Dividend-adjusted total return · S&P 500 uses VOO · Dec 31, 2025 – Nov 6, 2026FNYS&P 500 · VOO
First Trust Mid Cap Growth AlphaDEX FundFNY
$95.55
+1.2% last session
+4.8% YTD
Data as of 11/6/20264:00 PM ET · End-of-day
| Returns | 1D | 1M | 3M | YTD | 1Y | 3Y | 5Y | MAX |
|---|---|---|---|---|---|---|---|---|
| Total return | +1.2% | −3.2% | −10.0% | +4.8% | +3.7% | +70.2% | +27.0% | +384.0% |
| Peer average | +0.2% | −1.2% | −5.6% | +10.0% | +12.7% | +61.3% | +39.3% | — |
| S&P 500 · VOO | +0.3% | −5.0% | −4.6% | +8.7% | +9.8% | +80.8% | +71.8% | — |
Key Statistics
Open all fund facts →- AUM
- $557M
- Expense ratio
- 0.73%
- Distribution yield
- 0.0%
- NAV
- $99.55
- Volume
- 27K
- Avg. volume 30D
- 21K
- High today
- $95.56
- Low today
- $94.28
- Previous close
- $94.38
- 52-week high
- $111.06
- 52-week low
- $85.09
- Our risk indicator
- 4/5
FNY in One Breath
FNY Among Mid Cap ETFs
YTDEnd-of-day Nov 7, 2026 · 94 Mid cap ETFs by YTD
$10,000 in FNY
5Y$10,000 in FNY became
$12,696
In the S&P 500 (VOO)
$17,177
Total return, dividends in · Oct 29, 2021 – Nov 6, 2026 · S&P 500 uses VOO
FNY’s Top Holdings
TodayGKOS1.0%CON0.9%PACS0.9%VSXY0.9%HNGE0.9%HAE0.9%EXEL0.9%CHYM0.9%COKE0.9%LFST0.9%HALO0.9%FIVE0.8%EAT0.8%OSCR0.8%CART0.8%QLYS0.8%CRL0.8%XMTR0.8%DBX0.8%CAKE0.8%FTDR0.8%BOX0.8%
GKOSGlaukos1.0%CON0.9%PACS0.9%VSXY0.9%HNGE0.9%HAE0.9%EXEL0.9%CHYM0.9%COKE0.9%LFST0.9%HALO0.9%FIVE0.8%
HealthcareTechnologyIndustrialsConsumer CyclicalOther
First Trust FNY · 225 holdings · top 22 shown · tile size = share of the fund · as of Nov 6, 2026
What FNY Holds
TodayHealthcare22.6%
GKOS 1.0 · CON · PACS · HNGE · HAE · EXEL · LFST
Technology21.3%
CHYM · CART · QLYS · DBX · BOX · GTLB · RELY
Industrials19.9%
XMTR · MATX · CSW · CLH · AIT · GATX · MOG-A
Consumer Cyclical12.9%
VSXY · FIVE · EAT · CAKE · FTDR · ETSY · LTH
Financial Services9.1%
MORN · VCTR · VIRT · FCFS · EBC · ENVA · SEIC
Real Estate6.1%
RHP · COLD · COMP
Consumer Defensive3.3%
COKE · CHEF · PSMT · LAUR · PRMB
First Trust FNY · share of the fund by sector · as of Nov 6, 2026
Glaukos’ Share of FNY
Today1.0%
$10 of every $1,000 in FNY is Glaukos
Glaukos held by FNY
$5.8M
First Trust FNY · each square = $10 of $1,000 · as of Nov 6, 2026
FNY’s Share of Mid Cap ETFs
Today0.1%
of the $517B in 108 Mid cap ETFs
$557M0.1%
$121B23.5%
$103B20.0%
$292B56.4%
Mid cap ETF AUM · Nov 7, 2026
FNY Fee per $100 vs Peers
TodayExpense ratio · Mid cap peers · Nov 7, 2026
Inside FNY
225 holdings · as of Nov 6, 2026FNY
First Trust Mid Cap Growth AlphaDEX Fund
TodayHealthcare22.6%GKOSCONPACSHNGEHAEEXELLFSTHALOOSCRCRLTGTXAMRX15 moreTechnology21.3%CHYMCARTQLYSDBXBOXGTLBRELYRNGDOCUZETARBRKS11 more holdings10.7% of the fundIndustrials19.9%XMTRMATXCSWCLHAITGATXFLSConsumer Cyclical12.9%VSXYFIVEEATCAKEFTDRETSYLTHWALSNRLFinancial Services9.1%MORNVCTRVIRTFCFSEBCENVASEICRYANPJTTPGReal Estate6.1%RHPCOLDCOMPConsumer Defensive3.3%COKECHEFPSMTPRMBCommunication Services2.5%Basic Materials2.1%SXTHLGFFMTRNOII
| # | Ticker | Company | Weight ▼ |
|---|---|---|---|
| 1 | GKOS | Glaukos | 1.04% |
| 2 | CON | Concentra Group Parent | 0.95% |
| 3 | PACS | PACS Group | 0.93% |
| 4 | VSXY | Victoria's Secret & | 0.93% |
| 5 | HNGE | Hinge Health, () | 0.92% |
| 6 | HAE | Haemonetics | 0.91% |
| 7 | EXEL | Exelixis | 0.91% |
| 8 | CHYM | Chime Financial, () | 0.88% |
| 9 | COKE | Coca-Cola Consolidated | 0.87% |
| 10 | LFST | LifeStance Health Group | 0.86% |
HealthcareTechnologyIndustrialsConsumer CyclicalFinancial ServicesReal EstateConsumer DefensiveCommunication ServicesBasic MaterialsEnergyUtilitiesOther
First Trust FNY · current holdings by weight · as of Nov 6, 2026 · each tile is one holding · top 20 = 17.5%
All FNY Holdings
226 holdings · as of Nov 6, 2026FNY
FNY’s Holdings
Today| # | ||||||
|---|---|---|---|---|---|---|
| 1 | GKOSGlaukos | Healthcare | 1.04% | $103.53 | 25K | $5.5M |
| 2 | CONConcentra Group Parent | Healthcare | 0.95% | $94.62 | 119K | $5.0M |
| 3 | PACSPACS Group | Healthcare | 0.93% | $93.36 | 98K | $4.9M |
| 4 | VSXYVictoria's Secret | Consumer Cyclical | 0.93% | $92.86 | 46K | $4.9M |
| 5 | HNGEHinge Health, () | Healthcare | 0.92% | $92.16 | 42K | $4.9M |
| 6 | HAEHaemonetics | Healthcare | 0.91% | $91.07 | 39K | $4.8M |
| 7 | EXELExelixis | Healthcare | 0.91% | $90.90 | 70K | $4.8M |
| 8 | CHYMChime Financial, () | Technology | 0.88% | $87.54 | 153K | $4.6M |
| 9 | COKECoca-Cola Consolidated | Consumer Defensive | 0.87% | $86.76 | 22K | $4.6M |
| 10 | LFSTLifeStance Health Group | Healthcare | 0.86% | $86.26 | 340K | $4.6M |
| 11 | HALOHalozyme Therapeutics | Healthcare | 0.86% | $86.06 | 37K | $4.6M |
| 12 | FIVEFIVE Below | Consumer Cyclical | 0.85% | $84.91 | 19K | $4.5M |
| 13 | EATBrinker International | Consumer Cyclical | 0.85% | $84.90 | 21K | $4.5M |
| 14 | OSCROscar Health, () | Healthcare | 0.83% | $83.13 | 133K | $4.4M |
| 15 | CARTMaplebear (Instacart) | Technology | 0.83% | $82.85 | 76K | $4.4M |
First Trust FNY · every reported holding · per $10,000 = dollars of each holding in a $10,000 stake · as of Nov 6, 2026
How It Compares
FNY
First Trust Mid Cap Growth AlphaDEX Fund’s Peers
1YMid cap peers · Past-year and ytd returns · as of Nov 7, 2026 · sorted by AUM
Head to Head
Put FNY head to head with IJH →IJH vs FNY
YTDYear to date
IJH wins+4.7 pts
Past year
IJH wins+9.2 pts
Fee
IJH winslower fee
Yield
IJH wins+1.3 pts
AUM
IJH217.9× more
4–0IJH wins
iShares IJH and First Trust FNY · year-to-date · as of Nov 7, 2026 · AUM not scored
FNY vs VOO
1YFNY · First Trust Mid Cap Growth AlphaDEX Fund
+3.7%
VOO · S&P 500
+9.8%
Gap
6.1 pts
First Trust FNY and Vanguard VOO · 1Y total return · as of Nov 7, 2026
FNY vs Its Peer Average
YTDFNYAvsBPeer average
1D+1.2%+0.2%
1M−3.2%−1.2%
3M−10.0%−5.6%
YTD+4.8%+10.0%
1Y+3.7%+12.7%
3Y+70.2%+61.3%
5Y+27.0%+39.3%
2–5Peer average wins
107 Mid cap peers · each row scaled to its leader
The Details
FNY
Risk
1Y4/5our risk indicator
CalmerBumpier
Volatility · 1Y21.72%
Deepest drop · 1Y−14.9%
Lowest point · 5Y−29.2%
52-week range
$95.55
$85.09−14.0% from the high$111.06
First Trust FNY · past-year price moves · as of Nov 7, 2026
FNY
Fund Facts
Today2011launched Apr 19
Tracks[…]
Exchange · CUSIPNASDAQ · 33737M102
StructureETF
Leverage1x
Cost on $10,000$73 a year
Go deeper
First Trust FNY · fund facts · as of Nov 7, 2026
FNY
Payouts by Year
11Y$0.0297per share, Jun 2025
Distribution yield0.0%
PaidTwice a year
Latest ex-date · paidJun 26 · Jun 30, 2025
12 payouts added up$1.05 a share
First Trust FNY · distributions by ex-date · 2014–2025
All Fund FactsDocuments · trading · fees · every payout
Prospectus & Documents
summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗SEC reported portfolio · 2024-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-07-31 ↗SEC reported portfolio · 2024-04-30 ↗SEC reported portfolio · 2024-01-31 ↗SEC reported portfolio · 2023-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-07-31 ↗SEC reported portfolio · 2023-04-28 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-01-31 ↗SEC reported portfolio · 2022-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2022-07-29 ↗SEC reported portfolio · 2022-04-29 ↗SEC reported portfolio · 2022-01-31 ↗SEC reported portfolio · 2021-10-29 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2021-07-30 ↗SEC reported portfolio · 2021-04-30 ↗SEC reported portfolio · 2021-01-29 ↗SEC reported portfolio · 2020-10-30 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2020-07-31 ↗SEC reported portfolio · 2020-04-30 ↗SEC reported portfolio · 2020-01-31 ↗SEC reported portfolio · 2019-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗
Trading & Liquidity
Net asset value$99.55
Premium / discount[…]
Median spread · 30D[…]
Volume today27K
Average volume · 30D21K
Shares outstanding[…]
Options[…]
Fees & Costs
Net expense ratio0.73%
Gross expense ratio[…]
Management fee[…]
Cost on $10,000 a year$73.00
Our risk indicator4/5
Estimated yearly cost excludes trading costs and assumes constant assets.
Distributions
| Ex-date | Paid | Per share |
|---|---|---|
| Jun 26, 2025 | Jun 30, 2025 | $0.0297 |
| Dec 13, 2024 | Dec 31, 2024 | $0.14 |
| Sep 26, 2024 | Sep 30, 2024 | $0.31 |
| Dec 22, 2023 | Dec 29, 2023 | $0.0619 |
| Jun 27, 2023 | Jun 30, 2023 | $0.0218 |
| Mar 24, 2023 | Mar 31, 2023 | $0.0830 |
| Dec 23, 2022 | Dec 30, 2022 | $0.11 |
| Sep 23, 2022 | Sep 30, 2022 | $0.0225 |
| Dec 24, 2020 | Dec 31, 2020 | $0.0697 |
| Sep 24, 2020 | Sep 30, 2020 | $0.0897 |
| Mar 26, 2020 | Mar 31, 2020 | $0.0040 |
| Dec 13, 2019 | Dec 31, 2019 | $0.11 |
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