Innovator U.S. Equity Ultra Buffer ETF OctoberUOCT

InnovatorDefined OutcomeBuffer#106 of 318 by YTD

$41.63

−2.2% last session

+6.6% YTD

Data as of 11/5/20264:00 PM ET · End-of-day

Dividend-adjusted total return · S&P 500 uses VOO · Dec 31, 2025 – Nov 5, 2026UOCTS&P 500 · VOO

Returns	1D	1M	3M	YTD	1Y	3Y	5Y	MAX
Total return	−2.2%	−2.9%	−0.5%	+6.6%	+7.8%	+37.8%	+47.1%	+73.5%
Peer average	−2.3%	+91.6%	−1.7%	+5.9%	+7.6%	+45.7%	+49.5%	—
S&P 500 · VOO	−4.4%	−5.7%	−4.9%	+8.4%	+9.8%	+82.2%	+71.6%	—

Key Statistics

Open all fund facts →

AUM: $271M
Expense ratio: 0.79%
Distribution yield: 0.0%
NAV: $42.63
Volume: 21K
Avg. volume 30D: 118K
High today: $42.46
Low today: $41.57
Previous close: $42.57
52-week high: $42.95
52-week low: $37.72
Our risk indicator: 3/5

UOCT in One Breath

UOCT Among Buffer ETFs

YTD

#1BAPRInnovator+12.0%$417M

#2RSSEFirst Trust+11.5%$34.8M

#3FMARFirst Trust+11.5%$1.2B

#4APRTAllianzIM+11.4%$47.4M

#5APRPPGIM+11.0%$37.4M

#6KAPRInnovator+10.9%$180M

#7RSJNFirst Trust+10.9%$86.2M

#8QMARFirst Trust+10.8%$615M

#101UOCTInnovator+6.6%$271M

End-of-day Nov 6, 2026 · 289 Buffer ETFs by YTD

$10,000 in UOCT

$10,000 in UOCT became

$14,710

In the S&P 500 (VOO)

$17,156

Total return, dividends in · Oct 28, 2021 – Nov 5, 2026 · S&P 500 uses VOO

UOCT Returns by Period

Today

YTD

MAX

UOCT

−2.2%

−2.9%

−0.5%

+6.6%

+7.8%

+37.8%

+47.1%

+73.5%

Peer average

−2.3%

+91.6%

−1.7%

+5.9%

+7.6%

+45.7%

+49.5%

—

S&P 500 · VOO

−4.4%

−5.7%

−4.9%

+8.4%

+9.8%

+82.2%

+71.6%

—

End-of-day Nov 6, 2026 · total return, dividends in · peers = 372 Buffer ETFs

UOCT’s Defined Outcome Rank

YTD

#106of 318
defined outcome ETFs

Best · SIXH+14.7%

UOCT+6.6%

Average+5.8%

Worst · KBUF−16.8%

Defined Outcome ETFs by YTD return · Nov 6, 2026

UOCT Price and 52-Week Range

From the 52-week high

−3.1%

From the 52-week low

+10.4%

Today $41.57 – $42.46

Previous close $42.57

$41.63 now

52-week low$37.7252-week high$42.95

End-of-day Nov 6, 2026 · box = today’s range, dashed = previous close

UOCT’s Share of Buffer ETFs

Today

0.3%

of the $86.9B in 373 Buffer ETFs

UOCT$271M0.3%

BUFR$10.9B12.6%

BUFD$2.2B2.5%

370 others$73.5B84.5%

Buffer ETF AUM · Nov 6, 2026

UOCT Fee per $100 vs Peers

Today

$0.79a year
per $100

$79 a year on $10,000

BUFR$0.10

BUFD$0.10

BUFQ$0.10

UOCT$0.79

FJAN$0.85

FMAY$0.85

Expense ratio · Buffer peers · Nov 6, 2026

Inside UOCT

6 holdings

UOCT

Innovator U.S. Equity Ultra Buffer ETF October

Today

UOCT reports no holdings we can show: […]

Innovator UOCT · holdings

How It Compares

UOCT

Innovator U.S. Equity Ultra Buffer ETF October’s Peers


BUFR	First TrustRead Desk	0.10%	+9.1%	+7.0%	$10.9B
BUFD	First TrustRead Desk	0.10%	+7.5%	+5.9%	$2.2B
BUFQ	First TrustRead Desk	0.10%	+7.0%	+5.1%	$1.7B
FJAN	First TrustRead Desk	0.85%	+12.4%	+10.1%	$1.5B
FMAY	First TrustRead Desk	0.85%	+6.6%	+4.6%	$1.5B
UOCT	InnovatorThis fundRead Desk	0.79%	+7.8%	+6.6%	$271M

Buffer peers · Past-year and ytd returns · as of Nov 6, 2026 · sorted by AUM

Head to Head

Put UOCT head to head with BUFR →

BUFR vs UOCT

YTD

BUFRFirst Trust · BufferUOCTInnovator · Buffer

Year to date

+7.0%

+6.6%

BUFR wins+0.4 pts

Past year

+9.1%

+7.8%

BUFR wins+1.3 pts

Fee

0.10%

0.79%

BUFR winslower fee

Yield

0.0%

Level

AUM

$10.9B

$271M

BUFR40.4× more

3–0BUFR wins

First Trust BUFR and Innovator UOCT · year-to-date · as of Nov 6, 2026 · AUM not scored

UOCT vs VOO

UOCT · Innovator U.S. Equity Ultra Buffer ETF October

+7.8%

VOO · S&P 500

+9.8%

Gap

2.0 pts

Innovator UOCT and Vanguard VOO · 1Y total return · as of Nov 6, 2026

UOCT vs Its Peer Average

YTD

UOCTAvsBPeer average

1D−2.2%−2.3%

1M−2.9%+91.6%

3M−0.5%−1.7%

YTD+6.6%+5.9%

1Y+7.8%+7.6%

3Y+37.8%+45.7%

5Y+47.1%+49.5%

4–3UOCT wins

372 Buffer peers · each row scaled to its leader

The Details

UOCT

Risk

3/5our risk indicator

CalmerBumpier

Volatility · 1Y6.10%

Deepest drop · 1Y−4.2%

Lowest point · 5Y−7.6%

52-week range

$41.63

$37.72−3.1% from the high$42.95

Innovator UOCT · past-year price moves · as of Nov 6, 2026

UOCT

Fund Facts

Today

2018launched Oct 1

Tracks[…]

Exchange · CUSIPCBOE · 45782C821

StructureETF

Leverage1x

Cost on $10,000$79 a year

Go deeper

Prospectus & documents Trading & liquidity Fees & costs Distributions

Innovator UOCT · fund facts · as of Nov 6, 2026

UOCT

Payouts by Year

$0.58per share, Nov 2019

Distribution yield0.0%

Paid[…]

Latest ex-date · paidNov 19 · Nov 21, 2019

1 payouts added up$0.58 a share

Innovator UOCT · distributions by ex-date · 2019–2019

All Fund FactsDocuments · trading · fees · every payout

Prospectus & Documents

Official documents are being connected from SEC EDGAR: […]. Read the issuer’s prospectus before investing.

Trading & Liquidity

Net asset value$42.63

Premium / discount[…]

Median spread · 30D[…]

Volume today21K

Average volume · 30D118K

Shares outstanding[…]

Options[…]

Fees & Costs

Net expense ratio0.79%

Gross expense ratio[…]

Management fee[…]

Cost on $10,000 a year$79.00

Our risk indicator3/5

Estimated yearly cost excludes trading costs and assumes constant assets.

Distributions

Ex-date	Paid	Per share
Nov 19, 2019	Nov 21, 2019	$0.58

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