Innovator U.S. Equity Ultra Buffer ETF OctoberUOCT

InnovatorDefined OutcomeBuffer#135 of 318 by YTD

$42.57

+0.8% last session

+9.0% YTD

Data as of 11/4/20264:00 PM ET · End-of-day

Dividend-adjusted total return · S&P 500 uses VOO · Aug 6, 2026 – Nov 4, 2026UOCTS&P 500 · VOO

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	+0.8%	−0.8%	+1.9%	+9.0%	+9.7%	+41.6%	+50.4%	+77.4%
Peer average	+0.8%	+96.8%	+0.9%	+8.5%	+9.8%	+50.0%	+54.0%	—
S&P 500 · VOO	+1.6%	−1.6%	0.0%	+13.4%	+13.5%	+91.7%	+81.2%	—

Key Statistics

Open all fund facts →

AUM: $271M
Expense ratio: 0.79%
Distribution yield: 0.0%
NAV: $42.63
Volume: 57K
Avg. volume 30D: 118K
High today: $42.72
Low today: $42.57
Previous close: $42.25
52-week high: $42.95
52-week low: $37.72
Our risk indicator: 3/5

UOCT in One Breath

UOCT Among Buffer ETFs

YTD

#1QMARFirst Trust+14.8%$615M

#2BAPRInnovator+14.7%$417M

#3PQAPPGIM+14.1%$31.8M

#4KAPRInnovator+13.9%$180M

#5KFEBInnovator+13.9%$41.1M

#6APRTAllianzIM+13.9%$47.4M

#7FMARFirst Trust+13.8%$1.2B

#8RSSEFirst Trust+13.6%$34.8M

#124UOCTInnovator+9.0%$271M

End-of-day Nov 5, 2026 · 289 Buffer ETFs by YTD

$10,000 in UOCT

$10,000 in UOCT became

$15,037

In the S&P 500 (VOO)

$18,115

Total return, dividends in · Oct 27, 2021 – Nov 4, 2026 · S&P 500 uses VOO

UOCT Returns by Period

Today

YTD

MAX

UOCT

+0.8%

−0.8%

+1.9%

+9.0%

+9.7%

+41.6%

+50.4%

+77.4%

Peer average

+0.8%

+96.8%

+0.9%

+8.5%

+9.8%

+50.0%

+54.0%

—

S&P 500 · VOO

+1.6%

−1.6%

0.0%

+13.4%

+13.5%

+91.7%

+81.2%

—

End-of-day Nov 5, 2026 · total return, dividends in · peers = 372 Buffer ETFs

UOCT’s Defined Outcome Rank

YTD

#135of 318
defined outcome ETFs

Best · SIXH+18.4%

UOCT+9.0%

Average+8.3%

Worst · KBUF−17.1%

Defined Outcome ETFs by YTD return · Nov 5, 2026

UOCT Price and 52-Week Range

From the 52-week high

−0.9%

From the 52-week low

+12.9%

Today $42.57 – $42.72

Previous close $42.25

$42.57 now

52-week low$37.7252-week high$42.95

End-of-day Nov 5, 2026 · box = today’s range, dashed = previous close

UOCT’s Share of Buffer ETFs

Today

0.3%

of the $86.9B in 373 Buffer ETFs

UOCT$271M0.3%

BUFR$10.9B12.6%

BUFD$2.2B2.5%

370 others$73.5B84.5%

Buffer ETF AUM · Nov 5, 2026

UOCT Fee per $100 vs Peers

Today

$0.79a year
per $100

$79 a year on $10,000

BUFR$0.10

BUFD$0.10

BUFQ$0.10

UOCT$0.79

FJAN$0.85

FMAY$0.85

Expense ratio · Buffer peers · Nov 5, 2026

Inside UOCT

6 holdings

UOCT

Innovator U.S. Equity Ultra Buffer ETF October

Today

UOCT reports no holdings we can show: […]

Innovator UOCT · holdings

How It Compares

UOCT

Innovator U.S. Equity Ultra Buffer ETF October’s Peers

YTD


BUFR	First TrustRead Desk	0.10%	+10.3%	+11.8%	$10.9B
BUFD	First TrustRead Desk	0.10%	+8.4%	+9.8%	$2.2B
BUFQ	First TrustRead Desk	0.10%	+9.8%	+11.0%	$1.7B
FJAN	First TrustRead Desk	0.85%	+10.1%	+12.4%	$1.5B
FMAY	First TrustRead Desk	0.85%	+7.9%	+9.5%	$1.5B
UOCT	InnovatorThis fundRead Desk	0.79%	+9.0%	+9.7%	$271M

Buffer peers · YTD and past-year returns · as of Nov 5, 2026 · sorted by AUM

Head to Head

Put UOCT head to head with BUFR →

BUFR vs UOCT

YTD

BUFRFirst Trust · BufferUOCTInnovator · Buffer

Year to date

+10.3%

+9.0%

BUFR wins+1.2 pts

Past year

+11.8%

+9.7%

BUFR wins+2.1 pts

Fee

0.10%

0.79%

BUFR winslower fee

Yield

0.0%

Level

AUM

$10.9B

$271M

BUFR40.4× more

3–0BUFR wins

First Trust BUFR and Innovator UOCT · year-to-date · as of Nov 5, 2026 · AUM not scored

UOCT vs VOO

YTD

UOCT · Innovator U.S. Equity Ultra Buffer ETF October

+9.0%

VOO · S&P 500

+13.4%

Gap

4.3 pts

Innovator UOCT and Vanguard VOO · YTD total return · as of Nov 5, 2026

UOCT vs Its Peer Average

YTD

UOCTAvsBPeer average

1D+0.8%+0.8%

1M−0.8%+96.8%

3M+1.9%+0.9%

YTD+9.0%+8.5%

1Y+9.7%+9.8%

3Y+41.6%+50.0%

5Y+50.4%+54.0%

2–5Peer average wins

372 Buffer peers · each row scaled to its leader

The Details

UOCT

Risk

3/5our risk indicator

CalmerBumpier

Volatility · 1Y5.68%

Deepest drop · 1Y−4.2%

Lowest point · 5Y−7.3%

52-week range

$42.57

$37.72−0.9% from the high$42.95

Innovator UOCT · past-year price moves · as of Nov 5, 2026

UOCT

Fund Facts

Today

2018launched Oct 1

Tracks[…]

Exchange · CUSIPCBOE · 45782C821

StructureETF

Leverage1x

Cost on $10,000$79 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

Innovator UOCT · fund facts · as of Nov 5, 2026

UOCT

Payouts by Year

$0.58per share, Nov 2019

Distribution yield0.0%

Paid[…]

Latest ex-date · paidNov 19 · Nov 21, 2019

1 payouts added up$0.58 a share

Innovator UOCT · distributions by ex-date · 2019–2019

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

Official documents are being connected from SEC EDGAR: […]. Read the issuer’s prospectus before investing.

Trading & Liquidity

Net asset value$42.63

Premium / discount[…]

Median spread · 30D[…]

Volume today57K

Average volume · 30D118K

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.79%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$79.00

Our risk indicator3/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

Ex-date	Paid	Per share
Nov 19, 2019	Nov 21, 2019	$0.58

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