ALPS ETFs: 20 of 25 made money

ALPS’s Total Funds

26 funds · 80% made money

Sectors 4$13.0B · 56%

AMLP+22.1%SBIO+20.4%OGIG−19.6%REIT+14.2%

Income 10$3.8B · 16%

SDOG+28.6%OUSM+15.4%OUSA+14.4%IDOG+21.6%RFDA+16.7%RIGS+0.2%OEFA+9.6%EDOG+6.1%RFCI−0.3%RDOG+15.7%

Bonds & cash 2$3.7B · 16%

SMTH−0.4%MNBD+1.0%

Unsorted 3$1.1B · 5%

EQL+14.8%BFOR+17.8%RFFC+15.1%

Thematic 5$885M · 4%

ENFR+35.1%ELFY+4.9%ACES−21.6%DTEC−0.6%SMRFnew

Commodities 1$426M · 2%

CCNR+21.3%

US stocks 1$139M · 1%

LGRO+10.1%

ALPS ETFs · past-year returns · as of Nov 4, 2026 · one tile per fund, grouped by category, largest first

ALPS’s Total Holdings

Today

$23.1Bin 26 funds · 7 categories

CategoryFundsAssets ▼Share

Sectors4$13.0B56%

Income10$3.8B16%

Bonds & cash2$3.7B16%

Unsorted3$1.1B5%

Thematic5$885M4%

Commodities1$426M2%

US stocks1$139M1%

ALPS ETFs · current holdings · as of Nov 4, 2026

ALPS’s Share of the ETF Market

Today

0%of all US ETF AUM is in ALPS funds
$23.1B of $16.40T · 26 of 5,803

Low-Cost Core

$4.91T

US Stock Styles

$3.16T · 805 funds

0%of US Stock Styles AUM

Bonds & Cash$2.63T

0%of Bonds & Cash AUM

International

$2.28T

Income$1.01T

0%of Income AUM

Sectors$964B

1%of Sectors AUM

Thematic$388B

0%of Thematic AUM

Commodities$383B

0%of Commodities AUM

6 more$674B

0%of 6 more AUM

ALPS’s AUMEveryone elseNo ALPS funds · 2 bucketsTile size = the bucket’s total AUM

ALPS ETFs · current AUM · as of Nov 4, 2026 · tile size = the bucket’s total AUM

Top 10 ALPS ETFs

Today

$21.9B · 95% of $23.1B

1AMLPAlerian MLP$12.7B

2SMTHFunds Smith Core Plus Bond$3.7B

3SDOGSector Dividend Dogs$1.5B

4OUSMO' U.S. Small-Cap Quality Dividend$820M

5EQLEqual Sector Weight$787M

6OUSAFunds O’ U.S. Quality Dividend$736M

7IDOGInternational Sector Dividend Dogs$567M

8ENFRAlerian Energy Infrastructure$542M

9CCNRFunds CoreCommodity Natural Resources$426M

10BFORTrust - Barron's 400$241M

ALPS ETFs · 10 of 26 by assets · as of Nov 4, 2026

ALPS’s Best ETFs

+35.1%ENFR, the Alerian Energy Infrastructure fund, led all 25

1ENFRAlerian Energy Infrastructure+35.1%

2SDOGSector Dividend Dogs+28.6%

3AMLPAlerian MLP+22.1%

4IDOGInternational Sector Dividend Dogs+21.6%

5CCNRFunds CoreCommodity Natural Resources+21.3%

6SBIOMedical Breakthroughs+20.4%

7BFORTrust - Barron's 400+17.8%

8RFDADynamic US Dividend Advantage+16.7%

9RDOGREIT Dividend Dogs+15.7%

10OUSMO' U.S. Small-Cap Quality Dividend+15.4%

ALPS ETFs · past-year returns · as of Nov 4, 2026

ALPS’s 1-Year Record

20–5made money · lost
of 25 with a full year

80% made moneyAll ETFs 74%

Typical returnMiddle fund

ALPS+14.4%

All ETFs+6.9%

Best fundENFR +35.1%

Worst fundACES −21.6%

Money made for investors$3.3B · 19th of 413 issuers

1 fund is under a year old and doesn’t count yet.

ALPS ETFs · past-year returns · as of Nov 4, 2026

ALPS vs iShares

ALPS26 funds · 19th by money made

iSharesBlackRock · 482 funds

$3.3BMoney made$381B

$23.1BAssets$4.63T

$178MFees earned$7.5B

80%Win %80%

+14.4%Typical return+8.8%

$0.77Fee per $100$0.16

26Funds482

1Launches 202621

2–1iShares wins

ALPS and iShares ETFs · past-year results · as of Nov 4, 2026 · each pair scaled to its larger value

ALPS’s ETF Launches

2026

1in 20261in 12 months

Feb 181 fund

Trust - ALPS Nautilus SMR, Nuclear & Technology

SMRF

End-of-day Nov 4, 2026

AALPS

ALPS