins

iShares IJR and Harbor SMLL · year-to-date · as of Nov 7, 2026 · AUM not scored

SMLL vs VOO

YTD

SMLL · Harbor Active Small Cap ETF (SMLL)

+12.3%

VOO · S&P 500

+8.7%

Gap

3.6 pts

Harbor SMLL and Vanguard VOO · Today total return · as of Nov 7, 2026

SMLL vs Its Peer Average

YTD

SMLLAvsBPeer average

1D−0.2%0.0%

1M+9.6%−0.3%

3M+1.8%−5.9%

YTD+12.3%+14.1%

1Y+10.7%+16.4%

3Y[…]+64.1%

5Y[…]+34.5%

2–3Peer average wins

110 Small cap peers · each row scaled to its leader

The Details

SMLL

Risk

4/5our risk indicator

CalmerBumpier

Volatility · 1Y17.49%

Deepest drop · 1Y−12.1%

Lowest point · 5Y−6.6%

52-week range

$22.37

$18.58−3.2% from the high$23.10

Harbor SMLL · past-year price moves · as of Nov 7, 2026

SMLL

Fund Facts

Today

2024launched Aug 28

Tracks[…]

Exchange · CUSIPAMEX · 41151J752

StructureETF

Leverage1x

Cost on $10,000$80 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

Harbor SMLL · fund facts · as of Nov 7, 2026

SMLL

Payouts by Year

$0.47per share, Dec 2025

Distribution yield2.1%

Paid[…]

Latest ex-date · paidDec 19 · Dec 24, 2025

2 payouts added up$0.59 a share

Harbor SMLL · distributions by ex-date · 2024–2025

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-10-31 ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-10-31 ↗summary prospectus · SEC 497K ↗prospectus · SEC 497 ↗prospectus · SEC 485BPOS ↗prospectus · SEC 485APOS ↗

Trading & Liquidity

Net asset value$22.42

Premium / discount[…]

Median spread · 30D[…]

Volume today801

Average volume · 30D1K

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.80%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$80.00

Our risk indicator4/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

Ex-date	Paid	Per share
Dec 19, 2025	Dec 24, 2025	$0.47
Dec 20, 2024	Dec 26, 2024	$0.11

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