Innovator U.S. Small Cap Power Buffer ETFKOCT

InnovatorDefined OutcomeBuffer#9 of 318 by YTD

$37.47

+0.5% last session

+11.3% YTD

Data as of 11/6/20264:00 PM ET · End-of-day

Dividend-adjusted total return · S&P 500 uses VOO · Dec 31, 2025 – Nov 6, 2026KOCTS&P 500 · VOODefined Outcome average

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	+0.5%	−0.4%	−1.1%	+11.3%	+13.0%	+51.0%	+36.0%	+56.1%
Peer average	+0.2%	+92.6%	+96.4%	+6.1%	+7.6%	+44.9%	+49.6%	—
S&P 500 · VOO	+0.3%	−5.0%	−4.6%	+8.7%	+9.8%	+80.8%	+71.8%	—

Key Statistics

Open all fund facts →

AUM: $169M
Expense ratio: 0.79%
Distribution yield: 0.0%
NAV: $37.45
Volume: 21K
Avg. volume 30D: 66K
High today: $37.47
Low today: $37.32
Previous close: $37.27
52-week high: $38.96
52-week low: $32.13
How bumpy · 1Y: 0.7× S&P↓ see why

KOCT in One Breath

KOCT Among Buffer ETFs

YTD

#1BAPRInnovator+12.3%$408M

#2QMARFirst Trust+11.8%$620M

#3APRTAllianzIM+11.7%$46.4M

#4FMARFirst Trust+11.6%$1.2B

#5PQAPPGIM+11.5%$31.3M

#6RSSEFirst Trust+11.3%$35.2M

#7KOCTInnovator+11.3%$169M

#8KFEBInnovator+11.0%$37.9M

#9APRPPGIM+11.0%$37.3M

End-of-day Nov 7, 2026 · 289 Buffer ETFs by YTD

$10,000 in KOCT

$10,000 in KOCT became

$13,601

In the S&P 500 (VOO)

$17,177

Total return, dividends in · Oct 29, 2021 – Nov 6, 2026 · S&P 500 uses VOO

KOCT Returns by Period

Today

YTD

MAX

KOCT

+0.5%

−0.4%

−1.1%

+11.3%

+13.0%

+51.0%

+36.0%

+56.1%

Peer average

+0.2%

+92.6%

+96.4%

+6.1%

+7.6%

+44.9%

+49.6%

—

S&P 500 · VOO

+0.3%

−5.0%

−4.6%

+8.7%

+9.8%

+80.8%

+71.8%

—

End-of-day Nov 7, 2026 · total return, dividends in · peers = 372 Buffer ETFs

KOCT’s Defined Outcome Rank

YTD

#9of 318
defined outcome ETFs

Best · SIXH+14.7%

KOCT+11.3%

Average+5.9%

Worst · KBUF−16.9%

Defined Outcome ETFs by YTD return · Nov 7, 2026

KOCT Price and 52-Week Range

From the 52-week high

−3.8%

From the 52-week low

+16.6%

Today $37.32 – $37.47

Previous close $37.27

$37.47 now

52-week low$32.1352-week high$38.96

End-of-day Nov 7, 2026 · box = today’s range, dashed = previous close

KOCT’s Share of Buffer ETFs

Today

0.2%

of the $86.7B in 373 Buffer ETFs

KOCT$169M0.2%

BUFR$11.1B12.8%

BUFD$2.2B2.6%

370 others$73.2B84.5%

Buffer ETF AUM · Nov 7, 2026

KOCT Fee per $100 vs Peers

Today

$0.79a year
per $100

$79 a year on $10,000

BUFR$0.10

BUFD$0.10

BUFQ$0.10

KOCT$0.79

FJAN$0.85

FMAY$0.85

Expense ratio · Buffer peers · Nov 7, 2026

Inside KOCT

6 holdings

KOCT

Innovator U.S. Small Cap Power Buffer ETF

Today

KOCT reports no holdings we can show: […]

Innovator KOCT · holdings

How It Compares

KOCT

Innovator U.S. Small Cap Power Buffer ETF’s Peers

YTD


BUFR	First TrustRead Desk	0.10%	+7.1%	+8.9%	$11.1B
BUFD	First TrustRead Desk	0.10%	+6.1%	+7.6%	$2.2B
BUFQ	First TrustRead Desk	0.10%	+6.0%	+7.7%	$1.7B
FJAN	First TrustRead Desk	0.85%	+7.1%	+9.4%	$1.5B
FMAY	First TrustRead Desk	0.85%	+4.8%	+6.4%	$1.5B
KOCT	InnovatorThis fundRead Desk	0.79%	+11.3%	+13.0%	$169M

Buffer peers · YTD and past-year returns · as of Nov 8, 2026 · sorted by AUM

Head to Head

Put KOCT head to head with BUFR →

BUFR vs KOCT

YTD

BUFRFirst Trust · BufferKOCTInnovator · Buffer

Year to date

+7.1%

+11.3%

KOCT wins+4.2 pts

Past year

+8.9%

+13.0%

KOCT wins+4.1 pts

Fee

0.10%

0.79%

BUFR winslower fee

Yield

0.0%

Level

AUM

$11.1B

$169M

BUFR65.3× more

2–1KOCT wins

First Trust BUFR and Innovator KOCT · year-to-date · as of Nov 8, 2026 · AUM not scored

KOCT vs VOO

YTD

KOCT · Innovator U.S. Small Cap Power Buffer

+11.3%

VOO · S&P 500

+8.7%

Gap

2.6 pts

Innovator KOCT and Vanguard VOO · YTD total return · as of Nov 8, 2026

KOCT vs Its Peer Average

YTD

KOCTAvsBPeer average

1D+0.5%+0.2%

1M−0.4%+92.6%

3M−1.1%+96.4%

YTD+11.3%+6.1%

1Y+13.0%+7.6%

3Y+51.0%+44.9%

5Y+36.0%+49.6%

4–3KOCT wins

372 Buffer peers · each row scaled to its leader

How Bumpy Is KOCT?

View

KOCT

How Bumpy

0.7×the S&P 500’s swings

CalmerBumpierS&P 1×KOCT

Calm rank among 7 buffer funds#6

Other buffer funds0.4× to 0.8×

Innovator KOCT · daily swings over the past year vs the S&P 500

KOCT

Worst Drop

−5.0%from its Jan 22 high

Still below the high−2.0%

$10,000 at the high is now$9,800

Innovator KOCT · fall from the highest close, past year

KOCT

On a Bad Day

0.5×the S&P 500’s fall

KOCT’s worst day: Thursday, Nov 5

KOCT

−2.5%

S&P 500

−4.4%

Up days56 of every 100

S&P 500 up days52 of every 100

Innovator KOCT · average move on days the S&P 500 fell

KOCT

Return for the Bumps

1Y#1 of 7 buffer funds

#1KOCTInnovator

most for the bumps

#2FJANFirst Trust

#3BUFRFirst Trust

#4BUFDFirst Trust

calmest ride

#5FAUGFirst Trust

#6FMAYFirst Trust

#7BUFQFirst Trust

Ranked by return above cash for each unit of bumpiness (Sharpe ratio) · cash = 3.8%

KOCT

Cost

Today

$79a year per $10,000

BUFR

$10

BUFD

$10

BUFQ

$10

KOCT

$79

FJAN

$85

FMAY

$85

FAUG

$85

Expense ratio 0.79%, taken from the fund’s value

KOCT

Volatility & Beta

8.8%annual volatility

S&P 500 volatility13.6%

Downside volatility6.1%

Beta vs SPY0.54

Correlation vs SPY0.83

Beta rank, lowest first, of 7#3

Daily total returns × √252 · past 254 trading days

KOCT

Max Drawdown

−5.0%peak to trough

Peak closeJan 22, 2026

Current drawdown−2.0%

Worst day−2.51% · Nov 5

Closing prices, dividends in

KOCT

Up / Down Capture

51%down capture vs SPY

Down days

51%

Up days

60%

S&P 500

100%

Up ÷ down capture1.18

Up days55.5% (S&P 52.0%)

Average daily move on SPY up days and down days

KOCT

Sharpe & Sortino vs Peers

Fund	Sharpe	Sortino	Volatility	Max DD	Beta	Fee / $10k
KOCT	1.02	1.47	8.8%	−5.0%	0.54	$79
FJAN	0.68	0.96	8.0%	−5.9%	0.57	$85
BUFR	0.66	0.91	7.4%	−4.6%	0.53	$10
BUFD	0.64	0.90	5.7%	−3.4%	0.41	$10
FAUG	0.47	0.64	7.8%	−5.3%	0.54	$85
FMAY	0.32	0.44	7.9%	−4.2%	0.56	$85
BUFQ	0.31	0.43	10.6%	−8.2%	0.71	$10

Sharpe = (return − 3.8% cash) ÷ volatility · Sortino uses downside volatility only

KOCT

Trading

Today

+0.05%above its holdings’ value

Close$37.47

NAV$37.45

Fee per $10,000$79 a year

Avg. volume 30D66K shares

Premium / discount history starts once daily NAV is saved

Close vs net asset value, Nov 6

The Details

KOCT

Fund Facts

Today

2019launched Oct 1

Tracks[…]

Exchange · CUSIPCBOE · 45782C599

StructureETF

Leverage1x

Cost on $10,000$79 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

Innovator KOCT · fund facts · as of Nov 8, 2026

KOCT

Payouts by Year

$0.20per share, Nov 2019

Distribution yield0.0%

Paid[…]

Latest ex-date · paidNov 19 · Nov 21, 2019

1 payouts added up$0.20 a share

Innovator KOCT · distributions by ex-date · 2019–2019

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

Official documents are being connected from SEC EDGAR: […]. Read the issuer’s prospectus before investing.

Trading & Liquidity

Net asset value$37.45

Premium / discount[…]

Median spread · 30D[…]

Volume today21K

Average volume · 30D66K

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.79%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$79.00

Our risk indicator3/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

Ex-date	Paid	Per share
Nov 19, 2019	Nov 21, 2019	$0.20

Issuer contentFrom InnovatorHear the strategy from the people behind KOCT.No issuer videos have been published for this fund.Are you the issuer? Claim this fund →