FT Vest U.S. Equity Buffer ETF - OctoberFOCT

First TrustDefined OutcomeBuffer#23 of 318 by YTD

$54.91

+1.1% last session

+12.1% YTD

Data as of 11/4/20264:00 PM ET · End-of-day

Dividend-adjusted return from the previous close · S&P 500 uses VOOFOCTS&P 500 · VOO

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	+1.1%	+0.6%	+3.0%	+12.1%	+13.0%	+53.9%	+57.3%	+85.0%
Peer average	+0.8%	+96.8%	+0.9%	+8.5%	+9.8%	+50.0%	+54.0%	—
S&P 500 · VOO	+1.6%	−1.6%	0.0%	+13.4%	+13.5%	+91.7%	+81.2%	—

Key Statistics

Open all fund facts →

AUM: $1.3B
Expense ratio: 0.85%
Distribution yield: 0.0%
NAV: $54.24
Volume: 45K
Avg. volume 30D: 63K
High today: $54.99
Low today: $54.80
Previous close: $54.31
52-week high: $55.12
52-week low: $46.63
Our risk indicator: 3/5

FOCT in One Breath

FOCT Among Buffer ETFs

YTD

#1QMARFirst Trust+14.8%$614M

#2BAPRInnovator+14.7%$414M

#3PQAPPGIM+14.1%$31.7M

#4KAPRInnovator+13.9%$179M

#5KFEBInnovator+13.9%$40.7M

#6APRTAllianzIM+13.9%$47.0M

#7FMARFirst Trust+13.8%$1.2B

#8RSSEFirst Trust+13.6%$35.0M

#21FOCTFirst Trust+12.1%$1.3B

End-of-day Nov 5, 2026 · 289 Buffer ETFs by YTD

$10,000 in FOCT

$10,000 in FOCT became

$15,734

In the S&P 500 (VOO)

$18,115

Total return, dividends in · Oct 27, 2021 – Nov 4, 2026 · S&P 500 uses VOO

FOCT Returns by Period

Today

YTD

MAX

FOCT

+1.1%

+0.6%

+3.0%

+12.1%

+13.0%

+53.9%

+57.3%

+85.0%

Peer average

+0.8%

+96.8%

+0.9%

+8.5%

+9.8%

+50.0%

+54.0%

—

S&P 500 · VOO

+1.6%

−1.6%

0.0%

+13.4%

+13.5%

+91.7%

+81.2%

—

End-of-day Nov 5, 2026 · total return, dividends in · peers = 372 Buffer ETFs

FOCT’s Defined Outcome Rank

YTD

#23of 318
defined outcome ETFs

Best · SIXH+18.4%

FOCT+12.1%

Average+8.3%

Worst · KBUF−17.1%

Defined Outcome ETFs by YTD return · Nov 5, 2026

FOCT Price and 52-Week Range

From the 52-week high

−0.4%

From the 52-week low

+17.8%

Today $54.80 – $54.99

Previous close $54.31

$54.91 now

52-week low$46.6352-week high$55.12

End-of-day Nov 5, 2026 · box = today’s range, dashed = previous close

FOCT’s Share of Buffer ETFs

Today

1.5%

of the $86.4B in 373 Buffer ETFs

FOCT$1.3B1.5%

BUFR$10.9B12.6%

BUFD$2.2B2.6%

370 others$72.0B83.3%

Buffer ETF AUM · Nov 5, 2026

FOCT Fee per $100 vs Peers

Today

$0.85a year
per $100

$85 a year on $10,000

BUFR$0.10

BUFD$0.10

BUFQ$0.10

FOCT$0.85

FMAY$0.85

FJAN$0.85

Expense ratio · Buffer peers · Nov 5, 2026

Inside FOCT

4 holdings

FOCT

FT Vest U.S. Equity Buffer ETF - October

Today

FOCT reports no holdings we can show: […]

First Trust FOCT · holdings

How It Compares

FOCT

FT Vest U.S. Equity Buffer ETF - October’s Peers

YTD


BUFR	First TrustRead Desk	0.10%	+10.3%	+11.8%	$10.9B
BUFD	First TrustRead Desk	0.10%	+8.4%	+9.8%	$2.2B
BUFQ	First TrustRead Desk	0.10%	+9.8%	+11.0%	$1.7B
FMAY	First TrustRead Desk	0.85%	+7.9%	+9.5%	$1.5B
FJAN	First TrustRead Desk	0.85%	+10.1%	+12.4%	$1.5B
FOCT	First TrustThis fundRead Desk	0.85%	+12.1%	+13.0%	$1.3B

Buffer peers · YTD and past-year returns · as of Nov 5, 2026 · sorted by AUM

Head to Head

Put FOCT head to head with BUFR →

BUFR vs FOCT

YTD

BUFRFirst Trust · BufferFOCTFirst Trust · Buffer

Year to date

+10.3%

+12.1%

FOCT wins+1.8 pts

Past year

+11.8%

+13.0%

FOCT wins+1.1 pts

Fee

0.10%

0.85%

BUFR winslower fee

Yield

0.0%

Level

AUM

$10.9B

$1.3B

BUFR8.6× more

2–1FOCT wins

First Trust BUFR and First Trust FOCT · year-to-date · as of Nov 5, 2026 · AUM not scored

FOCT vs VOO

YTD

FOCT · FT Vest U.S. Equity Buffer ETF - October

+12.1%

VOO · S&P 500

+13.4%

Gap

1.3 pts

First Trust FOCT and Vanguard VOO · YTD total return · as of Nov 5, 2026

FOCT vs Its Peer Average

YTD

FOCTAvsBPeer average

1D+1.1%+0.8%

1M+0.6%+96.8%

3M+3.0%+0.9%

YTD+12.1%+8.5%

1Y+13.0%+9.8%

3Y+53.9%+50.0%

5Y+57.3%+54.0%

6–1FOCT wins

372 Buffer peers · each row scaled to its leader

The Details

FOCT

Risk

3/5our risk indicator

CalmerBumpier

Volatility · 1Y7.67%

Deepest drop · 1Y−5.7%

Lowest point · 5Y−10.8%

52-week range

$54.91

$46.63−0.4% from the high$55.12

First Trust FOCT · past-year price moves · as of Nov 5, 2026

FOCT

Fund Facts

Today

2020launched Oct 16

Tracks[…]

Exchange · CUSIPCBOE · 33740F664

StructureETF

Leverage1x

Cost on $10,000$85 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

First Trust FOCT · fund facts · as of Nov 5, 2026

FOCT

Payouts by Year

Today

$0no payouts on record

FOCT does not pay a distribution.

Distribution yield0.0%

Paid[…]

Latest ex-date · paid[…]

12 payouts added up[…]

First Trust FOCT · distributions by ex-date

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

SEC reported portfolio · 2026-08-31 ↗prospectus · SEC 497 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-05-31 ↗SEC reported portfolio · 2026-02-28 ↗SEC reported portfolio · 2025-11-30 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-08-31 ↗summary prospectus · SEC 497K ↗prospectus · SEC 497 ↗

Trading & Liquidity

Net asset value$54.24

Premium / discount[…]

Median spread · 30D[…]

Volume today45K

Average volume · 30D63K

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.85%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$85.00

Our risk indicator3/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

No payouts on record: […]

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