ALPS ETFs: 21 of 25 made money

ALPS’s Total Funds

26 funds · 84% made money

Sectors 4$12.4B · 55%

AMLP+15.8%SBIO+27.5%OGIG−18.1%REIT+15.5%

Bonds & cash 2$3.8B · 17%

Income 10$3.8B · 17%

SDOG+29.7%OUSM+13.6%OUSA+14.6%IDOG+21.6%RFDA+14.7%RIGS+1.3%OEFA+9.4%EDOG+7.1%RFCI+0.5%RDOG+15.8%

Unsorted 3$1.0B · 5%

EQL+13.5%BFOR+13.5%RFFC+13.6%

Thematic 5$838M · 4%

ENFR+26.2%ELFY−1.4%ACES−21.9%DTEC−1.6%SMRFnew

Commodities 1$417M · 2%

CCNR+21.0%

US stocks 1$136M · 1%

LGRO+8.9%

ALPS ETFs · past-year returns · as of Nov 7, 2026 · one tile per fund, grouped by category, largest first

ALPS’s Total Holdings

Today

$22.4Bin 26 funds · 7 categories

CategoryFundsAssets ▼Share

Sectors4$12.4B55%

Bonds & cash2$3.8B17%

Income10$3.8B17%

Unsorted3$1.0B5%

Thematic5$838M4%

Commodities1$417M2%

US stocks1$136M1%

ALPS ETFs · current holdings · as of Nov 7, 2026

ALPS’s Share of the ETF Market

Today

0%of all US ETF AUM is in ALPS funds
$22.4B of $16.31T · 26 of 5,803

Low-Cost Core

$4.91T

US Stock Styles

$3.12T · 805 funds

0%of US Stock Styles AUM

Bonds & Cash$2.65T

0%of Bonds & Cash AUM

International

$2.26T

Income$1.01T

0%of Income AUM

Sectors$964B

1%of Sectors AUM

Commodities$394B

0%of Commodities AUM

Thematic$367B

0%of Thematic AUM

6 more$644B

0%of 6 more AUM

ALPS’s AUMEveryone elseNo ALPS funds · 2 bucketsTile size = the bucket’s total AUM

ALPS ETFs · current AUM · as of Nov 7, 2026 · tile size = the bucket’s total AUM

Top 10 ALPS ETFs

Today

$21.3B · 95% of $22.4B

1AMLPAlerian MLP$12.1B

2SMTHFunds Smith Core Plus Bond$3.7B

3SDOGSector Dividend Dogs$1.4B

4OUSMO' U.S. Small-Cap Quality Dividend$811M

5EQLEqual Sector Weight$778M

6OUSAFunds O’ U.S. Quality Dividend$737M

7IDOGInternational Sector Dividend Dogs$563M

8ENFRAlerian Energy Infrastructure$508M

9CCNRFunds CoreCommodity Natural Resources$417M

10BFORTrust - Barron's 400$233M

ALPS ETFs · 10 of 26 by assets · as of Nov 7, 2026

ALPS’s Best ETFs

+29.7%SDOG, the Sector Dividend Dogs fund, led all 25

1SDOGSector Dividend Dogs+29.7%

2SBIOMedical Breakthroughs+27.5%

3ENFRAlerian Energy Infrastructure+26.2%

4IDOGInternational Sector Dividend Dogs+21.6%

5CCNRFunds CoreCommodity Natural Resources+21.0%

6AMLPAlerian MLP+15.8%

7RDOGREIT Dividend Dogs+15.8%

8REITActive REIT+15.5%

9RFDADynamic US Dividend Advantage+14.7%

10OUSAFunds O’ U.S. Quality Dividend+14.6%

ALPS ETFs · past-year returns · as of Nov 7, 2026

ALPS’s 1-Year Record

21–4made money · lost
of 25 with a full year

84% made moneyAll ETFs 77%

Typical returnMiddle fund

ALPS+13.5%

All ETFs+5.4%

Best fundSDOG +29.7%

Worst fundACES −21.9%

Money made for investors$2.6B · 21st of 415 issuers

1 fund is under a year old and doesn’t count yet.

ALPS ETFs · past-year returns · as of Nov 7, 2026

ALPS vs Vanguard

ALPS26 funds · 21st by money made

Vanguard116 funds

$2.6BMoney made$376B

$22.4BAssets$4.59T

$171MFees earned$1.9B

84%Win %88%

+13.5%Typical return+6.2%

$0.77Fee per $100$0.04

26Funds116

1Launches 202613

3–1Vanguard wins

ALPS and Vanguard ETFs · past-year results · as of Nov 7, 2026 · each pair scaled to its larger value

ALPS’s ETF Launches

2026

1in 20261in 12 months

Feb 181 fund

Trust - ALPS Nautilus SMR, Nuclear & Technology

SMRF

End-of-day Nov 7, 2026

AALPS

ALPS