AllianzIMDefined OutcomeBuffer#237 of 318 by YTD

AllianzIM U.S. Equity Buffer15 Uncapped Jan ETFJANU

1D 1M 3M YTD 1Y3Y5YMAX

S&P 500 Compare

$29.45+0.3%

+$0.08 · Nov 6 close

Buy

AUM: $76M
Fee: 0.74%
Yield: 0.0%

Bumpy · 1Y: 0.8×S&P
Volume: 5K
NAV: $29.40

What's insideAll 4 →

SPY 12/31/2026 30.55 C 98.5%SPY 12/31/2026 707.36 P 2.0%

52-week range7% below the high

$26.80$31.70

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	+0.3%	−4.4%	−4.8%	+4.7%	+5.2%	—	—	+17.8%
Peer average	+0.2%	+92.6%	+96.4%	+6.1%	+7.6%	+44.9%	+49.6%	—
S&P 500 · VOO	+0.3%	−5.0%	−4.6%	+8.7%	+9.8%	+80.8%	+71.8%	—

JANU in One Breath

JANU Among Buffer ETFs

YTD

#1BAPRInnovator+12.3%$408M

#2QMARFirst Trust+11.8%$603M

#3APRTAllianzIM+11.7%$46.4M

#4FMARFirst Trust+11.6%$1.2B

#5PQAPPGIM+11.5%$31.3M

#6RSSEFirst Trust+11.3%$35.6M

#7KOCTInnovator+11.3%$169M

#8KFEBInnovator+11.0%$37.9M

#218JANUAllianzIM+4.7%$75.7M

End-of-day Nov 9, 2026 · 289 Buffer ETFs by YTD

$10,000 in JANU

$10,000 in JANU became

$11,785

In the S&P 500 (VOO)

$12,843

Total return, dividends in · Jan 2, 2025 – Nov 6, 2026 · S&P 500 uses VOO

JANU’s Top Holdings

Today

SPY 12/31/2026SPY 12/31/2026 30.55 C98.5%

SPY 12/31/2026SPY 12/31/2026 30.55 C98.5%SPY 1

Other

AllianzIM JANU · 4 holdings · top 2 shown · tile size = share of the fund · as of Nov 6, 2026

What JANU Holds

Today

Technology39.2%

[…]

Financial Services11.9%

[…]

Healthcare10.0%

[…]

Consumer Cyclical9.1%

[…]

Communication Services8.4%

[…]

Industrials7.6%

[…]

Consumer Defensive4.7%

[…]

AllianzIM JANU · share of the fund by sector · as of Nov 6, 2026

SPY’s Share of JANU

Today

98.5%

$985 of every $1,000 in JANU is SPY

SPY held by JANU

$74.5M

AllianzIM JANU · each square = $10 of $1,000 · as of Nov 6, 2026

JANU’s Share of Buffer ETFs

Today

0.1%

of the $85.5B in 375 Buffer ETFs

JANU$75.7M0.1%

BUFR$10.8B12.6%

BUFD$2.2B2.6%

372 others$72.5B84.7%

Buffer ETF AUM · Nov 9, 2026

JANU Fee per $100 vs Peers

Today

$0.74a year
per $100

$74 a year on $10,000

BUFR$0.10

BUFD$0.10

BUFQ$0.10

JANU$0.74

FJAN$0.85

FMAY$0.85

Expense ratio · Buffer peers · Nov 9, 2026

Inside JANU

4 holdings · as of Nov 6, 2026

JANU

AllianzIM U.S. Equity Buffer15 Uncapped Jan ETF

Today

Technology39.2%Financial Services11.9%Healthcare10.0%Consumer Cyclical9.1%Communication Services8.4%Industrials7.6%Consumer Defensive4.7%Other100.5%SPY 12/31/20SPY 12/31/2026 30.55 C98.5%

Technology39.2%Financial Services11.9%Healthcare10.0%Consumer Cyclical9.1%Communication Services8.4%Industrials7.6%Other100.5%SPY 12/31/20SPY 12/31/2026 30.55 C98.5%

#	Ticker	Company		Weight ▼
1	—	SPY 12/31/2026 30.55 C		98.47%
2	—	SPY 12/31/2026 707.36 P		1.99%

See all 4 holdings ↓

TechnologyFinancial ServicesHealthcareConsumer CyclicalCommunication ServicesIndustrialsConsumer DefensiveEnergyUtilitiesReal EstateBasic MaterialsOther

AllianzIM JANU · current holdings by weight · as of Nov 6, 2026 · each tile is one holding

All JANU Holdings

4 holdings · as of Nov 6, 2026

JANU

JANU’s Holdings

Today

#
1	—SPY 12/31/2026 30.55 C	98.47%	$9,846.95	1,064	$74.5M
2	—SPY 12/31/2026 707.36 P	1.99%	$199.29	1,064	$1.5M
3	—Cash&Other	−0.08%	−$7.65	-58K	−$58K
4	—SPY 12/31/2026 579.63 P	−0.39%	−$38.58	-1,064	−$292K

AllianzIM JANU · every reported holding · per $10,000 = dollars of each holding in a $10,000 stake · as of Nov 6, 2026

How It Compares

JANU

AllianzIM U.S. Equity Buffer15 Uncapped Jan ETF’s Peers

YTD


BUFR	First TrustRead Desk	0.10%	+7.1%	+8.9%	$10.8B
BUFD	First TrustRead Desk	0.10%	+6.1%	+7.6%	$2.2B
BUFQ	First TrustRead Desk	0.10%	+6.0%	+7.7%	$1.6B
FJAN	First TrustRead Desk	0.85%	+7.1%	+9.4%	$1.5B
FMAY	First TrustRead Desk	0.85%	+4.8%	+6.4%	$1.5B
JANU	AllianzIMThis fundRead Desk	0.74%	+4.7%	+5.2%	$76M

Buffer peers · YTD and past-year returns · as of Nov 9, 2026 · sorted by AUM

Head to Head

Put JANU head to head with BUFR →

BUFR vs JANU

YTD

BUFRFirst Trust · BufferJANUAllianzIM · Buffer

Year to date

+7.1%

+4.7%

BUFR wins+2.5 pts

Past year

+8.9%

+5.2%

BUFR wins+3.7 pts

Fee

0.10%

0.74%

BUFR winslower fee

Yield

0.0%

Level

AUM

$10.8B

$75.7M

BUFR142.7× more

3–0BUFR wins

First Trust BUFR and AllianzIM JANU · year-to-date · as of Nov 9, 2026 · AUM not scored

JANU vs VOO

YTD

JANU · AllianzIM U.S. Equity Buffer15 Uncapped Jan

+4.7%

VOO · S&P 500

+8.7%

Gap

4.1 pts

AllianzIM JANU and Vanguard VOO · YTD total return · as of Nov 9, 2026

JANU vs Its Peer Average

YTD

JANUAvsBPeer average

1D+0.3%+0.2%

1M−4.4%+92.6%

3M−4.8%+96.4%

YTD+4.7%+6.1%

1Y+5.2%+7.6%

3Y[…]+44.9%

5Y[…]+49.6%

1–4Peer average wins

374 Buffer peers · each row scaled to its leader

How Bumpy Is JANU?

View

JANU

How Bumpy

0.8×the S&P 500’s swings

CalmerBumpierS&P 1×JANU

Bumpiest of 7 buffer fundsJANU

Other buffer funds0.4× to 0.8×

AllianzIM JANU · daily swings over the past year vs the S&P 500

JANU

Worst Drop

−6.0%from its Jan 28 high

Still below the high−5.2%

$10,000 at the high is now$9,480

AllianzIM JANU · fall from the highest close, past year

JANU

On a Bad Day

0.8×the S&P 500’s fall

JANU’s worst day: Thursday, Nov 5

JANU

−3.5%

S&P 500

−4.4%

Up days50 of every 100

S&P 500 up days52 of every 100

AllianzIM JANU · average move on days the S&P 500 fell

JANU

Return for the Bumps

1Y#7 of 7 buffer funds

#1FJANFirst Trust

most for the bumps

#2BUFRFirst Trust

#3BUFDFirst Trust

calmest ride

#4FAUGFirst Trust

#5FMAYFirst Trust

#6BUFQFirst Trust

#7JANUAllianzIM

Ranked by return above cash for each unit of bumpiness (Sharpe ratio) · cash = 3.8%

JANU

Cost

Today

$74a year per $10,000

BUFR

$10

BUFD

$10

BUFQ

$10

JANU

$74

FJAN

$85

FMAY

$85

FAUG

$85

Expense ratio 0.74%, taken from the fund’s value

JANU

Volatility & Beta

11.2%annual volatility

S&P 500 volatility13.6%

Downside volatility8.1%

Beta vs SPY0.80

Correlation vs SPY0.98

Beta rank, lowest first, of 7#7

Daily total returns × √252 · past 254 trading days

JANU

Max Drawdown

−6.0%peak to trough

Peak closeJan 28, 2026

Current drawdown−5.2%

Worst day−3.55% · Nov 5

Closing prices, dividends in

JANU

Up / Down Capture

84%down capture vs SPY

Down days

84%

Up days

80%

S&P 500

100%

Up ÷ down capture0.96

Up days50.4% (S&P 52.0%)

Average daily move on SPY up days and down days

JANU

Sharpe & Sortino vs Peers

Fund	Sharpe	Sortino	Volatility	Max DD	Beta	Fee / $10k
FJAN	0.68	0.96	8.0%	−5.9%	0.57	$85
BUFR	0.66	0.91	7.4%	−4.6%	0.53	$10
BUFD	0.64	0.90	5.7%	−3.4%	0.41	$10
FAUG	0.47	0.64	7.8%	−5.3%	0.54	$85
FMAY	0.32	0.44	7.9%	−4.2%	0.56	$85
BUFQ	0.31	0.43	10.6%	−8.2%	0.71	$10
JANU	0.05	0.07	11.2%	−6.0%	0.80	$74

Sharpe = (return − 3.8% cash) ÷ volatility · Sortino uses downside volatility only

JANU

Trading

Today

+0.17%above its holdings’ value

Close$29.45

NAV$29.40

Fee per $10,000$74 a year

Avg. volume 30D4K shares

Premium / discount history starts once daily NAV is saved

Close vs net asset value, Nov 6

The Details

JANU

Fund Facts

Today

2024launched Dec 31

Tracks[…]

Exchange · CUSIPCBOE · 00888H513

StructureETF

Leverage1x

Cost on $10,000$74 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

AllianzIM JANU · fund facts · as of Nov 9, 2026

JANU

Payouts by Year

Today

$0no payouts on record

JANU does not pay a distribution.

Distribution yield0.0%

Paid[…]

Latest ex-date · paid[…]

12 payouts added up[…]

AllianzIM JANU · distributions by ex-date

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

SEC reported portfolio · 2026-07-31 ↗SEC reported portfolio · 2026-04-30 ↗summary prospectus · SEC 497K ↗SEC reported portfolio · 2026-01-31 ↗SEC reported portfolio · 2025-10-31 ↗SEC reported portfolio · 2025-07-31 ↗SEC reported portfolio · 2025-04-30 ↗SEC reported portfolio · 2025-01-31 ↗

Trading & Liquidity

Net asset value$29.40

Premium / discount[…]

Median spread · 30D[…]

Volume today5K

Average volume · 30D4K

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.74%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$74.00

Our risk indicator3/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

No payouts on record: […]

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