Principal ETFs: record by period

Record

12 funds with a full year

Principal’s 1-Year Record

11 of 12 Made Money1 lostPrincipal typical +9.8% · All ETFs +7.8%

Made money · 11

More than 30%0

20–30%1BestPSC+23.2%

10–20%4

5–10%1

0–5%5

Lost money · 1

0–5%1WorstIG−0.1%

5–10%0

More than 10%0

Principal ETFs · past-year returns · 12 funds with a full year · as of Nov 5, 2026

Principal’s Returns by Bucket

BucketYTD1YMoney made

US stocks4 funds · $7.9B+14.4%+14.6%$985M

Unsorted5 funds · $4.0B+6.8%+6.8%$239M

International1 fund · $1.3B+10.5%+14.5%$165M

Bonds & cash4 funds · $830M+1.2%+2.3%$17.8M

Sectors1 fund · $27.2M+15.6%+14.1%$3.4M

Income2 funds · $132M−0.1%+1.0%$1.2M

Principal ETFs by bucket · asset-weighted returns · money made is an estimate: AUM × return · Nov 5, 2026

Principal’s Best ETFs

YTD

+20.4%PSC, U.S. Small-Cap Multi-Factor, led Principal

1PSCU.S. Small-Cap Multi-Factor+20.4%

2BYREReal Estate Active Opportunities+15.6%

3PYValue+15.3%

4LCAPCapital Appreciation Select+13.9%

5USMCU.S. Mega-Cap+11.1%

6PIEQExchange-Traded Funds - Principal International Equity+10.5%

7PSETQuality+5.2%

8BCHPFocused Blue Chip+3.1%

Principal ETFs · year-to-date returns · as of Nov 5, 2026

Principal’s Worst ETFs

YTD

−1.0%IG, Investment Grade Corporate Active

1IGInvestment Grade Corporate Active−1.0%

2PQDISpectrum Preferred and Income−0.1%

Principal ETFs · year-to-date returns · as of Nov 5, 2026

Principal’s ETF Returns

YTD

10–2up · down this year
of 12 funds that traded Jan 1

Funds per 5-point band of YTD return (%). 5 are 2026 launches.

Typical+7.8%

BestPSC +20.4%

WorstIG −1.0%

Principal ETFs · year-to-date returns · as of Nov 5, 2026

Top 12 Principal ETFs

PSC+23.2%

PY+18.0%

PIEQ+14.5%

BYRE+14.1%

LCAP+13.0%

USMC+9.8%

PSET+4.5%

YLD+3.1%

PREF+1.7%

PQDI+1.0%

BCHP+0.6%

IG−0.1%

Best first · dashed line = Principal typical +9.8%

Principal ETFs · past-year returns · as of Nov 5, 2026

Principal’s Money Made

$1.4Bmade by the 12 largest · 100% of $1.4B

Principal ETFs · past-year money made · as of Nov 5, 2026 · estimate: AUM × return

Principal’s Best and Worst ETFs

Best 5 of 12

PSCU.S. Small-Cap Multi-Factor+23.2%

PYValue+18.0%

PIEQExchange-Traded Funds - Principal International Equity+14.5%

BYREReal Estate Active Opportunities+14.1%

LCAPCapital Appreciation Select+13.0%

Worst 5 of 12

IGInvestment Grade Corporate Active−0.1%

BCHPFocused Blue Chip+0.6%

PQDISpectrum Preferred and Income+1.0%

PREFSpectrum Preferred Securities Active+1.7%

YLDActive High Yield+3.1%

End-of-day Nov 5, 2026 · funds with a full year

Principal’s Record by Bucket

US stocks4 of 4

Unsorted3 of 3

International1 of 1

Bonds & cash1 of 2

Income1 of 1

Sectors1 of 1

Principal ETFs · past-year returns · as of Nov 5, 2026

Money Made by ETF Issuers

$1.66Tmade by all US ETFs · an estimate

#IssuerMade

1Vanguard$488B

2iShares$435B

3SPDR$237B

4Invesco$102B

5Schwab$92.2B

End-of-day Nov 5, 2026

Principal’s Losing ETFs

1fund lost money1 bond fund

FundCategoryPast year1Y ▲Assets

IGInvestment Grade Corporate ActiveBonds & cash−0.1%$205M

Principal ETFs · past-year returns · as of Nov 5, 2026 · worst first

Principal’s Newest ETFs

5funds not in the record yet

First 1Y onFunds

May 20, 2027DWWN RIZE UUPP WDE

Aug 18, 2027PCOV

A fund joins Win % and typical return once it has a full year of prices.

Principal ETFs · launched in the past year · as of Nov 5, 2026

PPrincipal

Record

Principal