Dividend-adjusted total return · S&P 500 uses VOO · Apr 20, 2011 – Nov 4, 2026FNYS&P 500 · VOO
First Trust Mid Cap Growth AlphaDEX FundFNY
$99.50
+1.2% last session
+9.1% YTD
Data as of 11/4/20264:00 PM ET · End-of-day
| Returns | 1D | 1M | 3M | YTD | 1Y | 3Y | 5Y | MAX |
|---|---|---|---|---|---|---|---|---|
| Total return | +1.2% | −1.3% | −5.4% | +9.1% | +7.2% | +79.9% | +34.9% | +404.1% |
| Peer average | +0.9% | +1.4% | −1.3% | +14.0% | +16.7% | +69.5% | +46.2% | — |
| S&P 500 · VOO | +1.6% | −1.6% | 0.0% | +13.4% | +13.5% | +91.7% | +81.2% | — |
Key Statistics
Open all fund facts →- AUM
- $546M
- Expense ratio
- 0.73%
- Distribution yield
- 0.0%
- NAV
- $97.50
- Volume
- 11K
- Avg. volume 30D
- 21K
- High today
- $100.00
- Low today
- $98.09
- Previous close
- $98.28
- 52-week high
- $111.06
- 52-week low
- $85.09
- Our risk indicator
- 4/5
FNY in One Breath
FNY Among Mid Cap ETFs
YTDEnd-of-day Nov 5, 2026 · 94 Mid cap ETFs by YTD
$10,000 in FNY
5Y$10,000 in FNY became
$13,492
In the S&P 500 (VOO)
$18,115
Total return, dividends in · Oct 27, 2021 – Nov 4, 2026 · S&P 500 uses VOO
FNY’s Top Holdings
TodayGKOS1.1%EXEL0.9%HNGE0.9%CRL0.9%RELY0.9%CON0.9%HALO0.9%HAE0.8%VSXY0.8%QLYS0.8%PACS0.8%LFST0.8%GTLB0.8%COKE0.8%TGTX0.8%XMTR0.8%CART0.8%FIVE0.8%CAI0.8%EAT0.8%CHYM0.8%OSCR0.8%
GKOSGlaukos1.1%EXEL0.9%HNGE0.9%CRL0.9%RELY0.9%CON0.9%HALO0.9%HAE0.8%VSXY0.8%QLYS0.8%PACS0.8%LFST0.8%
HealthcareTechnologyIndustrialsConsumer CyclicalOther
First Trust FNY · 225 holdings · top 22 shown · tile size = share of the fund · as of Nov 4, 2026
What FNY Holds
TodayHealthcare22.6%
GKOS 1.1 · EXEL · HNGE · CRL · CON · HALO · HAE
Technology21.3%
RELY · QLYS · GTLB · CART · CHYM · RNG · DBX
Industrials19.9%
XMTR · MATX · CSW · CLH · MOG-A · AIT · FLS
Consumer Cyclical12.9%
VSXY · FIVE · EAT · CAKE · ETSY · FTDR · LTH
Financial Services9.1%
VCTR · MORN · VIRT · FCFS · EBC · ENVA · SEIC
Real Estate6.1%
RHP · COMP · COLD
Consumer Defensive3.1%
COKE · CHEF · PSMT · LAUR · PRMB
First Trust FNY · share of the fund by sector · as of Nov 4, 2026
Glaukos’ Share of FNY
Today1.1%
$11 of every $1,000 in FNY is Glaukos
Glaukos held by FNY
$5.8M
First Trust FNY · each square = $10 of $1,000 · as of Nov 4, 2026
FNY’s Share of Mid Cap ETFs
Today0.1%
of the $523B in 108 Mid cap ETFs
$546M0.1%
$125B23.8%
$103B19.8%
$295B56.3%
Mid cap ETF AUM · Nov 5, 2026
FNY Fee per $100 vs Peers
TodayExpense ratio · Mid cap peers · Nov 5, 2026
Inside FNY
225 holdings · as of Nov 4, 2026FNY
First Trust Mid Cap Growth AlphaDEX Fund
TodayHealthcare22.6%GKOSEXELHNGECRLCONHALOHAEPACSLFSTTGTXCAIOSCRLGNDAMRX15 more holdings10.7% of the fundTechnology21.3%RELYQLYSGTLBCARTCHYMRNGDBXBOXRBRKZETASDOCU11 more holdings10.7% of the fundIndustrials19.9%XMTRMATXCSWCLHAITFLSGATXConsumer Cyclical12.9%VSXYFIVEEATCAKEETSYFTDRLTHWALSNRLGTXFinancial Services9.1%VCTRMORNVIRTFCFSEBCENVASEICRYANTPGReal Estate6.1%RHPCOMPCOLDConsumer Defensive3.1%COKECHEFCommunication Services2.5%PINSSPHRBasic Materials2.1%MTRNSXTGFFHLOII
| # | Ticker | Company | Weight ▼ |
|---|---|---|---|
| 1 | GKOS | Glaukos | 1.05% |
| 2 | EXEL | Exelixis | 0.92% |
| 3 | HNGE | Hinge Health, () | 0.89% |
| 4 | CRL | Charles River Laboratories International | 0.89% |
| 5 | RELY | Remitly Global | 0.88% |
| 6 | CON | Concentra Group Parent | 0.87% |
| 7 | HALO | Halozyme Therapeutics | 0.86% |
| 8 | HAE | Haemonetics | 0.85% |
| 9 | VSXY | Victoria's Secret & | 0.84% |
| 10 | QLYS | Qualys | 0.83% |
HealthcareTechnologyIndustrialsConsumer CyclicalFinancial ServicesReal EstateConsumer DefensiveCommunication ServicesBasic MaterialsEnergyUtilitiesOther
First Trust FNY · current holdings by weight · as of Nov 4, 2026 · each tile is one holding · top 20 = 17.0%
How It Compares
FNY
First Trust Mid Cap Growth AlphaDEX Fund’s Peers
YTDMid cap peers · YTD and past-year returns · as of Nov 5, 2026 · sorted by AUM
Head to Head
Put FNY head to head with IJH →IJH vs FNY
YTDYear to date
IJH wins+4.8 pts
Past year
IJH wins+9.2 pts
Fee
IJH winslower fee
Yield
IJH wins+1.2 pts
AUM
IJH228.1× more
4–0IJH wins
iShares IJH and First Trust FNY · year-to-date · as of Nov 5, 2026 · AUM not scored
FNY vs VOO
YTDFNY · First Trust Mid Cap Growth AlphaDEX Fund
+9.1%
VOO · S&P 500
+13.4%
Gap
4.2 pts
First Trust FNY and Vanguard VOO · YTD total return · as of Nov 5, 2026
FNY vs Its Peer Average
YTDFNYAvsBPeer average
1D+1.2%+0.9%
1M−1.3%+1.4%
3M−5.4%−1.3%
YTD+9.1%+14.0%
1Y+7.2%+16.7%
3Y+79.9%+69.5%
5Y+34.9%+46.2%
2–5Peer average wins
107 Mid cap peers · each row scaled to its leader
The Details
FNY
Risk
1Y4/5our risk indicator
CalmerBumpier
Volatility · 1Y21.21%
Deepest drop · 1Y−13.5%
Lowest point · 5Y−26.2%
52-week range
$99.50
$85.09−10.4% from the high$111.06
First Trust FNY · past-year price moves · as of Nov 5, 2026
FNY
Fund Facts
Today2011launched Apr 19
Tracks[…]
Exchange · CUSIPNASDAQ · 33737M102
StructureETF
Leverage1x
Cost on $10,000$73 a year
Go deeper
First Trust FNY · fund facts · as of Nov 5, 2026
FNY
Payouts by Year
11Y$0.0297per share, Jun 2025
Distribution yield0.0%
PaidTwice a year
Latest ex-date · paidJun 26 · Jun 30, 2025
12 payouts added up$1.05 a share
First Trust FNY · distributions by ex-date · 2014–2025
All Fund FactsDocuments · trading · fees · every payout
Prospectus & Documents
summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗SEC reported portfolio · 2024-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-07-31 ↗SEC reported portfolio · 2024-04-30 ↗SEC reported portfolio · 2024-01-31 ↗SEC reported portfolio · 2023-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-07-31 ↗SEC reported portfolio · 2023-04-28 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-01-31 ↗SEC reported portfolio · 2022-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2022-07-29 ↗SEC reported portfolio · 2022-04-29 ↗SEC reported portfolio · 2022-01-31 ↗SEC reported portfolio · 2021-10-29 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2021-07-30 ↗SEC reported portfolio · 2021-04-30 ↗SEC reported portfolio · 2021-01-29 ↗SEC reported portfolio · 2020-10-30 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2020-07-31 ↗SEC reported portfolio · 2020-04-30 ↗SEC reported portfolio · 2020-01-31 ↗SEC reported portfolio · 2019-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗
Trading & Liquidity
Net asset value$97.50
Premium / discount[…]
Median spread · 30D[…]
Volume today11K
Average volume · 30D21K
Shares outstanding[…]
Options[…]
Fees & Costs
Net expense ratio0.73%
Gross expense ratio[…]
Management fee[…]
Cost on $10,000 a year$73.00
Our risk indicator4/5
Estimated yearly cost excludes trading costs and assumes constant assets.
Distributions
| Ex-date | Paid | Per share |
|---|---|---|
| Jun 26, 2025 | Jun 30, 2025 | $0.0297 |
| Dec 13, 2024 | Dec 31, 2024 | $0.14 |
| Sep 26, 2024 | Sep 30, 2024 | $0.31 |
| Dec 22, 2023 | Dec 29, 2023 | $0.0619 |
| Jun 27, 2023 | Jun 30, 2023 | $0.0218 |
| Mar 24, 2023 | Mar 31, 2023 | $0.0830 |
| Dec 23, 2022 | Dec 30, 2022 | $0.11 |
| Sep 23, 2022 | Sep 30, 2022 | $0.0225 |
| Dec 24, 2020 | Dec 31, 2020 | $0.0697 |
| Sep 24, 2020 | Sep 30, 2020 | $0.0897 |
| Mar 26, 2020 | Mar 31, 2020 | $0.0040 |
| Dec 13, 2019 | Dec 31, 2019 | $0.11 |
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