NEOS ETFs: record by period

Record

13 funds with a full year

NEOS’s 1-Year Record

10 of 13 Made Money3 lostNEOS typical +4.9% · All ETFs +7.8%

Made money · 10

More than 30%0

20–30%0

10–20%3BestIWMI+17.0%

5–10%3

0–5%4

Lost money · 3

0–5%2

5–10%0

More than 10%1WorstBTCI−24.7%

NEOS ETFs · past-year returns · 13 funds with a full year · as of Nov 5, 2026

NEOS’s Returns by Bucket

BucketYTD1YMoney made

Income15 funds · $33.6B+9.2%+9.5%$2.8B

Bonds & cash3 funds · $431M+1.7%+2.6%$11.0M

Thematic income2 funds · $1.6B−10.3%−24.7%−$435M

NEOS ETFs by bucket · asset-weighted returns · money made is an estimate: AUM × return · Nov 5, 2026

NEOS’s Best ETFs

YTD

+15.5%NLSI, Long/Short Equity Income, led NEOS

1NLSILong/Short Equity Income+15.5%

2MLPIMLP & Energy Infrastructure High Income+14.9%

3IWMIRussell 2000 High Income+14.7%

4SPYIS&P 500(R) High Income+11.5%

5NIHIMSCI EAFE High Income+9.9%

6SPYHS&P 500 Hedged Equity Income+8.7%

7QQQINasdaq-100 High Income+8.2%

8IYRIReal Estate High Income+7.8%

NEOS ETFs · year-to-date returns · as of Nov 5, 2026

NEOS’s Worst ETFs

YTD

−21.0%NEHI, Ethereum High Income

1NEHIEthereum High Income−21.0%

2BTCIBitcoin High Income−10.3%

3IAUIGold High Income−7.7%

4TLTIEnhanced Income 20+ Year Treasury Bond−1.0%

NEOS ETFs · year-to-date returns · as of Nov 5, 2026

NEOS’s ETF Returns

YTD

12–4up · down this year
of 16 funds that traded Jan 1

Funds per 5-point band of YTD return (%). 4 are 2026 launches.

Typical+6.5%

BestNLSI +15.5%

WorstNEHI −21.0%

NEOS ETFs · year-to-date returns · as of Nov 5, 2026

Top 12 NEOS ETFs

IWMI+17.0%

NIHI+13.9%

SPYI+13.0%

SPYH+9.8%

IYRI+8.2%

QQQI+7.1%

CSHI+4.9%

QQQH+4.2%

HYBI+3.8%

BNDI+2.0%

IAUI−1.7%

BTCI−24.7%

Best first · dashed line = NEOS typical +4.9%

NEOS ETFs · past-year returns · as of Nov 5, 2026

NEOS’s Money Made

$2.3Bmade by the 12 largest · 100% of $2.3B

NEOS ETFs · past-year money made · as of Nov 5, 2026 · estimate: AUM × return

NEOS’s Best and Worst ETFs

Best 5 of 13

IWMIRussell 2000 High Income+17.0%

NIHIMSCI EAFE High Income+13.9%

SPYIS&P 500(R) High Income+13.0%

SPYHS&P 500 Hedged Equity Income+9.8%

IYRIReal Estate High Income+8.2%

Worst 5 of 13

BTCIBitcoin High Income−24.7%

TLTIEnhanced Income 20+ Year Treasury Bond−2.8%

IAUIGold High Income−1.7%

BNDIEnhanced Income Aggregate Bond+2.0%

HYBIEnhanced Income Credit Select+3.8%

End-of-day Nov 5, 2026 · funds with a full year

NEOS’s Record by Bucket

Income8 of 9

Thematic income0 of 1

Bonds & cash2 of 3

NEOS ETFs · past-year returns · as of Nov 5, 2026

Money Made by ETF Issuers

$1.66Tmade by all US ETFs · an estimate

#IssuerMade

1Vanguard$488B

2iShares$435B

3SPDR$237B

4Invesco$102B

5Schwab$92.2B

End-of-day Nov 5, 2026

NEOS’s Losing ETFs

3funds lost money1 thematic income fund · 1 bond fund · 1 income fund

FundCategoryPast year1Y ▲Assets

BTCIBitcoin High IncomeThematic income−24.7%$1.3B

TLTIEnhanced Income 20+ Year Treasury BondBonds & cash−2.8%$21.6M

IAUIGold High IncomeIncome−1.7%$632M

NEOS ETFs · past-year returns · as of Nov 5, 2026 · worst first

NEOS’s Newest ETFs

7funds not in the record yet

First 1Y onFunds

Dec 2, 2026NEHI

Dec 9, 2026NLSI

Dec 17, 2026MLPI

Feb 2, 2027XBCI XQQI XSPI

Oct 6, 2027SLVI

A fund joins Win % and typical return once it has a full year of prices.

NEOS ETFs · launched in the past year · as of Nov 5, 2026

NNEOS

Record

NEOS