Dividend-adjusted total return · S&P 500 uses VOO · Oct 27, 2021 – Nov 4, 2026FNKS&P 500 · VOO
First Trust Mid Cap Value AlphaDEX FundFNK
$65.48
+2.0% last session
+19.1% YTD
Data as of 11/4/20264:00 PM ET · End-of-day
| Returns | 1D | 1M | 3M | YTD | 1Y | 3Y | 5Y | MAX |
|---|---|---|---|---|---|---|---|---|
| Total return | +2.0% | +8.5% | +2.9% | +19.1% | +24.9% | +64.0% | +55.9% | +304.7% |
| Peer average | +0.9% | +1.4% | −1.3% | +14.0% | +16.7% | +69.5% | +46.2% | — |
| S&P 500 · VOO | +1.6% | −1.6% | 0.0% | +13.4% | +13.5% | +91.7% | +81.2% | — |
Key Statistics
Open all fund facts →- AUM
- $244M
- Expense ratio
- 0.74%
- Distribution yield
- 1.5%
- NAV
- $65.00
- Volume
- 3K
- Avg. volume 30D
- 13K
- High today
- $65.48
- Low today
- $64.90
- Previous close
- $64.21
- 52-week high
- $65.48
- 52-week low
- $51.98
- Our risk indicator
- 4/5
FNK in One Breath
FNK Among Mid Cap ETFs
YTDEnd-of-day Nov 5, 2026 · 94 Mid cap ETFs by YTD
$10,000 in FNK
5Y$10,000 in FNK became
$15,587
In the S&P 500 (VOO)
$18,115
Total return, dividends in · Oct 27, 2021 – Nov 4, 2026 · S&P 500 uses VOO
FNK’s Top Holdings
TodayADTADT1.1%RRC1.0%AR0.8%SIRI0.8%CNX0.8%RDN0.8%ESNT0.8%MHK0.8%SR0.8%BYD0.8%APA0.8%SWX0.8%WTM0.8%EG0.8%AXS0.8%OZK0.8%LYFT0.8%MTG0.8%ACT0.7%RNR0.7%SM0.7%CHRD0.7%
Financial ServicesConsumer CyclicalEnergyIndustrialsTechnologyUtilitiesOther
First Trust FNK · 226 holdings · top 22 shown · tile size = share of the fund · as of Nov 4, 2026
What FNK Holds
TodayFinancial Services26.9%
RDN · ESNT · WTM · EG · AXS · OZK · MTG
Consumer Cyclical19.0%
MHK · BYD · M · CROX · HRB · LAD · SON
Energy12.1%
RRC · AR · CNX · APA · SM · CHRD · MUR
Industrials11.8%
ADT 1.1 · AMTM · INSW · TXT · OSK · BAH · R
Technology5.7%
LYFT · EPAM · G · VNT
Utilities5.4%
SR · SWX · BKH · OGS · UGI · POR · PNW
Consumer Defensive5.1%
MKC · INGR · TSN · REYN · CPB · JBS · DAR
First Trust FNK · share of the fund by sector · as of Nov 4, 2026
ADT’s Share of FNK
Today1.1%
$11 of every $1,000 in FNK is ADT
ADT held by FNK
$2.7M
First Trust FNK · each square = $10 of $1,000 · as of Nov 4, 2026
FNK’s Share of Mid Cap ETFs
Today0.0%
of the $523B in 108 Mid cap ETFs
$244M0.0%
$125B23.8%
$103B19.8%
$295B56.4%
Mid cap ETF AUM · Nov 5, 2026
FNK Fee per $100 vs Peers
TodayExpense ratio · Mid cap peers · Nov 5, 2026
Inside FNK
226 holdings · as of Nov 4, 2026FNK
First Trust Mid Cap Value AlphaDEX Fund
TodayFinancial Services26.9%RDNESNTWTMEGAXSOZKMTGACTRNRFAFLNCMCYSIGISSB9 more holdings16.6% of the fundConsumer Cyclical19.0%MHKBYDMCROXHRBLADSONLEAGAPSLGNANFGNTXURBN7 moreEnergy12.1%RRCARCNXAPASMCHRDMURMTDRMGYNFGPBFCRGYIndustrials11.8%ADTAMTMINSWTXTOSKBAHRHIIKBRTechnology5.7%LYFTEPAMGUtilities5.4%SRSWXBKHOGSUGIPORConsumer Defensive5.1%MKCINGRTSNREYNCPBJBSReal Estate4.7%MRPHSTEPRRITMGLPIBasic Materials3.6%CMCAAUFPIEMNEXPHealthcare3.3%UHSCOOACADSOLVCommunication Services2.4%SIRIVSNT
Financial Services26.9%RDNESNTWTMEGAXS17 more holdings22.3% of the fundConsumer Cyclical19.0%MHKBYDMCROXHRB15 moreEnergy12.1%RRCARCNXAPASMCHRD7 moreIndustrials11.8%ADTAMTMINSW3 moreTechnology5.7%Utilities5.4%SRSWX1 moreConsumer Defensive5.1%MKCINGRReal Estate4.7%MRPHSTCMCAAUFPIEMNEXPHealthcare3.3%UHSACADSOLVSIRIVSNT
| # | Ticker | Company | Weight ▼ |
|---|---|---|---|
| 1 | ADT | ADT | 1.11% |
| 2 | RRC | Range Resources | 1.00% |
| 3 | AR | Antero Resources | 0.82% |
| 4 | SIRI | Sirius XM | 0.81% |
| 5 | CNX | CNX Resources | 0.80% |
| 6 | RDN | Radian Group | 0.80% |
| 7 | ESNT | Essent Group | 0.80% |
| 8 | MHK | Mohawk Industries | 0.80% |
| 9 | SR | Spire | 0.79% |
| 10 | BYD | Boyd Gaming | 0.79% |
Financial ServicesConsumer CyclicalEnergyIndustrialsTechnologyUtilitiesConsumer DefensiveReal EstateBasic MaterialsHealthcareCommunication Services
First Trust FNK · current holdings by weight · as of Nov 4, 2026 · each tile is one holding · top 20 = 16.1%
How It Compares
FNK
First Trust Mid Cap Value AlphaDEX Fund’s Peers
YTDMid cap peers · YTD and past-year returns · as of Nov 5, 2026 · sorted by AUM
Head to Head
Put FNK head to head with IJH →IJH vs FNK
YTDYear to date
FNK wins+5.1 pts
Past year
FNK wins+8.5 pts
Fee
IJH winslower fee
Yield
FNK wins+0.3 pts
AUM
IJH511.0× more
3–1FNK wins
iShares IJH and First Trust FNK · year-to-date · as of Nov 5, 2026 · AUM not scored
FNK vs VOO
YTDFNK · First Trust Mid Cap Value AlphaDEX Fund
+19.1%
VOO · S&P 500
+13.4%
Gap
5.7 pts
First Trust FNK and Vanguard VOO · YTD total return · as of Nov 5, 2026
FNK vs Its Peer Average
YTDFNKAvsBPeer average
1D+2.0%+0.9%
1M+8.5%+1.4%
3M+2.9%−1.3%
YTD+19.1%+14.0%
1Y+24.9%+16.7%
3Y+64.0%+69.5%
5Y+55.9%+46.2%
6–1FNK wins
107 Mid cap peers · each row scaled to its leader
The Details
FNK
Risk
1Y4/5our risk indicator
CalmerBumpier
Volatility · 1Y13.72%
Deepest drop · 1Y−9.1%
Lowest point · 5Y−12.7%
52-week range
$65.48
$51.98at the high$65.48
First Trust FNK · past-year price moves · as of Nov 5, 2026
FNK
Fund Facts
Today2011launched Apr 19
Tracks[…]
Exchange · CUSIPNASDAQ · 33737M201
StructureETF
Leverage1x
Cost on $10,000$74 a year
Go deeper
First Trust FNK · fund facts · as of Nov 5, 2026
FNK
Payouts by Year
13Y$0.28per share, Sep 2026
Distribution yield1.5%
PaidEvery quarter
Latest ex-date · paidSep 24 · Sep 30, 2026
12 payouts added up$2.77 a share
First Trust FNK · distributions by ex-date · 2014–2026
All Fund FactsDocuments · trading · fees · every payout
Prospectus & Documents
summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗SEC reported portfolio · 2024-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-07-31 ↗SEC reported portfolio · 2024-04-30 ↗SEC reported portfolio · 2024-01-31 ↗SEC reported portfolio · 2023-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-07-31 ↗SEC reported portfolio · 2023-04-28 ↗SEC reported portfolio · 2023-01-31 ↗SEC reported portfolio · 2022-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2022-07-29 ↗SEC reported portfolio · 2022-04-29 ↗SEC reported portfolio · 2022-01-31 ↗SEC reported portfolio · 2021-10-29 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2021-07-30 ↗SEC reported portfolio · 2021-04-30 ↗SEC reported portfolio · 2021-01-29 ↗SEC reported portfolio · 2020-10-30 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2020-07-31 ↗SEC reported portfolio · 2020-04-30 ↗SEC reported portfolio · 2020-01-31 ↗SEC reported portfolio · 2019-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗
Trading & Liquidity
Net asset value$65.00
Premium / discount[…]
Median spread · 30D[…]
Volume today3K
Average volume · 30D13K
Shares outstanding[…]
Options[…]
Fees & Costs
Net expense ratio0.74%
Gross expense ratio[…]
Management fee[…]
Cost on $10,000 a year$74.00
Our risk indicator4/5
Estimated yearly cost excludes trading costs and assumes constant assets.
Distributions
| Ex-date | Paid | Per share |
|---|---|---|
| Sep 24, 2026 | Sep 30, 2026 | $0.28 |
| Jun 25, 2026 | Jun 30, 2026 | $0.17 |
| Mar 26, 2026 | Mar 31, 2026 | $0.25 |
| Dec 12, 2025 | Dec 31, 2025 | $0.29 |
| Sep 25, 2025 | Sep 30, 2025 | $0.20 |
| Jun 26, 2025 | Jun 30, 2025 | $0.19 |
| Mar 27, 2025 | Mar 31, 2025 | $0.17 |
| Dec 13, 2024 | Dec 31, 2024 | $0.29 |
| Sep 26, 2024 | Sep 30, 2024 | $0.26 |
| Jun 27, 2024 | Jun 28, 2024 | $0.21 |
| Mar 21, 2024 | Mar 28, 2024 | $0.11 |
| Dec 22, 2023 | Dec 29, 2023 | $0.35 |
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