PGIM S&P 500 Buffer 20 ETF - AugustPBAU

PGIMDefined OutcomeBuffer#204 of 318 by YTD

$32.30

+0.8% last session

+7.8% YTD

Data as of 11/4/20264:00 PM ET · End-of-day

Dividend-adjusted total return · S&P 500 uses VOO · Dec 31, 2025 – Nov 4, 2026PBAUS&P 500 · VOODefined Outcome average

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	+0.8%	−0.2%	+1.0%	+7.8%	+9.1%	—	—	+28.9%
Peer average	+0.8%	+96.8%	+0.9%	+8.5%	+9.8%	+50.0%	+54.0%	—
S&P 500 · VOO	+1.6%	−1.6%	0.0%	+13.4%	+13.5%	+91.7%	+81.2%	—

Key Statistics

Open all fund facts →

AUM: $40M
Expense ratio: 0.50%
Distribution yield: 0.0%
NAV: $32.02
Volume: 521
Avg. volume 30D: 5K
High today: $32.33
Low today: $32.30
Previous close: $32.05
52-week high: $32.39
52-week low: $29.16
Our risk indicator: 3/5

PBAU in One Breath

PBAU Among Buffer ETFs

YTD

#1QMARFirst Trust+14.8%$614M

#2BAPRInnovator+14.7%$414M

#3PQAPPGIM+14.1%$31.7M

#4KAPRInnovator+13.9%$179M

#5KFEBInnovator+13.9%$40.7M

#6APRTAllianzIM+13.9%$47.0M

#7FMARFirst Trust+13.8%$1.2B

#8RSSEFirst Trust+13.6%$35.0M

#185PBAUPGIM+7.8%$40.0M

End-of-day Nov 5, 2026 · 289 Buffer ETFs by YTD

$10,000 in PBAU

$10,000 in PBAU became

$12,889

In the S&P 500 (VOO)

$15,181

Total return, dividends in · May 10, 2024 – Nov 4, 2026 · S&P 500 uses VOO

PBAU Returns by Period

Today

YTD

MAX

PBAU

+0.8%

−0.2%

+1.0%

+7.8%

+9.1%

—

+28.9%

Peer average

+0.8%

+96.8%

+0.9%

+8.5%

+9.8%

+50.0%

+54.0%

—

S&P 500 · VOO

+1.6%

−1.6%

0.0%

+13.4%

+13.5%

+91.7%

+81.2%

—

End-of-day Nov 5, 2026 · total return, dividends in · peers = 372 Buffer ETFs

PBAU’s Defined Outcome Rank

YTD

#204of 318
defined outcome ETFs

Best · SIXH+18.4%

Average+8.3%

PBAU+7.8%

Worst · KBUF−17.1%

Defined Outcome ETFs by YTD return · Nov 5, 2026

PBAU Price and 52-Week Range

From the 52-week high

−0.3%

From the 52-week low

+10.8%

Today $32.30 – $32.33

Previous close $32.05

$32.30 now

52-week low$29.1652-week high$32.39

End-of-day Nov 5, 2026 · box = today’s range, dashed = previous close

PBAU’s Share of Buffer ETFs

Today

0.0%

of the $86.4B in 373 Buffer ETFs

PBAU$40.0M0.0%

BUFR$10.9B12.6%

BUFD$2.2B2.6%

370 others$73.3B84.8%

Buffer ETF AUM · Nov 5, 2026

PBAU Fee per $100 vs Peers

Today

$0.50a year
per $100

$50 a year on $10,000

BUFR$0.10

BUFD$0.10

BUFQ$0.10

PBAU$0.50

FMAY$0.85

FJAN$0.85

Expense ratio · Buffer peers · Nov 5, 2026

Inside PBAU

8 holdings

PBAU

PGIM S&P 500 Buffer 20 ETF - August

Today

PBAU reports no holdings we can show: […]

PGIM PBAU · holdings

How It Compares

PBAU

PGIM S&P 500 Buffer 20 ETF - August’s Peers

YTD


BUFR	First TrustRead Desk	0.10%	+10.3%	+11.8%	$10.9B
BUFD	First TrustRead Desk	0.10%	+8.4%	+9.8%	$2.2B
BUFQ	First TrustRead Desk	0.10%	+9.8%	+11.0%	$1.7B
FMAY	First TrustRead Desk	0.85%	+7.9%	+9.5%	$1.5B
FJAN	First TrustRead Desk	0.85%	+10.1%	+12.4%	$1.5B
PBAU	PGIMThis fundRead Desk	0.50%	+7.8%	+9.1%	$40M

Buffer peers · YTD and past-year returns · as of Nov 5, 2026 · sorted by AUM

Head to Head

Put PBAU head to head with BUFR →

BUFR vs PBAU

YTD

BUFRFirst Trust · BufferPBAUPGIM · Buffer

Year to date

+10.3%

+7.8%

BUFR wins+2.5 pts

Past year

+11.8%

+9.1%

BUFR wins+2.8 pts

Fee

0.10%

0.50%

BUFR winslower fee

Yield

0.0%

Level

AUM

$10.9B

$40.0M

BUFR272.8× more

3–0BUFR wins

First Trust BUFR and PGIM PBAU · year-to-date · as of Nov 5, 2026 · AUM not scored

PBAU vs VOO

YTD

PBAU · PGIM S&P 500 Buffer 20 ETF - August

+7.8%

VOO · S&P 500

+13.4%

Gap

5.5 pts

PGIM PBAU and Vanguard VOO · YTD total return · as of Nov 5, 2026

PBAU vs Its Peer Average

YTD

PBAUAvsBPeer average

1D+0.8%+0.8%

1M−0.2%+96.8%

3M+1.0%+0.9%

YTD+7.8%+8.5%

1Y+9.1%+9.8%

3Y[…]+50.0%

5Y[…]+54.0%

2–3Peer average wins

372 Buffer peers · each row scaled to its leader

The Details

PBAU

Risk

3/5our risk indicator

CalmerBumpier

Volatility · 1Y4.73%

Deepest drop · 1Y−3.3%

Lowest point · 5Y0.0%

52-week range

$32.30

$29.16−0.3% from the high$32.39

PGIM PBAU · past-year price moves · as of Nov 5, 2026

PBAU

Fund Facts

Today

2024launched May 9

Tracks[…]

Exchange · CUSIPCBOE · 69420N817

StructureETF

Leverage1x

Cost on $10,000$50 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

PGIM PBAU · fund facts · as of Nov 5, 2026

PBAU

Payouts by Year

Today

$0no payouts on record

PBAU does not pay a distribution.

Distribution yield0.0%

Paid[…]

Latest ex-date · paid[…]

12 payouts added up[…]

PGIM PBAU · distributions by ex-date

All Fund FactsDocuments · trading · fees · every payout

Trading & Liquidity

Net asset value$32.02

Premium / discount[…]

Median spread · 30D[…]

Volume today521

Average volume · 30D5K

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.50%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$50.00

Our risk indicator3/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

No payouts on record: […]

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PGIM S&P 500 Buffer 20 ETF - AugustPBAU

Key Statistics

PBAU in One Breath

Inside PBAU

How It Compares

Head to Head

The Details

Prospectus & Documents

Trading & Liquidity

Fees & Costs

Distributions