CAT

Caterpillar Inc.

StockIndustrialsAgricultural - MachineryUS$356B market cap

$623.94

▲ +1.7% last session

−26.0% 1M

Close of Nov 3, 2026End-of-day

Nov 3, 2026 · CAT total return with dividends reinvested, from daily closes · S&P 500 uses VOO over the same datesCATS&P 500 · VOO

Held by ETFs: $10.6B; in funds that list it in their top 10
Share of the company: ≈3%; of Caterpillar held through ETFs
Top-10 holding in: 28 ETFs; one of their ten biggest
Built on CAT alone: 1 ETF; 2×
Most per dollar · basket: DIA 7.3%; $73 of every $1,000
Biggest holder: DIA $3.3B; of CAT, 7.3% of the fund

Every ETF Theme Built Around CAT

YTD

2× Daily CAT ETFs

YTD

$5Min 1 fund

CATG$5Mno YTD

Corner: assets · twice CAT’s move each day

ETFs That Pay From CAT

YTD

10.0%top yield · DJIA

DJIA10.0%+8.4%DYLG9.0%+8.6%

Corner: yield · option income, upside capped

Heaviest CAT Baskets

YTD

$73per $1,000 in DIA

DIA7.3%+8.8%VIS5.6%+10.9%XLI5.5%+11.3%DIVO4.4%+10.3%FIDU4.2%+11.0%IYJ3.5%+9.8%

Corner: CAT weight · CAT is the biggest slice

Themes Around CAT

YTD

$133Mof CAT in 3 funds

IFRA3.1%+12.8%AIEQ4.9%+7.8%AMOM3.0%+12.7%

Corner: CAT weight · the themes it sits in

Core ETFs Holding CAT

YTD

$5Mof CAT in 1 fund

QVMT$5Mno YTD

Corner: CAT held · most people own it this way

Geared ETFs Holding CAT

YTD

+16.8%DUSL, the best of 4

UDOW3×+13.9%DDM2×+11.5%DUSL3×+16.8%UXI2×+14.8%

Corner: leverage · index funds with CAT inside

CAT Through Other ETFs

YTD

$25per $1,000 in THIR

THIR2.5%+1.6%BAMO1.5%+6.7%EMPB0.9%+17.8%SECT0.6%+9.8%BUYW0.6%+6.8%

Corner: CAT weight · held through other ETFs

End-of-day Nov 4, 2026 · each tile is one fund · closest to the stock first, then outward

Where the Money Sits

Where the ETF Money in CAT Sits

Today

60%in US Stock Styles funds

US Stock Styles $6.4BSectors $2.4BIncome $1.6BThematic $133MOther $55MLow-Cost Core $5M

DIA$3.3B · 7.3%VTV$2.6B · 1.4%DUHPGARPGFLW4 moreXLI$1.7B · 5.5%VIS$448M · 5.6%FIDUIYJEXI1 moreVYM$1.2B · 1.6%DIVODJIA1 moreIFRA, AIEQ, …BIBL, PTL, …QVMT

Tile size = dollars of CAT held% = CAT’s weight in the fund

End-of-day Nov 4, 2026 · $10.6B across funds that list CAT in their top 10

Core ETFs Holding the Most CAT

YTD

$5Mof CAT in 1 core fund

FundNameHeld ▼Per $1KYTDFeeAssets

QVMTInvesco S&P 500 Concentrated QVM ETF$5M$37—0.13%$122M

Through other ETFs · 5 fundsCAT per $1,000

THIR2.5% via DIA$25+1.6%

BAMO1.5% via DIA$15+6.7%

EMPB0.9% via XLI$9+17.8%

End-of-day Nov 4, 2026 · held = dollars of CAT in the fund

Open in desk

More of It

Most CAT per $1,000

Today

$2,000of CAT per $1,000 in the 1 2× daily fund · then DIA, the heaviest basket at $73

#FundNameIssuerPer $1K ▼YTDOpen

1CATGLeverage Shares 2x Long CAT Daily ETFLeverageShares$2,000—Open

2GASZCorgi Natural Gas Power & Turbines ETFCorgi$114—Open

3DIAState Street SPDR Dow Jones Industrial Average ETF TrustState Street$73+8.8%Open

4DJIAGlobal X Dow 30 Covered Call ETFGlobal X$72+8.4%Open

5DYLGGlobal X Dow 30 Covered Call & Growth ETFGlobal X$72+8.6%Open

6BIBLInspire 100 ETFInspire$70+18.7%Open

7BUILRebuild America ETFRiver1$69—Open

8VISVanguard Industrials ETFVanguard$56+10.9%Open

9XLIState Street Industrial Select Sector SPDR ETFState Street$55+11.3%Open

10TRUIVanEck Industrials TruSector ETFVanEck$53—Open

End-of-day Nov 4, 2026 · 2× funds reset daily · ties ranked by assets · geared index funds not ranked (per $1,000 not in the data)

Thematic ETFs Holding CAT

Today

$73in DIA, the heaviest basket

FundPer $1,000YTD

DIA$73+8.8%

VIS$56+10.9%

XLI$55+11.3%

DIVO$44+10.3%

FIDU$42+11.0%

IYJ$35+9.8%

End-of-day Nov 4, 2026 · bars run to $200

2× Daily CAT ETFs

YTD

$5Min 1 fund

2× daily$2,000 of CAT per $1,000

CATG$5M—

Past yearCAT +10.3%CATG —

End-of-day Nov 4, 2026 · all reset daily

Geared ETFs Holding CAT

YTD

+16.8%DUSL, the best of 4

FundAssetsYTD

DUSL3×$42M+16.8%

UXI2×$27M+14.8%

UDOW3×$841M+13.9%

DDM2×$507M+11.5%

End-of-day Nov 4, 2026 · 3× and 2× index funds

Income from It

CAT Income ETFs

Yield · Today

10.0%yield · DJIA, the biggest
2 income funds holding CAT

Invest $10,000 in DJIA · currently about $998 a year

FundYieldOn $10KYTD

DJIAGlobal X10.0%$998/yr+8.4%

DYLGGlobal X9.0%$901/yr+8.6%

End-of-day Nov 4, 2026 · trailing yield · payouts can fall

Income ETFs Holding CAT, by Yield

Yield · Today

10.0%top yield, DJIA · highest payout first

#FundNameIssuerYield ▼YTDOpen

1DJIAGlobal X Dow 30 Covered Call ETFGlobal X10.0%+8.4%Open

2DYLGGlobal X Dow 30 Covered Call & Growth ETFGlobal X9.0%+8.6%Open

End-of-day Nov 4, 2026 · trailing yield · payouts can fall · option income caps the upside

Income Strategies Holding CAT

YTD

$1.6Bof CAT held by 4 income funds · VYM is the largest

StrategyFundNameCAT per $1,000YieldYTDAssets

Covered callsDJIAGlobal X Dow 30 Covered Call ETF$7210.0%+8.4%$214M

Covered callsDYLGGlobal X Dow 30 Covered Call & Growth ETF$729.0%+8.6%$5M

Dividend stocksVYMVanguard High Dividend Yield ETF$162.3%+15.8%$78.9B

On $10KDJIA $998/yr DYLG $901/yr VYM $225/yr

End-of-day Nov 4, 2026 · $1.6B = income funds that list CAT in their top 10 · trailing yield

Thematic ETFs

Themes Around CAT

YTD

$133Mof CAT held in 3 theme funds

IFRA+12.8%$4.1B · 3.1% CAT

Size = assets · colour = YTD · CAT weight in eachAll 3 →

End-of-day Nov 4, 2026

IFRA vs AIEQ

YTD

IFRAiShares · InfrastructureAIEQAmplify · AI & semis

Year to date

+12.8%

+7.8%

IFRA wins+5.0 pts

Past year

+13.4%

+6.9%

IFRA wins+6.5 pts

Fee

0.30%

0.75%

IFRA winslower fee

Yield

1.7%

0.4%

IFRA wins+1.3 pts

AUM

$4.1B

$111M

IFRA36.7× more

4–0IFRA wins

End-of-day Nov 3, 2026 · AUM not scored

CAT Themes Ranked by Return

YTD

+12.8%IFRA, the best of the theme funds holding CAT

#FundNameIssuerYTD ▼CATOpen

1IFRAiShares U.S. Infrastructure ETFiShares+12.8%3.1%Open

2AMOMQRAFT AI-Enhanced U.S. Large Cap Momentum ETFDefiance+12.7%3.0%Open

3AIEQAmplify AI Powered Equity ETFAmplify+7.8%4.9%Open

End-of-day Nov 4, 2026 · CAT = its weight in each fund

IFRA & AIEQ vs Thematic

Average · YTD

IFRA

+12.8%

AIEQ

+7.8%

Thematic average

+7.7%

End-of-day Nov 3, 2026