ARKDefined OutcomeBuffer#316 of 318 by YTD

ARK DIET Q4 Buffer ETFARKT

1D 1M 3M YTD 1Y3Y5YMAX

S&P 500 Bucket avg Compare

$18.040.0%

−$0.00 · Nov 6 close

Buy

AUM: $2M
Fee: 0.89%
Yield: 0.3%

Bumpy · 1Y: 1.4×S&P
Volume: 9
NAV: $18.32

52-week range12% below the high

$17.13$20.40

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	0.0%	−8.6%	−5.9%	−3.7%	−10.2%	—	—	−12.1%
Peer average	+0.2%	+92.6%	+96.4%	+6.1%	+7.6%	+44.9%	+49.6%	—
S&P 500 · VOO	+0.3%	−5.0%	−4.6%	+8.7%	+9.8%	+80.8%	+71.8%	—

ARKT in One Breath

ARKT Among Buffer ETFs

YTD

#1BAPRInnovator+12.3%$408M

#2QMARFirst Trust+11.8%$603M

#3APRTAllianzIM+11.7%$46.4M

#4FMARFirst Trust+11.6%$1.2B

#5PQAPPGIM+11.5%$31.3M

#6RSSEFirst Trust+11.3%$35.6M

#7KOCTInnovator+11.3%$169M

#8KFEBInnovator+11.0%$37.9M

#289ARKTARK−3.7%$2.0M

End-of-day Nov 8, 2026 · 289 Buffer ETFs by YTD

$10,000 in ARKT

$10,000 in ARKT became

$8,791

In the S&P 500 (VOO)

$11,126

Total return, dividends in · Oct 1, 2025 – Nov 6, 2026 · S&P 500 uses VOO

ARKT Returns by Period

Today

YTD

MAX

ARKT

0.0%

−8.6%

−5.9%

−3.7%

−10.2%

—

−12.1%

Peer average

+0.2%

+92.6%

+96.4%

+6.1%

+7.6%

+44.9%

+49.6%

—

S&P 500 · VOO

+0.3%

−5.0%

−4.6%

+8.7%

+9.8%

+80.8%

+71.8%

—

End-of-day Nov 8, 2026 · total return, dividends in · peers = 374 Buffer ETFs

ARKT’s Defined Outcome Rank

YTD

#316of 318
defined outcome ETFs

Best · SIXH+14.7%

Average+5.9%

ARKT−3.7%

Worst · KBUF−16.9%

Defined Outcome ETFs by YTD return · Nov 8, 2026

ARKT Price and 52-Week Range

From the 52-week high

−11.6%

From the 52-week low

+5.3%

Today $18.04 – $18.70

Previous close $18.04

$18.04 now

52-week low$17.1352-week high$20.40

End-of-day Nov 8, 2026 · box = today’s range, dashed = previous close

ARKT’s Share of Buffer ETFs

Today

0.0%

of the $85.5B in 375 Buffer ETFs

ARKT$2.0M0.0%

BUFR$10.8B12.6%

BUFD$2.2B2.6%

372 others$72.5B84.8%

Buffer ETF AUM · Nov 8, 2026

ARKT Fee per $100 vs Peers

Today

$0.89a year
per $100

$89 a year on $10,000

BUFR$0.10

BUFD$0.10

BUFQ$0.10

FJAN$0.85

FMAY$0.85

ARKT$0.89

Expense ratio · Buffer peers · Nov 8, 2026

Inside ARKT

ARKT

ARK DIET Q4 Buffer ETF

Today

ARKT reports no holdings we can show: […]

ARK ARKT · holdings

How It Compares

ARKT

ARK DIET Q4 Buffer ETF’s Peers

YTD


BUFR	First TrustRead Desk	0.10%	+7.1%	+8.9%	$10.8B
BUFD	First TrustRead Desk	0.10%	+6.1%	+7.6%	$2.2B
BUFQ	First TrustRead Desk	0.10%	+6.0%	+7.7%	$1.6B
FJAN	First TrustRead Desk	0.85%	+7.1%	+9.4%	$1.5B
FMAY	First TrustRead Desk	0.85%	+4.8%	+6.4%	$1.5B
ARKT	ARKThis fundRead Desk	0.89%	−3.7%	−10.2%	$2M

Buffer peers · YTD and past-year returns · as of Nov 8, 2026 · sorted by AUM

Head to Head

Put ARKT head to head with BUFR →

BUFR vs ARKT

YTD

BUFRFirst Trust · BufferARKTARK · Buffer

Year to date

+7.1%

−3.7%

BUFR wins+10.9 pts

Past year

+8.9%

−10.2%

BUFR wins+19.0 pts

Fee

0.10%

0.89%

BUFR winslower fee

Yield

0.0%

0.3%

ARKT wins+0.3 pts

AUM

$10.8B

$2.0M

BUFR5400.8× more

3–1BUFR wins

First Trust BUFR and ARK ARKT · year-to-date · as of Nov 8, 2026 · AUM not scored

ARKT vs VOO

YTD

ARKT · ARK DIET Q4 Buffer

−3.7%

VOO · S&P 500

+8.7%

Gap

12.5 pts

ARK ARKT and Vanguard VOO · YTD total return · as of Nov 8, 2026

ARKT vs Its Peer Average

YTD

ARKTAvsBPeer average

1D0.0%+0.2%

1M−8.6%+92.6%

3M−5.9%+96.4%

YTD−3.7%+6.1%

1Y−10.2%+7.6%

3Y[…]+44.9%

5Y[…]+49.6%

0–5Peer average wins

374 Buffer peers · each row scaled to its leader

How Bumpy Is ARKT?

View

ARKT

How Bumpy

1.4×the S&P 500’s swings

CalmerBumpierS&P 1×ARKT

Bumpiest of 7 buffer fundsARKT

Other buffer funds0.4× to 0.8×

ARK ARKT · daily swings over the past year vs the S&P 500

ARKT

Worst Drop

−15.8%from its Nov 3 high

Still below the high−11.6%

$10,000 at the high is now$8,840

ARK ARKT · fall from the highest close, past year

ARKT

On a Bad Day

1.3×the S&P 500’s fall

ARKT’s worst day: Thursday, Nov 5

ARKT

−4.3%

S&P 500

−4.4%

Up days46 of every 100

S&P 500 up days52 of every 100

ARK ARKT · average move on days the S&P 500 fell

ARKT

Return for the Bumps

1Y#7 of 7 buffer funds

#1FJANFirst Trust

most for the bumps

#2BUFRFirst Trust

#3BUFDFirst Trust

calmest ride

#4FAUGFirst Trust

#5FMAYFirst Trust

#6BUFQFirst Trust

#7ARKTARK

lost money

Ranked by return above cash for each unit of bumpiness (Sharpe ratio) · cash = 3.8%

ARKT

Cost

Today

$89a year per $10,000

BUFR

$10

BUFD

$10

BUFQ

$10

FJAN

$85

FMAY

$85

FAUG

$85

ARKT

$89

Expense ratio 0.89%, taken from the fund’s value

ARKT

Volatility & Beta

18.5%annual volatility

S&P 500 volatility13.6%

Downside volatility13.6%

Beta vs SPY1.05

Correlation vs SPY0.77

Beta rank, lowest first, of 7#7

Daily total returns × √252 · past 254 trading days

ARKT

Max Drawdown

−15.8%peak to trough

Peak closeNov 3, 2025

Current drawdown−11.6%

Worst day−4.30% · Nov 5

Closing prices, dividends in

ARKT

Up / Down Capture

126%down capture vs SPY

Down days

126%

Up days

100%

S&P 500

100%

Up ÷ down capture0.79

Up days46.5% (S&P 52.0%)

Average daily move on SPY up days and down days

ARKT

Sharpe & Sortino vs Peers

Fund	Sharpe	Sortino	Volatility	Max DD	Beta	Fee / $10k
FJAN	0.68	0.96	8.0%	−5.9%	0.57	$85
BUFR	0.66	0.91	7.4%	−4.6%	0.53	$10
BUFD	0.64	0.90	5.7%	−3.4%	0.41	$10
FAUG	0.47	0.64	7.8%	−5.3%	0.54	$85
FMAY	0.32	0.44	7.9%	−4.2%	0.56	$85
BUFQ	0.31	0.43	10.6%	−8.2%	0.71	$10
ARKT	−0.83	−1.12	18.5%	−15.8%	1.05	$89

Sharpe = (return − 3.8% cash) ÷ volatility · Sortino uses downside volatility only

ARKT

Trading

Today

−1.53%below its holdings’ value

Close$18.04

NAV$18.32

Fee per $10,000$89 a year

Avg. volume 30D187 shares

Premium / discount history starts once daily NAV is saved

Close vs net asset value, Nov 6

The Details

ARKT

Fund Facts

Today

2025launched Oct 1

Tracks[…]

Exchange · CUSIPCBOE · 00214Q872

StructureETF

Leverage1x

Cost on $10,000$89 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

ARK ARKT · fund facts · as of Nov 8, 2026

ARKT

Payouts by Year

$0.0460per share, Dec 2025

Distribution yield0.3%

Paid[…]

Latest ex-date · paidDec 26, 2025

1 payouts added up$0.0460 a share

ARK ARKT · distributions by ex-date · 2025–2025

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗summary prospectus · SEC 497K ↗

Trading & Liquidity

Net asset value$18.32

Premium / discount[…]

Median spread · 30D[…]

Volume today9

Average volume · 30D187

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.89%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$89.00

Our risk indicator3/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

Ex-date	Paid	Per share
Dec 26, 2025	[…]	$0.0460

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