Aptus ETFs: record by period

Record

13 funds with a full year

Aptus’ 1-Year Record

12 of 13 Made Money1 lostAptus typical +11.6% · All ETFs +7.8%

Made money · 12

More than 30%0

20–30%0

10–20%7BestIDUB+18.2%

5–10%4

0–5%1

Lost money · 1

0–5%1WorstDRSK−4.2%

5–10%0

More than 10%0

Aptus ETFs · past-year returns · 13 funds with a full year · as of Nov 5, 2026

Aptus’ Returns by Bucket

BucketYTD1YMoney made

US stocks3 funds · $1.2B+14.7%+15.1%$159M

Income2 funds · $2.5B+6.7%+6.0%$139M

International1 fund · $502M+14.9%+18.2%$77.2M

Buffered10 funds · $282M+10.1%+11.5%$22.6M

Unsorted3 funds · $2.1B+1.4%−0.6%−$17.9M

Aptus ETFs by bucket · asset-weighted returns · money made is an estimate: AUM × return · Nov 5, 2026

Aptus’ Best ETFs

YTD

+16.5%DUBS, Large Cap Enhanced Yield, led Aptus

1DUBSLarge Cap Enhanced Yield+16.5%

2IDUBInternational Enhanced Yield+14.9%

3UPSDSeries Solutions - Aptus Large Cap Upside+14.7%

4OSCVOpus Small Cap Value Plus+13.4%

5OCTBSeries Solutions - Aptus October Buffer+10.9%

6JULBSeries Solutions - Aptus July Buffer+10.5%

7JANBSeries Solutions - Aptus January Buffer+9.9%

8ADMEDrawdown Managed Equity+9.4%

Aptus ETFs · year-to-date returns · as of Nov 5, 2026

Aptus’ Worst ETFs

YTD

−1.2%DRSK, Defined Risk

1DRSKDefined Risk−1.2%

2DEFRSeries Solutions - Aptus Deferred Income0.0%

Aptus ETFs · year-to-date returns · as of Nov 5, 2026

Aptus’ ETF Returns

YTD

11–2up · down this year
of 13 funds that traded Jan 1

Funds per 5-point band of YTD return (%). 6 are 2026 launches.

Typical+9.9%

BestDUBS +16.5%

WorstDRSK −1.2%

Aptus ETFs · year-to-date returns · as of Nov 5, 2026

Top 12 Aptus ETFs

IDUB+18.2%

DUBS+17.3%

UPSD+15.5%

OSCV+13.5%

OCTB+11.9%

JULB+11.6%

JANB+11.6%

ADME+8.5%

ACIO+6.3%

JUCY+6.1%

DEFR+0.8%

DRSK−4.2%

Best first · dashed line = Aptus typical +11.6%

Aptus ETFs · past-year returns · as of Nov 5, 2026

Aptus’ Money Made

$378Mmade by the 12 largest · 99% of $380M

Aptus ETFs · past-year money made · as of Nov 5, 2026 · estimate: AUM × return

Aptus’ Best and Worst ETFs

Best 5 of 13

IDUBInternational Enhanced Yield+18.2%

DUBSLarge Cap Enhanced Yield+17.3%

UPSDSeries Solutions - Aptus Large Cap Upside+15.5%

OSCVOpus Small Cap Value Plus+13.5%

OCTBSeries Solutions - Aptus October Buffer+11.9%

Worst 5 of 13

DRSKDefined Risk−4.2%

DEFRSeries Solutions - Aptus Deferred Income+0.8%

JUCYEnhanced Yield+6.1%

ACIOCollared Income Opportunity+6.3%

ADMEDrawdown Managed Equity+8.5%

End-of-day Nov 5, 2026 · funds with a full year

Aptus’ Record by Bucket

Income2 of 2

Unsorted2 of 3

US stocks3 of 3

International1 of 1

Buffered4 of 4

Aptus ETFs · past-year returns · as of Nov 5, 2026

Money Made by ETF Issuers

$1.66Tmade by all US ETFs · an estimate

#IssuerMade

1Vanguard$488B

2iShares$435B

3SPDR$237B

4Invesco$102B

5Schwab$92.2B

End-of-day Nov 5, 2026

Aptus’ Losing ETFs

1fund lost money1 unsorted fund

FundCategoryPast year1Y ▲Assets

DRSKDefined RiskUnsorted−4.2%$1.4B

Aptus ETFs · past-year returns · as of Nov 5, 2026 · worst first

Aptus’ Newest ETFs

6funds not in the record yet

First 1Y onFunds

Mar 31, 2027ABUF

May 5, 2027APDB JADB JUDB OCDB

May 12, 2027ALDB

A fund joins Win % and typical return once it has a full year of prices.

Aptus ETFs · launched in the past year · as of Nov 5, 2026

AAptus

Record

Aptus