Dividend-adjusted total return · Dec 31, 2025 – Nov 5, 2026FNY
First Trust Mid Cap Growth AlphaDEX FundFNY
$94.38
−5.1% last session
+3.5% YTD
Data as of 11/5/20264:00 PM ET · End-of-day
| Returns | 1D | 1M | 3M | YTD | 1Y | 3Y | 5Y | MAX |
|---|---|---|---|---|---|---|---|---|
| Total return | −5.1% | −4.6% | −11.8% | +3.5% | +4.1% | +69.0% | +25.5% | +378.1% |
| Peer average | −3.6% | −0.9% | −5.9% | +9.9% | +13.5% | +62.1% | +39.2% | — |
| S&P 500 · VOO | −4.4% | −5.7% | −4.9% | +8.4% | +9.8% | +82.2% | +71.6% | — |
Key Statistics
Open all fund facts →- AUM
- $557M
- Expense ratio
- 0.73%
- Distribution yield
- 0.0%
- NAV
- $99.55
- Volume
- 19K
- Avg. volume 30D
- 21K
- High today
- $99.13
- Low today
- $94.27
- Previous close
- $99.50
- 52-week high
- $111.06
- 52-week low
- $85.09
- Our risk indicator
- 4/5
FNY in One Breath
FNY Among Mid Cap ETFs
YTDEnd-of-day Nov 6, 2026 · 94 Mid cap ETFs by YTD
$10,000 in FNY
5Y$10,000 in FNY became
$12,549
In the S&P 500 (VOO)
$17,156
Total return, dividends in · Oct 28, 2021 – Nov 5, 2026 · S&P 500 uses VOO
FNY’s Top Holdings
TodayGKOS1.1%RELY0.9%CON0.9%EXEL0.9%HNGE0.9%VSXY0.9%HAE0.9%PACS0.9%LFST0.9%HALO0.9%FIVE0.8%OSCR0.8%EAT0.8%QLYS0.8%CHYM0.8%GTLB0.8%CRL0.8%TGTX0.8%XMTR0.8%CART0.8%CAKE0.8%VCTR0.8%
GKOSGlaukos1.1%RELY0.9%CON0.9%EXEL0.9%HNGE0.9%VSXY0.9%HAE0.9%PACS0.9%LFST0.9%HALO0.9%FIVE0.8%OSCR0.8%
HealthcareTechnologyIndustrialsConsumer CyclicalFinancial Services
First Trust FNY · 225 holdings · top 22 shown · tile size = share of the fund · as of Nov 5, 2026
What FNY Holds
TodayHealthcare22.6%
GKOS 1.1 · CON · EXEL · HNGE · HAE · PACS · LFST
Technology21.3%
RELY · QLYS · CHYM · GTLB · CART · DBX · BOX
Industrials19.9%
XMTR · MATX · CSW · CLH · AIT · MOG-A · GATX
Consumer Cyclical12.9%
VSXY · FIVE · EAT · CAKE · ETSY · FTDR · W
Financial Services9.1%
VCTR · MORN · VIRT · FCFS · EBC · ENVA · SEIC
Real Estate6.1%
RHP · COMP · COLD
Consumer Defensive3.1%
COKE · CHEF · PSMT · LAUR · PRMB
First Trust FNY · share of the fund by sector · as of Nov 5, 2026
Glaukos’ Share of FNY
Today1.1%
$11 of every $1,000 in FNY is Glaukos
Glaukos held by FNY
$6.1M
First Trust FNY · each square = $10 of $1,000 · as of Nov 5, 2026
FNY’s Share of Mid Cap ETFs
Today0.1%
of the $519B in 108 Mid cap ETFs
$557M0.1%
$121B23.3%
$103B19.9%
$294B56.7%
Mid cap ETF AUM · Nov 6, 2026
FNY Fee per $100 vs Peers
TodayExpense ratio · Mid cap peers · Nov 6, 2026
Inside FNY
225 holdings · as of Nov 5, 2026FNY
First Trust Mid Cap Growth AlphaDEX Fund
TodayHealthcare22.6%GKOSCONEXELHNGEHAEPACSLFSTHALOOSCRCRLTGTXCAI15 moreTechnology21.3%RELYQLYSCHYMGTLBCARTDBXBOXRNGRBRKZETASDOCU11 more holdings10.6% of the fundIndustrials19.9%XMTRMATXCSWCLHAITGATXFLSConsumer Cyclical12.9%VSXYFIVEEATCAKEETSYFTDRWLTHALSNRLFinancial Services9.1%VCTRMORNVIRTFCFSEBCENVASEICRYANTPGReal Estate6.1%RHPCOMPCOLDConsumer Defensive3.1%COKECHEFPSMTCommunication Services2.5%Basic Materials2.1%SXTHLMTRNGFFOII
| # | Ticker | Company | Weight ▼ |
|---|---|---|---|
| 1 | GKOS | Glaukos | 1.10% |
| 2 | RELY | Remitly Global | 0.93% |
| 3 | CON | Concentra Group Parent | 0.93% |
| 4 | EXEL | Exelixis | 0.91% |
| 5 | HNGE | Hinge Health, () | 0.91% |
| 6 | VSXY | Victoria's Secret & | 0.90% |
| 7 | HAE | Haemonetics | 0.89% |
| 8 | PACS | PACS Group | 0.89% |
| 9 | LFST | LifeStance Health Group | 0.87% |
| 10 | HALO | Halozyme Therapeutics | 0.87% |
HealthcareTechnologyIndustrialsConsumer CyclicalFinancial ServicesReal EstateConsumer DefensiveCommunication ServicesBasic MaterialsEnergyUtilitiesOther
First Trust FNY · current holdings by weight · as of Nov 5, 2026 · each tile is one holding · top 20 = 17.4%
All FNY Holdings
226 holdings · as of Nov 5, 2026FNY
FNY’s Holdings
Today| # | ||||||
|---|---|---|---|---|---|---|
| 1 | GKOSGlaukos | Healthcare | 1.10% | $110.19 | 25K | $6.1M |
| 2 | RELYRemitly Global | Technology | 0.93% | $93.06 | 192K | $5.2M |
| 3 | CONConcentra Group Parent | Healthcare | 0.93% | $92.81 | 119K | $5.2M |
| 4 | EXELExelixis | Healthcare | 0.91% | $91.34 | 70K | $5.1M |
| 5 | HNGEHinge Health, () | Healthcare | 0.91% | $91.16 | 42K | $5.1M |
| 6 | VSXYVictoria's Secret | Consumer Cyclical | 0.90% | $90.32 | 46K | $5.0M |
| 7 | HAEHaemonetics | Healthcare | 0.89% | $88.74 | 39K | $4.9M |
| 8 | PACSPACS Group | Healthcare | 0.89% | $88.71 | 98K | $4.9M |
| 9 | LFSTLifeStance Health Group | Healthcare | 0.87% | $86.62 | 340K | $4.8M |
| 10 | HALOHalozyme Therapeutics | Healthcare | 0.87% | $86.58 | 37K | $4.8M |
| 11 | FIVEFIVE Below | Consumer Cyclical | 0.84% | $84.17 | 19K | $4.7M |
| 12 | OSCROscar Health, () | Healthcare | 0.84% | $83.68 | 133K | $4.7M |
| 13 | EATBrinker International | Consumer Cyclical | 0.84% | $83.53 | 21K | $4.7M |
| 14 | QLYSQualys | Technology | 0.83% | $82.61 | 22K | $4.6M |
| 15 | CHYMChime Financial, () | Technology | 0.82% | $82.22 | 153K | $4.6M |
First Trust FNY · every reported holding · per $10,000 = dollars of each holding in a $10,000 stake · as of Nov 5, 2026
How It Compares
FNY
First Trust Mid Cap Growth AlphaDEX Fund’s Peers
YTDMid cap peers · YTD and past-year returns · as of Nov 6, 2026 · sorted by AUM
Head to Head
Put FNY head to head with IJH →IJH vs FNY
YTDYear to date
IJH wins+6.0 pts
Past year
IJH wins+8.8 pts
Fee
IJH winslower fee
Yield
IJH wins+1.3 pts
AUM
IJH216.6× more
4–0IJH wins
iShares IJH and First Trust FNY · year-to-date · as of Nov 6, 2026 · AUM not scored
FNY vs VOO
YTDFNY · First Trust Mid Cap Growth AlphaDEX Fund
+3.5%
VOO · S&P 500
+8.4%
Gap
4.9 pts
First Trust FNY and Vanguard VOO · YTD total return · as of Nov 6, 2026
FNY vs Its Peer Average
YTDFNYAvsBPeer average
1D−5.1%−3.6%
1M−4.6%−0.9%
3M−11.8%−5.9%
YTD+3.5%+9.9%
1Y+4.1%+13.5%
3Y+69.0%+62.1%
5Y+25.5%+39.2%
1–6Peer average wins
107 Mid cap peers · each row scaled to its leader
The Details
FNY
Risk
1Y4/5our risk indicator
CalmerBumpier
Volatility · 1Y21.74%
Deepest drop · 1Y−14.9%
Lowest point · 5Y−29.1%
52-week range
$94.38
$85.09−15.0% from the high$111.06
First Trust FNY · past-year price moves · as of Nov 6, 2026
FNY
Fund Facts
Today2011launched Apr 19
Tracks[…]
Exchange · CUSIPNASDAQ · 33737M102
StructureETF
Leverage1x
Cost on $10,000$73 a year
Go deeper
First Trust FNY · fund facts · as of Nov 6, 2026
FNY
Payouts by Year
11Y$0.0297per share, Jun 2025
Distribution yield0.0%
PaidTwice a year
Latest ex-date · paidJun 26 · Jun 30, 2025
12 payouts added up$1.05 a share
First Trust FNY · distributions by ex-date · 2014–2025
All Fund FactsDocuments · trading · fees · every payout
Prospectus & Documents
summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗SEC reported portfolio · 2024-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-07-31 ↗SEC reported portfolio · 2024-04-30 ↗SEC reported portfolio · 2024-01-31 ↗SEC reported portfolio · 2023-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-07-31 ↗SEC reported portfolio · 2023-04-28 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-01-31 ↗SEC reported portfolio · 2022-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2022-07-29 ↗SEC reported portfolio · 2022-04-29 ↗SEC reported portfolio · 2022-01-31 ↗SEC reported portfolio · 2021-10-29 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2021-07-30 ↗SEC reported portfolio · 2021-04-30 ↗SEC reported portfolio · 2021-01-29 ↗SEC reported portfolio · 2020-10-30 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2020-07-31 ↗SEC reported portfolio · 2020-04-30 ↗SEC reported portfolio · 2020-01-31 ↗SEC reported portfolio · 2019-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗
Trading & Liquidity
Net asset value$99.55
Premium / discount[…]
Median spread · 30D[…]
Volume today19K
Average volume · 30D21K
Shares outstanding[…]
Options[…]
Fees & Costs
Net expense ratio0.73%
Gross expense ratio[…]
Management fee[…]
Cost on $10,000 a year$73.00
Our risk indicator4/5
Estimated yearly cost excludes trading costs and assumes constant assets.
Distributions
| Ex-date | Paid | Per share |
|---|---|---|
| Jun 26, 2025 | Jun 30, 2025 | $0.0297 |
| Dec 13, 2024 | Dec 31, 2024 | $0.14 |
| Sep 26, 2024 | Sep 30, 2024 | $0.31 |
| Dec 22, 2023 | Dec 29, 2023 | $0.0619 |
| Jun 27, 2023 | Jun 30, 2023 | $0.0218 |
| Mar 24, 2023 | Mar 31, 2023 | $0.0830 |
| Dec 23, 2022 | Dec 30, 2022 | $0.11 |
| Sep 23, 2022 | Sep 30, 2022 | $0.0225 |
| Dec 24, 2020 | Dec 31, 2020 | $0.0697 |
| Sep 24, 2020 | Sep 30, 2020 | $0.0897 |
| Mar 26, 2020 | Mar 31, 2020 | $0.0040 |
| Dec 13, 2019 | Dec 31, 2019 | $0.11 |
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