Principal ETFs: 10 of 12 made money

Principal’s Total Funds

17 funds · 83% made money

US stocks 4$7.6B · 55%

USMC+6.0%PSC+17.2%PY+14.7%PSET+4.5%

Unsorted 5$4.0B · 29%

PREF+1.8%LCAP+9.2%BCHP−2.3%WDEnewRIZEnew

International 1$1.3B · 9%

PIEQ+11.7%

Bonds & cash 4$832M · 6%

YLD+2.6%IG0.0%UUPPnewDWWNnew

Income 2$133M · 1%

PQDI+0.8%PCOVnew

Sectors 1$27.6M · 0%

BYRE+12.1%

Principal ETFs · past-year returns · as of Nov 8, 2026 · one tile per fund, grouped by category, largest first

Principal’s Total Holdings

Today

$13.8Bin 17 funds · 6 categories

CategoryFundsAssets ▼Share

US stocks4$7.6B55%

Unsorted5$4.0B29%

International1$1.3B9%

Bonds & cash4$832M6%

Income2$133M1%

Sectors1$27.6M0%

Principal ETFs · current holdings · as of Nov 8, 2026

Principal’s Share of the ETF Market

Today

0%of all US ETF AUM is in Principal funds
$13.8B of $16.18T · 17 of 5,824

Low-Cost Core

$4.83T

US Stock Styles

$3.11T · 807 funds

0%of US Stock Styles AUM

Bonds & Cash$2.65T

0%of Bonds & Cash AUM

International$2.25T

0%of International AUM

Income$1.00T

0%of Income AUM

Sectors$946B

0%of Sectors AUM

Commodities

$394B

Thematic

$361B

6 more$641B

1%of 6 more AUM

Principal’s AUMEveryone elseNo Principal funds · 3 bucketsTile size = the bucket’s total AUM

Principal ETFs · current AUM · as of Nov 8, 2026 · tile size = the bucket’s total AUM

Top 10 Principal ETFs

Today

$13.7B · 99% of $13.8B

1USMCU.S. Mega-Cap$4.7B

2PSCU.S. Small-Cap Multi-Factor$2.6B

3PREFSpectrum Preferred Securities Active$1.9B

4LCAPCapital Appreciation Select$1.8B

5PIEQExchange-Traded Funds - Principal International Equity$1.3B

6YLDActive High Yield$603M

7PYValue$243M

8BCHPFocused Blue Chip$224M

9IGInvestment Grade Corporate Active$203M

10PQDISpectrum Preferred and Income$123M

Principal ETFs · 10 of 17 by assets · as of Nov 8, 2026

Principal’s Best ETFs

+17.2%PSC, the U.S. Small-Cap Multi-Factor fund, led all 12

1PSCU.S. Small-Cap Multi-Factor+17.2%

2PYValue+14.7%

3BYREReal Estate Active Opportunities+12.1%

4PIEQExchange-Traded Funds - Principal International Equity+11.7%

5LCAPCapital Appreciation Select+9.2%

6USMCU.S. Mega-Cap+6.0%

7PSETQuality+4.5%

8YLDActive High Yield+2.6%

9PREFSpectrum Preferred Securities Active+1.8%

10PQDISpectrum Preferred and Income+0.8%

Principal ETFs · past-year returns · as of Nov 8, 2026

Principal’s 1-Year Record

10–2made money · lost
of 12 with a full year

83% made moneyAll ETFs 77%

Typical returnMiddle fund

Principal+6.0%

All ETFs+5.4%

Best fundPSC +17.2%

Worst fundBCHP −2.3%

Money made for investors$1.0B · 34th of 415 issuers

5 funds are under a year old and don’t count yet.

Principal ETFs · past-year returns · as of Nov 8, 2026

Principal vs iShares

Principal17 funds · 34th by money made

iSharesBlackRock · 483 funds

$1.0BMoney made$327B

$13.8BAssets$4.56T

$42.9MFees earned$7.3B

83%Win %86%

+6.0%Typical return+6.9%

$0.31Fee per $100$0.16

17Funds483

5Launches 202621

4–0iShares wins

Principal and iShares ETFs · past-year results · as of Nov 8, 2026 · each pair scaled to its larger value

Principal’s ETF Launches

2026

5in 20265in 12 months

May 204 funds

Exchange-Traded Funds - Principal

DWWN RIZE UUPP WDE

Aug 181 fund

Exchange-Traded Funds - Principal Equity Premium Income

PCOV

End-of-day Nov 8, 2026

PPrincipal

Principal