Dividend-adjusted return from the previous close · S&P 500 uses VOOFYXS&P 500 · VOO
First Trust Small Cap Core AlphaDEX FundFYX
$137.12
−3.3% last session
+22.2% YTD
Data as of 11/5/20264:00 PM ET · End-of-day
| Returns | 1D | 1M | 3M | YTD | 1Y | 3Y | 5Y | MAX |
|---|---|---|---|---|---|---|---|---|
| Total return | −3.3% | +1.9% | −5.1% | +22.2% | +28.2% | +87.5% | +52.5% | +435.2% |
| Peer average | −3.4% | +0.2% | −6.2% | +14.3% | +18.0% | +65.3% | +34.8% | — |
| S&P 500 · VOO | −4.4% | −5.7% | −4.9% | +8.4% | +9.8% | +82.2% | +71.6% | — |
Key Statistics
Open all fund facts →- AUM
- $1.4B
- Expense ratio
- 0.58%
- Distribution yield
- 1.1%
- NAV
- $138.25
- Volume
- 39K
- Avg. volume 30D
- 49K
- High today
- $143.00
- Low today
- $136.54
- Previous close
- $141.79
- 52-week high
- $147.18
- 52-week low
- $103.42
- Our risk indicator
- 4/5
FYX in One Breath
FYX Among Small Cap ETFs
YTDEnd-of-day Nov 6, 2026 · 97 Small cap ETFs by YTD
$10,000 in FYX
5Y$10,000 in FYX became
$15,249
In the S&P 500 (VOO)
$17,156
Total return, dividends in · Oct 28, 2021 – Nov 5, 2026 · S&P 500 uses VOO
FYX’s Top Holdings
TodayHOGHarley-Davidson0.4%APPN0.4%ASO0.4%DXC0.4%KSS0.4%STGW0.4%CDNA0.4%GPK0.4%PRG0.4%MMS0.4%FLO0.4%FIGS0.4%FA0.4%FLYW0.4%AMPL0.4%MAT0.4%THO0.4%SEPN0.4%SLDE0.4%GIII0.4%ABG0.4%AEO0.4%
HOGHarley-Davidson0.4%APPN0.4%ASO0.4%DXC0.4%KSS0.4%STGW0.4%CDNA0.4%GPK0.4%PRG0.4%MMS0.4%FLO0.4%FIGS0.4%
Financial ServicesHealthcareConsumer CyclicalTechnologyIndustrialsOther
First Trust FYX · 525 holdings · top 22 shown · tile size = share of the fund · as of Nov 5, 2026
What FYX Holds
TodayFinancial Services20.4%
PRG · SLDE · NMIH · ATLC · HG · PFSI · BFH
Healthcare15.8%
CDNA · SEPN · ATRC · HTFL · PNTG · ASTH · XERS
Consumer Cyclical13.9%
HOG · ASO · KSS · GPK · FIGS · MAT · THO
Technology11.8%
APPN · DXC · AMPL · EFOR · BRZE · VISN · TENB
Industrials11.6%
MMS · FA · FLYW · REZI · GBX · GHC · HLMN
Real Estate6.5%
PEB · IIPR · FOR
Energy5.8%
RUN · CRK · GPOR · VTOL
First Trust FYX · share of the fund by sector · as of Nov 5, 2026
Harley-Davidson’s Share of FYX
Today0.4%
$4 of every $1,000 in FYX is Harley-Davidson
Harley-Davidson held by FYX
$5.8M
First Trust FYX · each square = $10 of $1,000 · as of Nov 5, 2026
FYX’s Share of Small Cap ETFs
Today0.2%
of the $586B in 111 Small cap ETFs
$1.4B0.2%
$108B18.4%
$77.4B13.2%
$399B68.2%
Small cap ETF AUM · Nov 6, 2026
FYX Fee per $100 vs Peers
TodayExpense ratio · Small cap peers · Nov 6, 2026
Inside FYX
525 holdings · as of Nov 5, 2026FYX
First Trust Small Cap Core AlphaDEX Fund
TodayFinancial Services20.4%PRGSLDENMIHATLCHGPFSI3 more holdings17.0% of the fundHealthcare15.8%PNTGASTHXERSCLOVAMNVIRFTREARQTARDTINVA4 more holdings11.1% of the fundConsumer Cyclical13.9%HOGASOKSSGPKFIGSMATTHOGIIIABGAEOSBHMLKNGPILZB12 moreTechnology11.8%APPNDXCAMPLEFORBRZEIndustrials11.6%MMSFAFLYWREZIGBXReal Estate6.5%PEBIIPRFOREnergy5.8%RUNCRKGPORConsumer Defensive5.3%DOLELRNIMKTACommunication Services3.5%STGWYELPBasic Materials3.4%AVA
| # | Ticker | Company | Weight ▼ |
|---|---|---|---|
| 1 | HOG | Harley-Davidson | 0.42% |
| 2 | APPN | Appian | 0.42% |
| 3 | ASO | Academy Sports and Outdoors | 0.42% |
| 4 | DXC | DXC Technology Company | 0.41% |
| 5 | KSS | Kohl's | 0.41% |
| 6 | STGW | Stagwell | 0.40% |
| 7 | CDNA | CareDx | 0.39% |
| 8 | GPK | Graphic Packaging Company | 0.39% |
| 9 | PRG | Prog | 0.39% |
| 10 | MMS | Maximus | 0.38% |
Financial ServicesHealthcareConsumer CyclicalTechnologyIndustrialsReal EstateEnergyConsumer DefensiveCommunication ServicesBasic MaterialsUtilitiesOther
First Trust FYX · current holdings by weight · as of Nov 5, 2026 · each tile is one holding · top 20 = 7.8%
All FYX Holdings
526 holdings · as of Nov 5, 2026FYX
FYX’s Holdings
Today| # | ||||||
|---|---|---|---|---|---|---|
| 1 | HOGHarley-Davidson | Consumer Cyclical | 0.42% | $42.31 | 173K | $6.0M |
| 2 | APPNAppian | Technology | 0.42% | $42.21 | 120K | $6.0M |
| 3 | ASOAcademy Sports and Outdoors | Consumer Cyclical | 0.42% | $42.06 | 88K | $5.9M |
| 4 | DXCDXC Technology Company | Technology | 0.41% | $41.05 | 390K | $5.8M |
| 5 | KSSKohl's | Consumer Cyclical | 0.41% | $41.05 | 229K | $5.8M |
| 6 | STGWStagwell | Communication Services | 0.40% | $40.38 | 518K | $5.7M |
| 7 | CDNACareDx | Healthcare | 0.39% | $39.47 | 65K | $5.6M |
| 8 | GPKGraphic Packaging Company | Consumer Cyclical | 0.39% | $38.79 | 466K | $5.5M |
| 9 | PRGProg | Financial Services | 0.39% | $38.55 | 136K | $5.4M |
| 10 | MMSMaximus | Industrials | 0.38% | $38.49 | 79K | $5.4M |
| 11 | FLOFlowers Foods | Consumer Defensive | 0.38% | $38.22 | 760K | $5.4M |
| 12 | FIGSFigs, () | Consumer Cyclical | 0.38% | $37.84 | 244K | $5.3M |
| 13 | FAFirst Advantage | Industrials | 0.38% | $37.72 | 237K | $5.3M |
| 14 | FLYWFlywire | Industrials | 0.37% | $37.24 | 241K | $5.3M |
| 15 | AMPLAmplitude, () | Technology | 0.37% | $37.09 | 305K | $5.2M |
First Trust FYX · every reported holding · per $10,000 = dollars of each holding in a $10,000 stake · as of Nov 5, 2026
How It Compares
FYX
First Trust Small Cap Core AlphaDEX Fund’s Peers
YTDSmall cap peers · YTD and past-year returns · as of Nov 6, 2026 · sorted by AUM
Head to Head
Put FYX head to head with IJR →IJR vs FYX
YTDYear to date
FYX wins+6.9 pts
Past year
FYX wins+8.8 pts
Fee
IJR winslower fee
Yield
IJR wins+0.1 pts
AUM
IJR78.3× more
2–2level
iShares IJR and First Trust FYX · year-to-date · as of Nov 6, 2026 · AUM not scored
FYX vs VOO
YTDFYX · First Trust Small Cap Core AlphaDEX Fund
+22.2%
VOO · S&P 500
+8.4%
Gap
13.8 pts
First Trust FYX and Vanguard VOO · YTD total return · as of Nov 6, 2026
FYX vs Its Peer Average
YTDFYXAvsBPeer average
1D−3.3%−3.4%
1M+1.9%+0.2%
3M−5.1%−6.2%
YTD+22.2%+14.3%
1Y+28.2%+18.0%
3Y+87.5%+65.3%
5Y+52.5%+34.8%
7–0FYX wins
110 Small cap peers · each row scaled to its leader
The Details
FYX
Risk
1Y4/5our risk indicator
CalmerBumpier
Volatility · 1Y16.73%
Deepest drop · 1Y−8.8%
Lowest point · 5Y−21.4%
52-week range
$137.12
$103.42−6.8% from the high$147.18
First Trust FYX · past-year price moves · as of Nov 6, 2026
FYX
Fund Facts
Today2007launched May 8
Tracks[…]
Exchange · CUSIPNASDAQ · 33734Y109
StructureETF
Leverage1x
Cost on $10,000$58 a year
Go deeper
First Trust FYX · fund facts · as of Nov 6, 2026
FYX
Payouts by Year
13Y$0.51per share, Sep 2026
Distribution yield1.1%
PaidEvery quarter
Latest ex-date · paidSep 24 · Sep 30, 2026
12 payouts added up$4.13 a share
First Trust FYX · distributions by ex-date · 2014–2026
All Fund FactsDocuments · trading · fees · every payout
Prospectus & Documents
summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗SEC reported portfolio · 2024-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2024-07-31 ↗SEC reported portfolio · 2024-04-30 ↗SEC reported portfolio · 2024-01-31 ↗SEC reported portfolio · 2023-10-31 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2023-07-31 ↗SEC reported portfolio · 2023-04-28 ↗SEC reported portfolio · 2023-01-31 ↗SEC reported portfolio · 2022-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2022-07-29 ↗SEC reported portfolio · 2022-04-29 ↗SEC reported portfolio · 2022-01-31 ↗SEC reported portfolio · 2021-10-29 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2021-07-30 ↗SEC reported portfolio · 2021-04-30 ↗SEC reported portfolio · 2021-01-29 ↗SEC reported portfolio · 2020-10-30 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2020-07-31 ↗SEC reported portfolio · 2020-04-30 ↗SEC reported portfolio · 2020-01-31 ↗SEC reported portfolio · 2019-10-31 ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗summary prospectus · SEC 497K ↗
Trading & Liquidity
Net asset value$138.25
Premium / discount[…]
Median spread · 30D[…]
Volume today39K
Average volume · 30D49K
Shares outstanding[…]
Options[…]
Fees & Costs
Net expense ratio0.58%
Gross expense ratio[…]
Management fee[…]
Cost on $10,000 a year$58.00
Our risk indicator4/5
Estimated yearly cost excludes trading costs and assumes constant assets.
Distributions
| Ex-date | Paid | Per share |
|---|---|---|
| Sep 24, 2026 | Sep 30, 2026 | $0.51 |
| Jun 25, 2026 | Jun 30, 2026 | $0.44 |
| Mar 26, 2026 | Mar 31, 2026 | $0.20 |
| Dec 12, 2025 | Dec 31, 2025 | $0.37 |
| Sep 25, 2025 | Sep 30, 2025 | $0.27 |
| Jun 26, 2025 | Jun 30, 2025 | $0.0821 |
| Dec 13, 2024 | Dec 31, 2024 | $0.62 |
| Sep 26, 2024 | Sep 30, 2024 | $0.52 |
| Jun 27, 2024 | Jun 28, 2024 | $0.37 |
| Mar 21, 2024 | Mar 28, 2024 | $0.12 |
| Dec 22, 2023 | Dec 29, 2023 | $0.41 |
| Sep 22, 2023 | Sep 29, 2023 | $0.21 |
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