Dividend-adjusted total return · S&P 500 uses VOO · Oct 27, 2021 – Nov 4, 2026FYTS&P 500 · VOO
First Trust Small Cap Value AlphaDEX FundFYT
$72.65
+3.3% last session
+30.0% YTD
Data as of 11/4/20264:00 PM ET · End-of-day
| Returns | 1D | 1M | 3M | YTD | 1Y | 3Y | 5Y | MAX |
|---|---|---|---|---|---|---|---|---|
| Total return | +3.3% | +7.1% | +1.0% | +30.0% | +36.3% | +71.5% | +53.9% | +335.3% |
| Peer average | +1.4% | +2.6% | −2.1% | +18.4% | +21.0% | +72.8% | +42.3% | — |
| S&P 500 · VOO | +1.6% | −1.6% | 0.0% | +13.4% | +13.5% | +91.7% | +81.2% | — |
Key Statistics
Open all fund facts →- AUM
- $179M
- Expense ratio
- 0.70%
- Distribution yield
- 1.8%
- NAV
- $70.31
- Volume
- 75K
- Avg. volume 30D
- 22K
- High today
- $72.72
- Low today
- $71.58
- Previous close
- $70.31
- 52-week high
- $73.77
- 52-week low
- $52.47
- Our risk indicator
- 4/5
FYT in One Breath
FYT Among Small Cap ETFs
YTDEnd-of-day Nov 5, 2026 · 97 Small cap ETFs by YTD
$10,000 in FYT
5Y$10,000 in FYT became
$15,389
In the S&P 500 (VOO)
$18,115
Total return, dividends in · Oct 27, 2021 – Nov 4, 2026 · S&P 500 uses VOO
FYT’s Top Holdings
TodayHOG0.8%KSS0.8%DXC0.8%ASO0.8%GPK0.8%MMS0.7%PRG0.7%NMIH0.7%GIII0.7%ABG0.7%POST0.7%BBWI0.7%CRK0.7%THO0.7%RUN0.7%GPOR0.7%HG0.7%GPI0.7%AEO0.7%MLKN0.7%VISN0.7%AVA0.7%
HOGHarley-Davidson0.8%KSS0.8%DXC0.8%ASO0.8%GPK0.8%MMS0.7%PRG0.7%NMIH0.7%GIII0.7%ABG0.7%POST0.7%BBWI0.7%
Consumer CyclicalFinancial ServicesIndustrialsConsumer DefensiveTechnologyOther
First Trust FYT · 262 holdings · top 22 shown · tile size = share of the fund · as of Nov 4, 2026
What FYT Holds
TodayConsumer Cyclical21.5%
HOG · KSS · ASO · GPK · GIII · ABG · BBWI
Financial Services21.5%
PRG · NMIH · HG · SPNT · AGO · STC · BFH
Industrials11.6%
MMS · REZI · GHC · GBX · KMT · HLMN · TRN
Consumer Defensive8.6%
POST · IMKTA · BRBR · FLO · STRA · CENTA · SPB
Real Estate8.1%
IIPR · FOR · ORC · KRC · HIW · HHH · DEI
Technology6.9%
DXC · VISN · EFOR · EEFT · PLAB
Energy6.8%
CRK · RUN · GPOR · VTOL · LPG · BKV · PARR
First Trust FYT · share of the fund by sector · as of Nov 4, 2026
Harley-Davidson’s Share of FYT
Today0.8%
$8 of every $1,000 in FYT is Harley-Davidson
Harley-Davidson held by FYT
$1.5M
First Trust FYT · each square = $10 of $1,000 · as of Nov 4, 2026
FYT’s Share of Small Cap ETFs
Today0.0%
of the $586B in 111 Small cap ETFs
$179M0.0%
$108B18.4%
$77.4B13.2%
$401B68.4%
Small cap ETF AUM · Nov 5, 2026
FYT Fee per $100 vs Peers
TodayExpense ratio · Small cap peers · Nov 5, 2026
Inside FYT
262 holdings · as of Nov 4, 2026FYT
First Trust Small Cap Value AlphaDEX Fund
TodayConsumer Cyclical21.5%HOGKSSASOGPKGIIIABGBBWITHOGPIAEOMLKNLZB11 more holdings11.8% of the fundFinancial Services21.5%PRGNMIHHGSPNTAGOSTCBFHUFCSWUHAPNJCAPPFS2 more holdings13.5% of the fundIndustrials11.6%MMSREZIGHCGBXKMTHLMNTRNHUBGSEBSKYWConsumer Defensive8.6%POSTIMKTABRBRFLOSTRACENTASPBDOLEWMKLRNPRDOANDEReal Estate8.1%IIPRFORORCKRCHIWHHHDEIEFCTechnology6.9%DXCVISNEFOREEFTPLABEnergy6.8%CRKRUNGPORVTOLLPGBKVPARRRESHealthcare5.0%AMNINVAARDTPBHBasic Materials4.0%TGLSFULCommunication Services3.2%YELPTDSADPPLIUtilities2.9%AVAHEWD
Consumer Cyclical21.5%HOGKSSASOGPKGIII19 moreFinancial Services21.5%PRGNMIHHGSPNTAGO10 more holdings17.6% of the fundIndustrials11.6%MMSREZIGHCGBX4 moreConsumer Defensive8.6%POSTIMKTABRBR6 moreReal Estate8.1%IIPRFORORC2 moreTechnology6.9%DXCVISNEFOREnergy6.8%3 moreHealthcare5.0%AMNINVABasic Materials4.0%AVAHE
| # | Ticker | Company | Weight ▼ |
|---|---|---|---|
| 1 | HOG | Harley-Davidson | 0.83% |
| 2 | KSS | Kohl's | 0.78% |
| 3 | DXC | DXC Technology Company | 0.77% |
| 4 | ASO | Academy Sports and Outdoors | 0.77% |
| 5 | GPK | Graphic Packaging Company | 0.76% |
| 6 | MMS | Maximus | 0.75% |
| 7 | PRG | Prog | 0.72% |
| 8 | NMIH | NMI () | 0.70% |
| 9 | GIII | G-III Apparel Group | 0.70% |
| 10 | ABG | Asbury Automotive Group | 0.70% |
Consumer CyclicalFinancial ServicesIndustrialsConsumer DefensiveReal EstateTechnologyEnergyHealthcareBasic MaterialsCommunication ServicesUtilitiesOther
First Trust FYT · current holdings by weight · as of Nov 4, 2026 · each tile is one holding · top 20 = 14.2%
How It Compares
FYT
First Trust Small Cap Value AlphaDEX Fund’s Peers
YTDSmall cap peers · YTD and past-year returns · as of Nov 5, 2026 · sorted by AUM
Head to Head
Put FYT head to head with IJR →IJR vs FYT
YTDYear to date
FYT wins+10.1 pts
Past year
FYT wins+13.6 pts
Fee
IJR winslower fee
Yield
FYT wins+0.6 pts
AUM
IJR600.5× more
3–1FYT wins
iShares IJR and First Trust FYT · year-to-date · as of Nov 5, 2026 · AUM not scored
FYT vs VOO
YTDFYT · First Trust Small Cap Value AlphaDEX Fund
+30.0%
VOO · S&P 500
+13.4%
Gap
16.7 pts
First Trust FYT and Vanguard VOO · YTD total return · as of Nov 5, 2026
FYT vs Its Peer Average
YTDFYTAvsBPeer average
1D+3.3%+1.4%
1M+7.1%+2.6%
3M+1.0%−2.1%
YTD+30.0%+18.4%
1Y+36.3%+21.0%
3Y+71.5%+72.8%
5Y+53.9%+42.3%
6–1FYT wins
110 Small cap peers · each row scaled to its leader
The Details
FYT
Risk
1Y4/5our risk indicator
CalmerBumpier
Volatility · 1Y16.20%
Deepest drop · 1Y−8.6%
Lowest point · 5Y−17.2%
52-week range
$72.65
$52.47−1.5% from the high$73.77
First Trust FYT · past-year price moves · as of Nov 5, 2026
FYT
Fund Facts
Today2011launched Apr 19
Tracks[…]
Exchange · CUSIPNASDAQ · 33737M409
StructureETF
Leverage1x
Cost on $10,000$70 a year
Go deeper
First Trust FYT · fund facts · as of Nov 5, 2026
FYT
Payouts by Year
13Y$0.47per share, Sep 2026
Distribution yield1.8%
PaidEvery quarter
Latest ex-date · paidSep 24 · Sep 30, 2026
12 payouts added up$3.32 a share
First Trust FYT · distributions by ex-date · 2014–2026
All Fund FactsDocuments · trading · fees · every payout
Prospectus & Documents
summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗SEC reported portfolio · 2024-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-07-31 ↗SEC reported portfolio · 2024-04-30 ↗SEC reported portfolio · 2024-01-31 ↗SEC reported portfolio · 2023-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-07-31 ↗SEC reported portfolio · 2023-04-28 ↗SEC reported portfolio · 2023-01-31 ↗SEC reported portfolio · 2022-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2022-07-29 ↗SEC reported portfolio · 2022-04-29 ↗SEC reported portfolio · 2022-01-31 ↗SEC reported portfolio · 2021-10-29 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2021-07-30 ↗SEC reported portfolio · 2021-04-30 ↗SEC reported portfolio · 2021-01-29 ↗SEC reported portfolio · 2020-10-30 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2020-07-31 ↗SEC reported portfolio · 2020-04-30 ↗SEC reported portfolio · 2020-01-31 ↗SEC reported portfolio · 2019-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗
Trading & Liquidity
Net asset value$70.31
Premium / discount[…]
Median spread · 30D[…]
Volume today75K
Average volume · 30D22K
Shares outstanding[…]
Options[…]
Fees & Costs
Net expense ratio0.70%
Gross expense ratio[…]
Management fee[…]
Cost on $10,000 a year$70.00
Our risk indicator4/5
Estimated yearly cost excludes trading costs and assumes constant assets.
Distributions
| Ex-date | Paid | Per share |
|---|---|---|
| Sep 24, 2026 | Sep 30, 2026 | $0.47 |
| Jun 25, 2026 | Jun 30, 2026 | $0.30 |
| Mar 26, 2026 | Mar 31, 2026 | $0.20 |
| Dec 12, 2025 | Dec 31, 2025 | $0.33 |
| Sep 25, 2025 | Sep 30, 2025 | $0.21 |
| Dec 13, 2024 | Dec 31, 2024 | $0.54 |
| Sep 26, 2024 | Sep 30, 2024 | $0.24 |
| Jun 27, 2024 | Jun 28, 2024 | $0.24 |
| Mar 21, 2024 | Mar 28, 2024 | $0.12 |
| Dec 22, 2023 | Dec 29, 2023 | $0.28 |
| Sep 22, 2023 | Sep 29, 2023 | $0.16 |
| Jun 27, 2023 | Jun 30, 2023 | $0.24 |
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