ALPS ETFs: 22 of 25 made money

ALPS’s Total Funds

26 funds · 88% made money

Sectors 4$12.6B · 55%

AMLP+18.8%SBIO+27.0%OGIG−18.0%REIT+17.7%

Income 10$3.9B · 17%

SDOG+31.3%OUSM+17.8%OUSA+18.9%IDOG+25.3%RFDA+17.8%RIGS+1.0%OEFA+13.0%EDOG+7.9%RFCI+0.3%RDOG+19.4%

Bonds & cash 2$3.8B · 17%

SMTH0.0%MNBD+1.4%

Unsorted 3$1.1B · 5%

EQL+16.7%BFOR+19.0%RFFC+16.9%

Thematic 5$863M · 4%

ENFR+30.1%ELFY+1.9%ACES−20.0%DTEC+1.3%SMRFnew

Commodities 1$424M · 2%

CCNR+22.1%

US stocks 1$142M · 1%

LGRO+12.2%

ALPS ETFs · past-year returns · as of Nov 5, 2026 · one tile per fund, grouped by category, largest first

ALPS’s Total Holdings

Today

$22.7Bin 26 funds · 7 categories

CategoryFundsAssets ▼Share

Sectors4$12.6B55%

Income10$3.9B17%

Bonds & cash2$3.8B17%

Unsorted3$1.1B5%

Thematic5$863M4%

Commodities1$424M2%

US stocks1$142M1%

ALPS ETFs · current holdings · as of Nov 5, 2026

ALPS’s Share of the ETF Market

Today

0%of all US ETF AUM is in ALPS funds
$22.7B of $16.49T · 26 of 5,803

Low-Cost Core

$4.94T

US Stock Styles

$3.19T · 805 funds

0%of US Stock Styles AUM

Bonds & Cash$2.64T

0%of Bonds & Cash AUM

International

$2.29T

Income$1.01T

0%of Income AUM

Sectors$967B

1%of Sectors AUM

Commodities$388B

0%of Commodities AUM

Thematic$385B

0%of Thematic AUM

6 more$681B

0%of 6 more AUM

ALPS’s AUMEveryone elseNo ALPS funds · 2 bucketsTile size = the bucket’s total AUM

ALPS ETFs · current AUM · as of Nov 5, 2026 · tile size = the bucket’s total AUM

Top 10 ALPS ETFs

Today

$21.6B · 95% of $22.7B

1AMLPAlerian MLP$12.3B

2SMTHFunds Smith Core Plus Bond$3.7B

3SDOGSector Dividend Dogs$1.5B

4OUSMO' U.S. Small-Cap Quality Dividend$836M

5EQLEqual Sector Weight$799M

6OUSAFunds O’ U.S. Quality Dividend$760M

7IDOGInternational Sector Dividend Dogs$575M

8ENFRAlerian Energy Infrastructure$523M

9CCNRFunds CoreCommodity Natural Resources$424M

10BFORTrust - Barron's 400$244M

ALPS ETFs · 10 of 26 by assets · as of Nov 5, 2026

ALPS’s Best ETFs

+31.3%SDOG, the Sector Dividend Dogs fund, led all 25

1SDOGSector Dividend Dogs+31.3%

2ENFRAlerian Energy Infrastructure+30.1%

3SBIOMedical Breakthroughs+27.0%

4IDOGInternational Sector Dividend Dogs+25.3%

5CCNRFunds CoreCommodity Natural Resources+22.1%

6RDOGREIT Dividend Dogs+19.4%

7BFORTrust - Barron's 400+19.0%

8OUSAFunds O’ U.S. Quality Dividend+18.9%

9AMLPAlerian MLP+18.8%

10OUSMO' U.S. Small-Cap Quality Dividend+17.8%

ALPS ETFs · past-year returns · as of Nov 5, 2026

ALPS’s 1-Year Record

22–3made money · lost
of 25 with a full year

88% made moneyAll ETFs 78%

Typical returnMiddle fund

ALPS+16.9%

All ETFs+7.8%

Best fundSDOG +31.3%

Worst fundACES −20.0%

Money made for investors$3.1B · 23rd of 414 issuers

1 fund is under a year old and doesn’t count yet.

ALPS ETFs · past-year returns · as of Nov 5, 2026

ALPS vs SPDR

ALPS26 funds · 23rd by money made

SPDRState Street · 187 funds

$3.1BMoney made$237B

$22.7BAssets$2.14T

$174MFees earned$2.5B

88%Win %89%

+16.9%Typical return+8.4%

$0.77Fee per $100$0.12

26Funds187

1Launches 202616

3–1SPDR wins

ALPS and SPDR ETFs · past-year results · as of Nov 5, 2026 · each pair scaled to its larger value

ALPS’s ETF Launches

2026

1in 20261in 12 months

Feb 181 fund

Trust - ALPS Nautilus SMR, Nuclear & Technology

SMRF

End-of-day Nov 5, 2026

AALPS

ALPS