Hotchkis & Wiley SMID Cap Diversified Value FundHWSM

Hotchkis & WileyUS Stock StylesMid Cap#129 of 701 by YTD

$32.15

−0.9% last session

+18.4% YTD

Data as of 11/3/20264:00 PM ET · End-of-day

Dividend-adjusted total return · S&P 500 uses VOO · Mar 31, 2025 – Nov 3, 2026HWSMS&P 500 · VOO

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	−0.9%	+6.8%	+0.4%	+18.4%	+23.1%	—	—	+32.1%
Peer average	+0.1%	+0.8%	−2.8%	+13.0%	+15.4%	+69.0%	+42.5%	—
S&P 500 · VOO	+0.3%	−2.6%	−1.7%	+11.5%	+11.9%	+90.9%	+77.5%	—

Key Statistics

Open all fund facts →

AUM: $3M
Expense ratio: 0.55%
Distribution yield: 1.1%
NAV: $32.45
Volume: 6
Avg. volume 30D: 132
High today: $32.15
Low today: $32.15
Previous close: $32.44
52-week high: $32.44
52-week low: $25.49
Our risk indicator: 4/5

HWSM in One Breath

HWSM Among Mid Cap ETFs

YTD

#1RNINBushido+40.1%$213M

#2EPSVHarbor+23.9%$5.9M

#3ISMDInspire+23.5%$332M

#4GRPMInvesco+22.5%$623M

#5IWSiShares+22.1%$14.9B

#6IMCViShares+21.9%$1.3B

#7VOEVanguard+20.7%$22.8B

#8CVMCEaton Vance+19.8%$114M

#13HWSMHotchkis & Wiley+18.4%$2.9M

End-of-day Nov 4, 2026 · 94 Mid cap ETFs by YTD

$10,000 in HWSM

$10,000 in HWSM became

$13,209

In the S&P 500 (VOO)

$13,732

Total return, dividends in · Mar 31, 2025 – Nov 3, 2026 · S&P 500 uses VOO

HWSM’s Top Holdings

Today

GEHCGE HealthCare Technologies2.1%WDAY2.0%PPG1.7%APA1.5%D1.5%AIG1.3%FFIV1.3%HST1.1%ACGL1.1%FCNCA1.1%ERIC1.0%ES1.0%MGA1.0%SYF1.0%CRBG1.0%WAL1.0%NFG0.9%BEN0.9%ALLY0.9%FLR0.8%POOL0.7%FCN0.7%

GEHCGE HealthCare Technologies2.1%WDAY2.0%PPG1.7%APA1.5%D1.5%AIG1.3%FFIV1.3%HST1.1%ACGL1.1%FCNCA1.1%ERIC1.0%ES1.0%

Financial ServicesConsumer CyclicalTechnologyIndustrialsHealthcareEnergyOther

Hotchkis & Wiley HWSM · 0 holdings · tile size = share of the fund · as of Nov 3, 2026

What HWSM Holds

Today

Financial Services25.3%

AIG 1.3 · ACGL 1.1 · FCNCA 1.1 · SYF · CRBG · WAL · BEN

Consumer Cyclical14.9%

MGA · CHDN · MAT · BC · APTV · LEA · GNTX

Technology14.8%

WDAY 2.0 · FFIV 1.3 · ERIC 1.0 · FTV · VNT · WK · FIS

Industrials10.6%

FLR · POOL · FCN · SWK · FBHS · AOS · BAH

Healthcare9.2%

GEHC 2.1 · ATR · LH · HUM · CON · CNC · LIVN

Energy7.4%

APA 1.5 · NFG · OVV · NOV

Utilities6.4%

D 1.5 · ES · BKH · EXC · PPL · FE · POR

Hotchkis & Wiley HWSM · share of the fund by sector · as of Nov 3, 2026

GE’s Share of HWSM

Today

2.1%

$21 of every $1,000 in HWSM is GE

GE held by HWSM

$61K

Most GE per dollar

CSD9.2%

MVAL5.0%

IHI4.6%

HEAL4.4%

Hotchkis & Wiley HWSM · each square = $10 of $1,000 · as of Nov 3, 2026

HWSM’s Share of Mid Cap ETFs

Today

0.0%

of the $523B in 108 Mid cap ETFs

HWSM$2.9M0.0%

IJH$125B23.8%

VO$103B19.8%

105 others$295B56.4%

Mid cap ETF AUM · Nov 4, 2026

HWSM Fee per $100 vs Peers

Today

$0.55a year
per $100

$55 a year on $10,000

VO$0.03

IJH$0.05

VOE$0.05

IWR$0.18

MDY$0.23

HWSM$0.55

Expense ratio · Mid cap peers · Nov 4, 2026

Inside HWSM

as of Nov 3, 2026

HWSM

Hotchkis & Wiley SMID Cap Diversified Value Fund

Today

#	Ticker	Company	Weight ▼
1	GEHC	GE HealthCare Technologies	2.08%
2	WDAY	Workday	2.00%
3	PPG	PPG Industries	1.69%
4	APA	APA	1.55%
5	D	Dominion Energy	1.52%
6	AIG	American International Group	1.28%
7	FFIV	F5	1.27%
8	HST	Host Hotels & Resorts	1.12%
9	ACGL	Arch Capital Group	1.09%
10	FCNCA	First Citizens BancShares /NC	1.05%

Financial ServicesConsumer CyclicalTechnologyIndustrialsHealthcareEnergyUtilitiesBasic MaterialsConsumer DefensiveReal EstateCommunication Services

Hotchkis & Wiley HWSM · current holdings by weight · as of Nov 3, 2026 · each tile is one holding · top 20 = 24.1%

How It Compares

HWSM

Hotchkis & Wiley SMID Cap Diversified Value Fund’s Peers

YTD


IJH	iSharesRead Desk	0.05%	+13.2%	+15.7%	$124.6B
VO	VanguardRead Desk	0.03%	+13.8%	+13.9%	$103.4B
IWR	iSharesRead Desk	0.18%	+15.6%	+16.7%	$58.2B
MDY	SPDRRead Desk	0.23%	+12.9%	+15.3%	$26.1B
VOE	VanguardRead Desk	0.05%	+20.7%	+24.9%	$22.8B
HWSM	Hotchkis & WileyThis fundRead Desk	0.55%	+18.4%	+23.1%	$3M

Mid cap peers · YTD and past-year returns · as of Nov 4, 2026 · sorted by AUM

Head to Head

Put HWSM head to head with IJH →

IJH vs HWSM

YTD

IJHiShares · Mid capHWSMHotchkis & Wiley · Mid cap

Year to date

+13.2%

+18.4%

HWSM wins+5.2 pts

Past year

+15.7%

+23.1%

HWSM wins+7.4 pts

Fee

0.05%

0.55%

IJH winslower fee

Yield

1.2%

1.1%

IJH wins+0.1 pts

AUM

$125B

$2.9M

IJH42654.4× more

2–2level

iShares IJH and Hotchkis & Wiley HWSM · year-to-date · as of Nov 4, 2026 · AUM not scored

HWSM vs VOO

YTD

HWSM · Hotchkis & Wiley SMID Cap Diversified Value Fund

+18.4%

VOO · S&P 500

+11.5%

Gap

6.9 pts

Hotchkis & Wiley HWSM and Vanguard VOO · YTD total return · as of Nov 4, 2026

HWSM vs Its Peer Average

YTD

HWSMAvsBPeer average

1D−0.9%+0.1%

1M+6.8%+0.8%

3M+0.4%−2.8%

YTD+18.4%+13.0%

1Y+23.1%+15.4%

3Y[…]+69.0%

5Y[…]+42.5%

4–1HWSM wins

107 Mid cap peers · each row scaled to its leader

The Details

HWSM

Risk

4/5our risk indicator

CalmerBumpier

Volatility · 1Y13.94%

Deepest drop · 1Y−10.2%

Lowest point · 5Y−11.2%

52-week range

$32.15

$25.49−0.9% from the high$32.44

Hotchkis & Wiley HWSM · past-year price moves · as of Nov 4, 2026

HWSM

Fund Facts

Today

2025launched Mar 31

Tracks[…]

Exchange · CUSIPNASDAQ · 44134R438

StructureETF

Leverage1x

Cost on $10,000$55 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

Hotchkis & Wiley HWSM · fund facts · as of Nov 4, 2026

HWSM

Payouts by Year

$0.36per share, Dec 2025

Distribution yield1.1%

Paid[…]

Latest ex-date · paidDec 3 · Dec 4, 2025

1 payouts added up$0.36 a share

Hotchkis & Wiley HWSM · distributions by ex-date · 2025–2025

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-06-30 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-03-31 ↗SEC reported portfolio · 2026-03-31 ↗SEC reported portfolio · 2025-12-31 ↗SEC reported portfolio · 2025-09-30 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2025-06-30 ↗SEC reported portfolio · 2025-03-31 ↗prospectus · SEC 497 ↗summary prospectus · SEC 497K ↗prospectus · SEC 485BPOS ↗prospectus · SEC 485APOS ↗

Trading & Liquidity

Net asset value$32.45

Premium / discount[…]

Median spread · 30D[…]

Volume today6

Average volume · 30D132

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.55%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$55.00

Our risk indicator4/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

Ex-date	Paid	Per share
Dec 3, 2025	Dec 4, 2025	$0.36

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