ALPS ETFs: 21 of 25 made money

ALPS’s Total Funds

26 funds · 84% made money

Sectors 4$12.3B · 55%

AMLP+16.3%SBIO+21.0%OGIG−18.6%REIT+15.6%

Income 10$3.8B · 17%

SDOG+29.7%OUSM+15.8%OUSA+16.1%IDOG+25.1%RFDA+15.3%RIGS+1.3%OEFA+12.1%EDOG+8.5%RFCI+0.3%RDOG+17.2%

Bonds & cash 2$3.8B · 17%

SMTH+0.2%MNBD+1.6%

Unsorted 3$1.0B · 5%

EQL+14.1%BFOR+15.0%RFFC+14.1%

Thematic 5$836M · 4%

ENFR+28.1%ELFY−0.9%ACES−19.6%DTEC−0.7%SMRFnew

Commodities 1$421M · 2%

CCNR+23.3%

US stocks 1$136M · 1%

LGRO+9.3%

ALPS ETFs · past-year returns · as of Nov 6, 2026 · one tile per fund, grouped by category, largest first

ALPS’s Total Holdings

Today

$22.4Bin 26 funds · 7 categories

CategoryFundsAssets ▼Share

Sectors4$12.3B55%

Income10$3.8B17%

Bonds & cash2$3.8B17%

Unsorted3$1.0B5%

Thematic5$836M4%

Commodities1$421M2%

US stocks1$136M1%

ALPS ETFs · current holdings · as of Nov 6, 2026

ALPS’s Share of the ETF Market

Today

0%of all US ETF AUM is in ALPS funds
$22.4B of $16.35T · 26 of 5,803

Low-Cost Core

$4.91T

US Stock Styles

$3.13T · 805 funds

0%of US Stock Styles AUM

Bonds & Cash$2.65T

0%of Bonds & Cash AUM

International

$2.26T

Income$1.02T

0%of Income AUM

Sectors$965B

1%of Sectors AUM

Commodities$395B

0%of Commodities AUM

Thematic$363B

0%of Thematic AUM

6 more$658B

0%of 6 more AUM

ALPS’s AUMEveryone elseNo ALPS funds · 2 bucketsTile size = the bucket’s total AUM

ALPS ETFs · current AUM · as of Nov 6, 2026 · tile size = the bucket’s total AUM

Top 10 ALPS ETFs

Today

$21.3B · 95% of $22.4B

1AMLPAlerian MLP$12.0B

2SMTHFunds Smith Core Plus Bond$3.7B

3SDOGSector Dividend Dogs$1.4B

4OUSMO' U.S. Small-Cap Quality Dividend$819M

5EQLEqual Sector Weight$776M

6OUSAFunds O’ U.S. Quality Dividend$742M

7IDOGInternational Sector Dividend Dogs$578M

8ENFRAlerian Energy Infrastructure$511M

9CCNRFunds CoreCommodity Natural Resources$421M

10BFORTrust - Barron's 400$233M

ALPS ETFs · 10 of 26 by assets · as of Nov 6, 2026

ALPS’s Best ETFs

+29.7%SDOG, the Sector Dividend Dogs fund, led all 25

1SDOGSector Dividend Dogs+29.7%

2ENFRAlerian Energy Infrastructure+28.1%

3IDOGInternational Sector Dividend Dogs+25.1%

4CCNRFunds CoreCommodity Natural Resources+23.3%

5SBIOMedical Breakthroughs+21.0%

6RDOGREIT Dividend Dogs+17.2%

7AMLPAlerian MLP+16.3%

8OUSAFunds O’ U.S. Quality Dividend+16.1%

9OUSMO' U.S. Small-Cap Quality Dividend+15.8%

10REITActive REIT+15.6%

ALPS ETFs · past-year returns · as of Nov 6, 2026

ALPS’s 1-Year Record

21–4made money · lost
of 25 with a full year

84% made moneyAll ETFs 76%

Typical returnMiddle fund

ALPS+14.1%

All ETFs+5.5%

Best fundSDOG +29.7%

Worst fundACES −19.6%

Money made for investors$2.7B · 21st of 415 issuers

1 fund is under a year old and doesn’t count yet.

ALPS ETFs · past-year returns · as of Nov 6, 2026

ALPS vs iShares

ALPS26 funds · 21st by money made

iSharesBlackRock · 482 funds

$2.7BMoney made$336B

$22.4BAssets$4.56T

$171MFees earned$7.3B

84%Win %85%

+14.1%Typical return+7.2%

$0.76Fee per $100$0.16

26Funds482

1Launches 202621

3–1iShares wins

ALPS and iShares ETFs · past-year results · as of Nov 6, 2026 · each pair scaled to its larger value

ALPS’s ETF Launches

2026

1in 20261in 12 months

Feb 181 fund

Trust - ALPS Nautilus SMR, Nuclear & Technology

SMRF

End-of-day Nov 6, 2026

AALPS

ALPS