ALPS ETFs: record by period

Record

25 funds with a full year

ALPS’s 1-Year Record

22 of 25 Made Money3 lostALPS typical +16.9% · All ETFs +7.8%

Made money · 22

More than 30%2BestSDOG+31.3%

20–30%3

10–20%11

5–10%1

0–5%5

Lost money · 3

0–5%1

5–10%0

More than 10%2WorstACES−20.0%

ALPS ETFs · past-year returns · 25 funds with a full year · as of Nov 5, 2026

ALPS’s Returns by Bucket

BucketYTD1YMoney made

Sectors4 funds · $13.0B+15.0%+18.7%$2.0B

Income10 funds · $3.8B+19.7%+23.9%$722M

Unsorted3 funds · $1.1B+14.7%+17.3%$156M

Thematic5 funds · $885M+14.9%+17.1%$106M

Commodities1 fund · $426M+14.0%+22.1%$77.0M

US stocks1 fund · $139M+14.5%+12.2%$15.2M

Bonds & cash2 funds · $3.7B−0.4%0.0%$790K

ALPS ETFs by bucket · asset-weighted returns · money made is an estimate: AUM × return · Nov 5, 2026

ALPS’s Returns by Sector

$2.0Bmade by AMLP, Alerian MLP,
the most of ALPS’s 4 sector ETFs

SectorYTD1YMoney made

AMLPAlerian MLP+15.3%+18.8%$2.0B

SBIOMedical Breakthroughs+9.0%+27.0%$38.7M

REITActive REIT+17.6%+17.7%$8.4M

OGIGO' Global Internet Giants−9.8%−18.0%−$20.1M

ALPS sector ETFs · estimate: AUM × return · as of Nov 5, 2026

ALPS’s Best ETFs

YTD

+26.3%SDOG, Sector Dividend Dogs, led ALPS

1SDOGSector Dividend Dogs+26.3%

2ENFRAlerian Energy Infrastructure+23.5%

3IDOGInternational Sector Dividend Dogs+17.9%

4REITActive REIT+17.6%

5RFDADynamic US Dividend Advantage+17.2%

6OUSMO' U.S. Small-Cap Quality Dividend+16.4%

7RDOGREIT Dividend Dogs+15.6%

8AMLPAlerian MLP+15.3%

ALPS ETFs · year-to-date returns · as of Nov 5, 2026

ALPS’s Worst ETFs

YTD

−13.4%ACES, Clean Energy

1ACESClean Energy−13.4%

2OGIGO' Global Internet Giants−9.8%

3SMTHFunds Smith Core Plus Bond−0.4%

4RFCIDynamic Core Income−0.2%

ALPS ETFs · year-to-date returns · as of Nov 5, 2026

ALPS’s ETF Returns

YTD

21–4up · down this year
of 25 funds that traded Jan 1

Funds per 5-point band of YTD return (%). 1 is a 2026 launch.

Typical+14.4%

BestSDOG +26.3%

WorstACES −13.4%

ALPS ETFs · year-to-date returns · as of Nov 5, 2026

Top 12 ALPS ETFs

SDOG+31.3%

ENFR+30.1%

SBIO+27.0%

IDOG+25.3%

CCNR+22.1%

BFOR+19.0%

OUSA+18.9%

AMLP+18.8%

OUSM+17.8%

EQL+16.7%

ELFY+1.9%

SMTH0.0%

Best first · dashed line = ALPS typical +16.9%

ALPS ETFs · past-year returns · as of Nov 5, 2026

ALPS’s Money Made

$3.1Bmade by the 12 largest · 100% of $3.1B

ALPS ETFs · past-year money made · as of Nov 5, 2026 · estimate: AUM × return

ALPS’s Best and Worst ETFs

Best 5 of 25

SDOGSector Dividend Dogs+31.3%

ENFRAlerian Energy Infrastructure+30.1%

SBIOMedical Breakthroughs+27.0%

IDOGInternational Sector Dividend Dogs+25.3%

CCNRFunds CoreCommodity Natural Resources+22.1%

Worst 5 of 25

ACESClean Energy−20.0%

OGIGO' Global Internet Giants−18.0%

SMTHFunds Smith Core Plus Bond0.0%

RFCIDynamic Core Income+0.3%

RIGSStrategic Income+1.0%

End-of-day Nov 5, 2026 · funds with a full year

ALPS’s Record by Bucket

Sectors3 of 4

Income10 of 10

Bonds & cash1 of 2

Unsorted3 of 3

Thematic3 of 4

Commodities1 of 1

US stocks1 of 1

ALPS ETFs · past-year returns · as of Nov 5, 2026

Money Made by ETF Issuers

$1.66Tmade by all US ETFs · an estimate

#IssuerMade

1Vanguard$488B

2iShares$435B

3SPDR$237B

4Invesco$102B

5Schwab$92.2B

End-of-day Nov 5, 2026

ALPS’s Losing ETFs

3funds lost money1 thematic fund · 1 sector fund · 1 bond fund

FundCategoryPast year1Y ▲Assets

ACESClean EnergyThematic−20.0%$91.7M

OGIGO' Global Internet GiantsSectors−18.0%$91.9M

SMTHFunds Smith Core Plus BondBonds & cash0.0%$3.7B

ALPS ETFs · past-year returns · as of Nov 5, 2026 · worst first

ALPS’s Newest ETFs

1fund not in the record yet

First 1Y onFunds

Feb 18, 2027SMRF

A fund joins Win % and typical return once it has a full year of prices.

ALPS ETFs · launched in the past year · as of Nov 5, 2026

AALPS

Record

ALPS